STOCK TITAN

First Carolina (NASDAQ: FCBM) banking chief buys 4,000 IPO program shares

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

First Carolina Financial Services, Inc. Chief Banking Officer of the Bank, Ford Douglas IV, bought 4,000 shares of common stock in an open-market purchase at $12.50 per share. After this transaction, he directly holds 160,000 shares, indicating a modest increase in his personal stake. The purchase was made through a directed share program connected to the company’s initial public offering, allowing insiders to participate alongside public investors.

Positive

  • None.

Negative

  • None.
Insider Ford Douglas IV
Role Chief Banking Officer of Bank
Bought 4,000 shs ($50K)
Type Security Shares Price Value
Purchase Common Stock 4,000 $12.50 $50K
Holdings After Transaction: Common Stock — 160,000 shares (Direct)
Footnotes (1)
  1. F1. Reflects shares purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
Shares purchased 4,000 shares Open-market purchase on 2026-06-18
Purchase price $12.50 per share Price paid in directed share program
Total holdings after 160,000 shares Direct ownership following transaction
Net share change 4,000 shares Net-buy direction in transaction summary
open-market purchase financial
"transaction_action": "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
directed share program financial
"Reflects shares purchased pursuant to a directed share program"
initial public offering financial
"in connection with the Issuer's initial public offering"
An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.
common stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Ford Douglas IV report for FCBM?

Ford Douglas IV reported buying 4,000 shares of First Carolina Financial Services common stock. The shares were acquired in an open-market purchase at $12.50 per share, modestly increasing his direct ownership position in the company.

How many FCBM shares does Ford Douglas IV own after this transaction?

After the reported purchase, Ford Douglas IV directly holds 160,000 shares of First Carolina Financial Services. This total includes the newly acquired 4,000 shares and reflects his updated ownership position as disclosed in the Form 4 filing.

At what price did the FCBM insider shares trade in this Form 4?

The insider shares were purchased at $12.50 per share. This price represents the cost Ford Douglas IV paid in the open-market transaction for 4,000 shares of First Carolina Financial Services common stock reported in the filing.

What is the nature of the FCBM transaction reported by Ford Douglas IV?

The transaction is an open-market purchase of common stock, coded “P” on Form 4. It reflects a straightforward buy of 4,000 shares, rather than an option exercise, gift, tax withholding, or other non-market-related equity event.

Is Ford Douglas IV’s ownership in FCBM direct or indirect?

Ford Douglas IV’s reported ownership in this transaction is direct. The Form 4 identifies his ownership type as “D,” indicating the 160,000 shares, including the 4,000 newly purchased, are held directly rather than through an intermediary entity.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ford Douglas IV

(Last)(First)(Middle)
C/O FIRST CAROLINA FINANCIAL SERVICES
2626 GLENWOOD AVENUE SUITE 200

(Street)
RALEIGH NORTH CAROLINA 27608

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
First Carolina Financial Services, Inc. [ FCBM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Banking Officer of Bank
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/18/2026P4,000(1)A$12.5160,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares purchased pursuant to a directed share program in connection with the Issuer's initial public offering.
/s/ Kristen Brabble, as attorney-in-fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)