[Form 4] 5E Advanced Materials, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Graham van't Hoff, a director of 5E Advanced Materials, Inc. (FEAM), was granted 8,196 restricted stock units (RSUs) on 09/30/2025. Each RSU represents a contingent right to one share of common stock. The RSUs were issued under the company's Amended and Restated 2022 Equity Compensation Plan and carry a reported price of $0.00. The award vests on July 1, 2026, contingent on the reporting person's continued service on the company's board through the vesting date. The RSUs have no expiration date. The Form 4 filing was signed on behalf of the reporting person by an attorney-in-fact on 09/30/2025.

Positive

• Equity alignment: Director awarded 8,196 RSUs, aligning board member incentives with shareholder interests
• Retention-focused vesting: RSUs vest on July 1, 2026 subject to continued board service, supporting director retention
• No expiration date: The RSUs are stated to have no expiration date, preserving the vesting value until conversion

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Director received time-based equity aligning interest with shareholders; standard vesting condition requires continued board service.

The grant of 8,196 RSUs to a director is a routine, time-based equity award intended to align the director's incentives with shareholder value. The RSUs vest contingent on continued board service on July 1, 2026, and have no expiration date, which is favorable for retention. The award was made under the company’s 2022 Equity Compensation Plan and reported at a $0.00 price per RSU, consistent with restricted-unit accounting where no purchase price is paid by the recipient.

Securities Analyst

TL;DR: This Form 4 reports a non-cash equity grant to an insider; it is informational and not an immediate market event.

The filing documents acquisition of derivative securities (RSUs) convertible to 8,196 shares of common stock upon vesting. The transaction does not reflect a purchase at market price and does not report disposal or sale. For investors, this is a disclosure of future potential share issuance conditional on service, not an immediate change in freely tradable shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

vant Hoff Graham

(Last) (First) (Middle)

9329 MARIPOSA ROAD

STE 210

(Street)

HESPERIA CA 92344

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit(1)	(1)	09/30/2025		A		8,196		(2)	(2)	Common Stock	8,196	$0.00	8,196	D

Explanation of Responses:

1. Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

2. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date.

Remarks:

	/s/ Paul Weibel, as Attorney-in-Fact for Graham van't Hoff	09/30/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Graham van't Hoff report on Form 4 for FEAM?

He reported a grant of 8,196 RSUs on 09/30/2025, each representing a contingent right to one share of common stock.

When do the RSUs vest for the FEAM director grant?

The RSUs vest on July 1, 2026, subject to the reporting person's continued service on the company's board through that date.

Under what plan were the RSUs granted?

The RSUs were granted under the Issuer's Amended and Restated 2022 Equity Compensation Plan.

How many shares will the RSUs convert into and is there a purchase price?

The grant covers 8,196 RSUs convertible into 8,196 shares and the reported price is $0.00.

Do the RSUs have an expiration date?

No; the filing states the RSUs have no expiration date.