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Director Clemente James (NASDAQ: FDBC) reports 2,150 Fidelity D & D shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

FIDELITY D & D BANCORP, INC. director Clemente James filed an initial ownership report on Form 3. As of the event date of January 2, 2026, he beneficially owned 2,150 shares of common stock, held directly. The filing shows no derivative securities and does not report any new purchase or sale, only Mr. James’s existing ownership position as a director of the company.

Positive

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Clemente James

(Last) (First) (Middle)
8 WINDING WAY

(Street)
DALLAS PA 18612

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/02/2026
3. Issuer Name and Ticker or Trading Symbol
FIDELITY D & D BANCORP INC [ FDBC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,150 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ John Pash 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing for FDBC disclose about Clemente James?

The Form 3 shows that Clemente James, a director of Fidelity D & D Bancorp, Inc., beneficially owns 2,150 shares of common stock as of January 2, 2026.

How many Fidelity D & D Bancorp (FDBC) shares does Clemente James own?

The filing reports that Clemente James beneficially owns 2,150 shares of common stock, all reported as held in direct ownership.

Did Clemente James buy or sell FDBC shares in this Form 3 filing?

No. The Form 3 is an initial statement of beneficial ownership and lists an existing holding of 2,150 common shares without showing any new purchase or sale transaction.

What is Clemente James’s relationship to Fidelity D & D Bancorp (FDBC)?

The filing identifies Clemente James as a director of Fidelity D & D Bancorp, Inc. and not as an officer or 10% owner.

When was the ownership position in FDBC common stock measured for this Form 3?

The Form 3 lists the Date of Event Requiring Statement as January 2, 2026, which is when the reported ownership of 2,150 common shares is measured.

Are there any derivative securities reported for Clemente James in FDBC?

No. The Table II section for derivative securities is present but contains no entries, indicating no derivative securities are reported for Clemente James.
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