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FirstEnergy (NYSE: FE) director receives 898 phantom stock units award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hicks Lisa Winston reported acquisition or exercise transactions in this Form 4 filing.

FIRSTENERGY CORP director Lisa Winston Hicks reported a new grant of phantom stock units rather than an open-market trade. She received 898 phantom stock units on July 1, 2026 as quarterly director compensation under company incentive and deferred compensation plans.

Each phantom stock unit is the economic equivalent of one share of FirstEnergy common stock and is payable in cash or shares after her board service ends. Following this grant, she holds 19,371.7865 phantom stock units, 2,051 shares of common stock directly, and 500 shares indirectly through her spouse.

Positive

  • None.

Negative

  • None.
Insider Hicks Lisa Winston
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock Units 898 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Phantom Stock Units — 19,371.787 shares (Direct, null); Common Stock — 2,051 shares (Direct, null); Common Stock — 500 shares (Indirect, By Spouse)
Footnotes (1)
  1. Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2020 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. 1 for 1 This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock. Includes dividends accrued on phantom stock units.
Phantom stock units granted 898 units Director compensation grant on July 1, 2026
Total phantom stock units after grant 19,371.7865 units Balance following July 1, 2026 award
Direct common stock holdings 2,051 shares Common stock held directly after reported transactions
Indirect common stock holdings (spouse) 500 shares Common stock held indirectly through spouse
Transaction price per phantom unit $0.00 per unit Non-cash grant under director compensation plans
Underlying common stock for new units 898 shares Each phantom unit economically equals one common share
Phantom Stock Units financial
"This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
Deferred Compensation Plan for Outside Directors financial
"deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors"
Incentive Compensation Plan financial
"director compensation under the FirstEnergy Corp. 2020 Incentive Compensation Plan"
An incentive compensation plan is a formal program that rewards employees and executives with bonuses, stock, or other payments tied to specific performance goals—such as revenue, profit, productivity, or long‑term share price. Investors watch these plans because they shape how leaders make decisions and take risks; like paying a coach by wins rather than effort, well‑designed plans can drive sustainable growth while poor designs can encourage short‑term behaviors that harm shareholder value.
economic equivalent financial
"Each share of phantom stock is the economic equivalent of one share of common stock"
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FAQ

What insider transaction did FirstEnergy (FE) director Lisa Winston Hicks report?

Lisa Winston Hicks reported receiving 898 phantom stock units as director compensation. These units were granted under FirstEnergy incentive and deferred compensation plans and represent a non-cash, equity-linked award tied economically to FirstEnergy common stock.

Are the 898 phantom stock units for Lisa Winston Hicks a stock purchase of FirstEnergy (FE) shares?

No, the 898 phantom stock units are a compensation grant, not a market purchase. They are bookkeeping units whose value tracks FirstEnergy common stock and are settled in cash or shares after her board service concludes.

How many phantom stock units does Lisa Winston Hicks hold after this Form 4 for FirstEnergy (FE)?

After the reported grant, Lisa Winston Hicks holds 19,371.7865 phantom stock units. These units reflect quarterly director compensation and accrued dividends, all tied economically to FirstEnergy common stock performance over time.

What direct common stock holdings does Lisa Winston Hicks report in FirstEnergy (FE)?

Lisa Winston Hicks reports holding 2,051 shares of FirstEnergy common stock directly. This position is separate from her phantom stock units and represents actual common shares registered in her own name as disclosed in the Form 4.

What indirect FirstEnergy (FE) holdings are attributed to Lisa Winston Hicks through her spouse?

The filing shows 500 shares of FirstEnergy common stock held indirectly by her spouse. These shares are reported as indirect beneficial ownership, reflecting a family-related position separate from her directly owned shares and phantom stock units.

How do the phantom stock units granted to Lisa Winston Hicks for FirstEnergy (FE) work?

The phantom stock units are deferred director compensation credited quarterly and payable after service ends. Each unit equals one share of FirstEnergy common stock economically, with value and dividends tracking the stock until cash or share settlement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hicks Lisa Winston

(Last)(First)(Middle)
341 WHITE POND DRIVE

(Street)
AKRON OHIO 44320

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIRSTENERGY CORP [ FE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock2,051D
Common Stock500IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units(1)(2)07/01/2026A898 (3) (3)Common Stock898$019,371.7865(4)D
Explanation of Responses:
1. Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2020 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
2. 1 for 1
3. This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.
4. Includes dividends accrued on phantom stock units.
/s/ Mary M. Swann, attorney-in-fact07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)