FuelCell Energy director files initial Form 3

FuelCell Energy Inc. director Livingston III Homer John filed an initial Form 3, which is a required statement of beneficial ownership for insiders.

Accepted by SEC EDGAR 06/12/2026 - 04:50 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FuelCell Energy Inc. director Livingston III Homer John filed an initial Form 3, which is a required statement of beneficial ownership for insiders. This filing shows his status as a director but does not report any buy, sell, or other share transactions.

Key Terms

Form 3, beneficial ownership, director

3 terms

Form 3 regulatory

"filed an initial Form 3, which is a required statement of beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"an initial Form 3, which is a required statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

director financial

"shows that Livingston III Homer John is a director of FuelCell Energy"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the FuelCell Energy (FCEL) Form 3 filing for Livingston III Homer John show?

The Form 3 filing shows that Livingston III Homer John is a director of FuelCell Energy. It serves as his initial statement of beneficial ownership and, in this case, reports no buy, sell, or other share transactions or derivative positions.

Did Livingston III Homer John buy or sell FuelCell Energy (FCEL) shares in this Form 3?

No transactions are reported in this Form 3 for Livingston III Homer John. The transaction summary shows zero buys, zero sells, zero derivative exercises, and no gifts or restructurings, indicating this filing is purely an initial ownership statement.

Does the FuelCell Energy (FCEL) Form 3 indicate derivative positions for Livingston III Homer John?

The Form 3 shows no derivative positions for Livingston III Homer John. The derivativeSummary is empty and the transactionSummary lists zero derivative transactions or exercises, so there is no options or similar derivative activity disclosed in this filing.

What is the significance of a Form 3 for FuelCell Energy (FCEL) directors?

Form 3 is the initial beneficial ownership report required when someone becomes an insider, such as a director, of FuelCell Energy. It establishes a baseline for future Forms 4 and 5 that will disclose any subsequent share or derivative transactions by that insider.

Does this FuelCell Energy (FCEL) Form 3 affect the company’s share count or capital structure?

This Form 3 does not change FuelCell Energy’s share count or capital structure. It is a disclosure by an individual director, Livingston III Homer John, and reports no new share issuances, purchases, sales, or derivative exercises that would alter outstanding shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Livingston III Homer John

(Last) (First) (Middle)

C/O FUELCELL ENERGY, INC.

3 GREAT PASTURE ROAD

(Street)

DANBURY CONNECTICUT 06810

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/19/2026

3. Issuer Name and Ticker or Trading Symbol
FUELCELL ENERGY INC [ FCEL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Michael S. Bishop, as Power of Attorney	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)