First Carolina COO reports 134,250 share holding
First Carolina Financial Services, Inc. Chief Operating Officer Kristen Dawn Brabble filed an initial ownership report showing direct holdings of 134,250 shares of Common Stock as of June 17, 2026.
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Form Type
3
Rhea-AI Filing Summary
First Carolina Financial Services, Inc. Chief Operating Officer Kristen Dawn Brabble filed an initial ownership report showing direct holdings of 134,250 shares of Common Stock as of June 17, 2026. These holdings include multiple restricted stock awards granted between January 1, 2022 and April 1, 2026 with multi-year vesting schedules.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Brabble Kristen Dawn
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 134,250 shares (Direct)
Footnotes (1)
- F1. Includes (i) 20,000 restricted stock awards ("RSAs") granted on January 1, 2022 that vest in five substantially equal annual installments on the first five anniversaries of the grant date; (ii) 20,000 RSAs granted on May 1, 2023 that vest in ten substantially equal installments beginning on January 1, 2024 and each anniversary thereafter; (iii) 20,000 RSAs granted on January 1, 2024 that vest in ten substantially equal annual installments on the first ten anniversaries of the grant date; (iv) 20,000 RSAs granted on January 1, 2025 that vest in ten substantially equal annual installments on the first ten anniversaries of the grant date; and (v) 10,000 RSAs granted on April 1, 2026 that vest in five substantially equal installments beginning on January 1, 2027 and each anniversary thereafter.
Key Figures
Common Stock held: 134,250 shares
RSA grant Jan 1, 2022: 20,000 shares
RSA grant May 1, 2023: 20,000 shares
+3 more
6 metrics
Common Stock held
134,250 shares
Direct ownership as of June 17, 2026
RSA grant Jan 1, 2022
20,000 shares
Restricted stock awards vesting over five annual installments
RSA grant May 1, 2023
20,000 shares
RSAs vesting in ten installments beginning Jan 1, 2024
RSA grant Jan 1, 2024
20,000 shares
RSAs vesting in ten substantially equal annual installments
RSA grant Jan 1, 2025
20,000 shares
RSAs vesting in ten substantially equal annual installments
RSA grant Apr 1, 2026
10,000 shares
RSAs vesting in five installments beginning Jan 1, 2027
Key Terms
restricted stock awards, vest, substantially equal annual installments, beneficial ownership
4 terms
restricted stock awards financial
"Includes (i) 20,000 restricted stock awards ("RSAs") granted on January 1, 2022..."
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
vest financial
"RSAs granted on January 1, 2022 that vest in five substantially equal annual installments..."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
substantially equal annual installments financial
"that vest in five substantially equal annual installments on the first five anniversaries..."
beneficial ownership financial
"initial statement of beneficial ownership of securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Form 3 filing for FCBM disclose about Kristen Dawn Brabble?
The filing shows Brabble’s initial ownership in First Carolina Financial Services, Inc. as Chief Operating Officer, reporting 134,250 shares of Common Stock held directly. It establishes her baseline equity position as an executive officer of the company.
What types of equity awards are included in the COO’s FCBM holdings?
The holdings include restricted stock awards (RSAs) granted on several dates from 2022 through 2026. These RSAs vest in substantially equal installments over five- or ten-year periods, adding a long-term, time-based component to the COO’s equity compensation.
Over what period do the restricted stock awards for FCBM’s COO vest?
The RSAs vest over five- and ten-year schedules, with installments beginning on specific future January 1 dates and each anniversary thereafter. This structure ties the COO’s equity value to continued service and long-term company performance over multiple years.
Does the FCBM Form 3 indicate recent buying or selling by the COO?
The Form 3 does not show explicit buying or selling activity. It functions as an initial statement of beneficial ownership, listing 134,250 directly held Common Stock shares and related restricted stock awards without coded purchase or sale transactions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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