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[Form 4/A] First Capital Inc Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Joshua P. Stevens, who is listed as Chief Financial Officer and a director of First Capital Inc (FCAP), reported an amended Form 4 showing he purchased 200 shares of First Capital common stock on 08/15/2025 at a price of $37.50 per share. After the transaction he beneficially owned 2,195 shares on a direct basis. The filing is an amendment dated 08/18/2025 and is signed by Mr. Stevens. No derivative transactions or additional explanations are disclosed in the form.

Positive

  • Purchase disclosed: 200 shares acquired at $37.50 on 08/15/2025
  • Clear reporting: Reporting person identified as CFO and director with signature on amended filing
  • No derivative activity reported, indicating a simple equity purchase

Negative

  • None.

Insights

TL;DR: Insider disclosed a small direct purchase of 200 shares at $37.50, increasing direct holdings to 2,195 shares.

This amended Form 4 documents a straightforward open-market purchase by the company's CFO and director. The trade size—200 shares—is modest in absolute terms and results in a total direct beneficial ownership of 2,195 shares. The report includes no derivative activity, no sales, and no explanatory notes beyond the signature and amendment date. For investors, the filing is a routine disclosure required under Section 16 and does not by itself provide information about company performance or material corporate events.

TL;DR: Amended insider filing corrects or updates prior disclosure and records a small purchase by the CFO/director.

The document shows compliance with Section 16 reporting through an amended Form 4 filed August 18, 2025, covering a purchase executed August 15, 2025. The reporting person is identified with title and address, the transaction code is recorded as a purchase, and the signature is provided. There are no indications of related-party transactions, plan-based trades, or indirect ownership structures disclosed. From a governance perspective, the filing demonstrates routine transparency but contains no material governance changes.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stevens Joshua Paul

(Last) (First) (Middle)
220 FEDERAL NW

(Street)
CORYDON IN 47112

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST CAPITAL INC [ FCAP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/18/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 P 200 A $37.5 2,195 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Joshua P. Stevens 08/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Joshua P. Stevens report for FCAP?

He reported a purchase of 200 shares of First Capital Inc common stock on 08/15/2025 at $37.50 per share.

How many First Capital (FCAP) shares does Joshua P. Stevens own after the transaction?

The Form 4 shows he beneficially owns 2,195 shares on a direct basis after the reported purchase.

Was this Form 4 a new filing or an amendment for FCAP?

The filing is an amended Form 4 (4/A) with an amendment date of 08/18/2025 covering the transaction dated 08/15/2025.

Did the Form 4 report any derivative transactions for FCAP?

No. Table II for derivative securities contains no reported activity in this filing.

What role does the reporting person hold at First Capital Inc (FCAP)?

The reporting person, Joshua P. Stevens, is identified as Chief Financial Officer and a director of First Capital Inc.
First Cap Inc

NASDAQ:FCAP

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158.68M
3.21M
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1.68%
Banks - Regional
Savings Institution, Federally Chartered
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United States
CORYDON