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FIRST CAPITAL INC (FCAP) CFO receives 300-share stock award at $50.80

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FIRST CAPITAL INC reported that Chief Financial Officer Joshua Paul Stevens acquired 300 shares of common stock as a grant or award on February 27, 2026 at a price of $50.80 per share. Following this award, his directly held common stock ownership increased to 2,495 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stevens Joshua Paul

(Last) (First) (Middle)
220 FEDERAL NW

(Street)
CORYDON IN 47112

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST CAPITAL INC [ FCAP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2026 A 300 A $50.8 2,495 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Joshua P. Stevens 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FCAP report for Joshua Paul Stevens?

FIRST CAPITAL INC reported that Chief Financial Officer Joshua Paul Stevens received a grant of 300 shares of common stock. The transaction was coded as a grant, award, or other acquisition rather than an open-market purchase or sale, reflecting additional equity-based compensation.

On what date did the FCAP CFO receive the 300-share stock grant?

The grant of 300 shares of FIRST CAPITAL INC common stock to CFO Joshua Paul Stevens occurred on February 27, 2026. This date is the official transaction date reported, reflecting when the equity award was effective for Form 4 reporting purposes.

What was the price per share for the FCAP CFO’s stock award?

The 300-share award to the FIRST CAPITAL INC CFO used a price of $50.80 per share. This price is reported on the Form 4 as the transaction price, which typically reflects the fair market value used for the equity grant calculation.

How many FCAP shares does the CFO own after this transaction?

After receiving the 300-share award, CFO Joshua Paul Stevens directly owns 2,495 shares of FIRST CAPITAL INC common stock. This total reflects his direct beneficial ownership immediately following the reported Form 4 transaction on February 27, 2026.

Is the FCAP CFO’s 300-share transaction a purchase or an award?

The transaction is reported as a grant, award, or other acquisition, not an open-market purchase. The Form 4 uses transaction code A, indicating the 300 FIRST CAPITAL INC shares were received as equity compensation rather than bought in the market.

Does the FCAP Form 4 indicate indirect ownership or related entities?

The Form 4 identifies the CFO’s ownership as direct, with 2,495 shares held directly after the transaction. The filing shows no separate entities or indirect ownership structures in the disclosed data or footnotes for this specific equity award.
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