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  4. [Form 4] FARMER BROTHERS CO Insider Trading Activity

Farmer Bros controller files Form 4; 5,846.731 shares in 401(k)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Farmer Brothers (FARM) reported an insider transaction by its VP and Controller. On November 8, 2025, a cash‑settled restricted stock unit vesting settled in cash based on the closing price of the company’s common stock, covering 13,334 underlying shares (transaction code M, price $0).

Following the transaction, the officer beneficially owned 103,333 derivative securities directly. Separately, the officer held 5,846.731 shares of common stock indirectly in the company’s 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider COFFMAN MATTHEW
Role VP and Controller
Type Security Shares Price Value
Exercise Cash-Settled Restricted Stock Units 13,334 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Cash-Settled Restricted Stock Units — 103,333 shares (Direct); Common Stock — 5,846.731 shares (Indirect, Held in Company's 401(k) Plan)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COFFMAN MATTHEW
(Last) (First) (Middle)
14501 N. FWY.
(Street)
FT. WORTH TX 76177
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FARMER BROTHERS CO [ FARM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and Controller
3. Date of Earliest Transaction (Month/Day/Year)
11/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 5,846.731 I Held in Company's 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Cash-Settled Restricted Stock Units (1) 11/08/2025 M 13,334 (1) (1) Common Stock 13,334 $0 103,333 D
Explanation of Responses:
1. The cash-settled restricted stock unit vesting on November 8, 2025 settled in cash based on the closing price of the Issuer's Common Stock.
Remarks:
/s/ Jared Vitemb, Attorney-in-fact for Matthew Coffman 11/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did FARM disclose on Form 4?

A cash‑settled restricted stock unit vesting settled in cash on November 8, 2025 for 13,334 underlying shares (code M).

How many derivative securities does the FARM officer hold after the transaction?

The officer beneficially owned 103,333 derivative securities directly after the reported transaction.

What common stock does the FARM officer hold in the 401(k) plan?

The officer indirectly held 5,846.731 shares of common stock in the company’s 401(k) plan.

What is the reporting person’s relationship to Farmer Brothers (FARM)?

The reporting person is an Officer, serving as VP and Controller.

Was the transaction price for the RSUs specified?

Yes. The derivative transaction shows a price of $0, consistent with cash‑settled RSUs.

Was this Form 4 filed by more than one reporting person?

No. It was filed by one reporting person.