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[Form 4] 5E Advanced Materials, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

5E Advanced Materials, Inc. (FEAM) director Bryn Llywelyn Jones was granted 5,901 restricted stock units (RSUs) on 09/30/2025. Each RSU represents a contingent right to one share of common stock and the reported grant increases the reporting person’s beneficial ownership to 5,901 shares. The RSUs were issued under the company’s Amended and Restated 2022 Equity Compensation Plan, vest on 07/01/2026 subject to continued board service, carry a reported price of $0.00, and have no expiration date.

Positive
  • Clear disclosure of the director RSU grant including amount (5,901), grant date (09/30/2025), vesting date (07/01/2026), and plan authorization
  • RSUs have no expiration date and represent one share per unit, simplifying future conversion to common stock
Negative
  • None.

Insights

TL;DR: A routine director equity award of 5,901 RSUs vests with continued service, reflecting standard board compensation practices.

This Form 4 reports a non-cash equity grant to a director under the issuer’s 2022 equity plan. The award vests on a single future date contingent on continued board service and carries no expiration. From a governance perspective, time-based RSUs align director incentives with shareholder outcomes until vesting, and the direct beneficial ownership post-grant is clearly disclosed.

TL;DR: Disclosure meets Section 16 reporting requirements for a director RSU grant and is timely filed with a signed Form 4.

The filing identifies the reporting person, relationship to the issuer (director), transaction date, number of RSUs granted (5,901), vesting date (07/01/2026), plan authority, and that the RSUs have no expiration date. The signature is provided by an attorney-in-fact. The Form 4 format and required fields are present, supporting compliance with Section 16 disclosure rules.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Jones Bryn Llywelyn

(Last) (First) (Middle)
9329 MARIPOSA ROAD
SUITE 210

(Street)
HESPERIA CA 92344

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit(1) (1) 09/30/2025 A 5,901 (2) (2) Common Stock 5,901 $0.00 5,901 D
Explanation of Responses:
1. Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
2. RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date.
Remarks:
/s / Joshua Malm, Attorney-in-Fact for Bryn Llywelyn Jones 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change was reported for FEAM insider Bryn Llywelyn Jones?

Bryn Llywelyn Jones was granted 5,901 RSUs on 09/30/2025, increasing beneficial ownership to 5,901 shares.

When do the RSUs granted to the FEAM director vest?

The RSUs vest on 07/01/2026, subject to the reporting person's continued service on the issuer's board through that date.

Under which plan were the FEAM RSUs granted?

The RSUs were granted pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan.

What price and expiration apply to the RSUs reported on the Form 4?

The reported price is $0.00 and the RSUs have no expiration date.

Who signed the Form 4 for Bryn Llywelyn Jones?

Joshua Malm signed as Attorney-in-Fact for Bryn Llywelyn Jones on 09/30/2025.
5E Advanced Materials Inc

NASDAQ:FEAM

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FEAM Stock Data

95.17M
14.56M
36.58%
41.99%
0.38%
Specialty Chemicals
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
Link
United States
HESPERIA