First Carolina Financial (FCBM) director reports direct and indirect stock holdings
Rhea-AI Filing Summary
First Carolina Financial Services, Inc. director Oyler David Shawver filed an initial Form 3 reporting his ownership in the company’s common stock. He reports 45,410 shares held indirectly through Trifecta Investment Capital, LLC and 24,000 shares held directly. Footnotes explain these amounts include several restricted stock awards granted between 2024 and 2026 that vest over multi‑year schedules.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Oyler David Shawver
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 24,000 shares (Direct);
Common Stock — 45,410 shares (Indirect, By Trifecta Investment Capital, LLC)
Footnotes (1)
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Key Figures
Indirect common shares: 45,410 shares
Direct common shares: 24,000 shares
2024 RSA grant: 4,678 shares
+3 more
6 metrics
Indirect common shares
45,410 shares
Indirect ownership via Trifecta Investment Capital, LLC
Direct common shares
24,000 shares
Direct ownership reported on Form 3
2024 RSA grant
4,678 shares
Restricted stock awards granted January 1, 2024; vest in five annual installments
2025 RSA grant
5,972 shares
Restricted stock awards granted January 1, 2025; vest in five annual installments
2026 RSA grant (1-year)
3,886 shares
Restricted stock awards granted January 1, 2026; vest on first anniversary
2026 RSA grant (5-year)
4,114 shares
Restricted stock awards granted January 1, 2026; vest in five annual installments
Key Terms
Common Stock, restricted stock awards, RSAs, vest, +1 more
5 terms
Common Stock financial
"security_title: Common Stock for both direct and indirect holdings"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
restricted stock awards financial
"Includes (i) 4,678 restricted stock awards ("RSAs") granted on January 1, 2024"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
RSAs financial
"RSAs granted on January 1, 2025 that vest in five substantially equal annual installments"
vest financial
"RSAs granted on January 1, 2026 that vest on the first anniversary of the grant date"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
indirect financial
"ownership_type: indirect; nature_of_ownership: By Trifecta Investment Capital, LLC"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does First Carolina Financial Services (FCBM) director’s Form 3 report?
The Form 3 reports director Oyler David Shawver’s existing holdings of First Carolina Financial common stock. It discloses direct and indirect ownership, including restricted stock awards that vest over time, but does not show any new stock purchases or sales.
What restricted stock awards are disclosed for First Carolina Financial (FCBM)?
The footnote lists RSAs of 4,678 shares granted January 1, 2024, 5,972 shares granted January 1, 2025, and two grants on January 1, 2026 of 3,886 and 4,114 shares. These vest in installments or after one year, depending on the specific grant.
Does the First Carolina Financial (FCBM) Form 3 show any insider buying or selling?
The Form 3 is an initial ownership report and does not show explicit buy or sell transactions. Instead, it details the director’s existing direct and indirect holdings and explains the structure and vesting schedules of several restricted stock award grants.