Director Dick Barry receives 11,036 RSUs at 5E Advanced Materials (NASDAQ: FEAM)

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Dick Barry reported acquisition or exercise transactions in this Form 4 filing.

5E Advanced Materials, Inc. director Dick Barry received a grant of 11,036 restricted stock units (RSUs) tied to the company’s common stock. Each RSU represents a contingent right to receive one share of common stock under the Amended and Restated 2022 Equity Compensation Plan.

The RSUs were granted on March 31, 2026 and are scheduled to vest on July 1, 2026, as long as Barry continues to serve on the company’s Board through that date. Following this grant, he holds 11,036 RSUs directly, and the units have no expiration date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Dick Barry

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit	11,036	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 11,036 shares (Direct)

Footnotes (1)

Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date.

Key Figures

RSUs granted: 11,036 units Underlying common shares: 11,036 shares Transaction price per RSU: $0.00 +3 more

6 metrics

RSUs granted 11,036 units Restricted Stock Units granted to director on March 31, 2026

Underlying common shares 11,036 shares Each RSU represents one share of common stock

Transaction price per RSU $0.00 Grant/award acquisition with no cash exercise price

Shares following transaction 11,036 units Total RSUs held directly after the grant

Grant date March 31, 2026 Date RSUs were granted under 2022 Equity Compensation Plan

Vesting date July 1, 2026 RSUs vest subject to continued Board service

Key Terms

Restricted Stock Unit, Amended and Restated 2022 Equity Compensation Plan, contingent right, vesting

4 terms

Restricted Stock Unit financial

"security_title: "Restricted Stock Unit""

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Amended and Restated 2022 Equity Compensation Plan financial

"granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan"

contingent right financial

"Each restricted share unit ("RSU") represents a contingent right to receive one share"

vesting financial

"The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Form 4 Insider Transactions: What Each Field Means →

03/31/2026 - 05:18 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dick Barry

(Last)

(First)

(Middle)

9329 MARIPOSA ROAD

SUITE 210

(Street)

HESPERIA

CALIFORNIA

92344

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit⁽¹⁾	⁽¹⁾	03/31/2026		A		11,036		⁽²⁾	⁽²⁾	Common Stock	11,036	$0.00	11,036	D

Explanation of Responses:

1. Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

2. RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vest on July 1, 2026, subject to the Reporting Person's continuing service on the Issuer's Board through the applicable vesting date. The RSUs have no expiration date.

Remarks:

	/s / Joshua Malm, Attorney-in-Fact for Barry Dick	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did 5E Advanced Materials (FEAM) director Dick Barry report on this Form 4?

Dick Barry reported receiving 11,036 restricted stock units (RSUs) of 5E Advanced Materials, Inc. Each RSU represents a contingent right to one share of common stock, granted as part of the company’s Amended and Restated 2022 Equity Compensation Plan.

How many restricted stock units did Dick Barry receive from 5E Advanced Materials (FEAM)?

He received 11,036 restricted stock units. These RSUs are linked one-for-one to shares of 5E Advanced Materials, Inc. common stock and were granted as equity compensation for his service on the company’s Board of Directors.

When were Dick Barry’s RSUs in 5E Advanced Materials (FEAM) granted and when do they vest?

The RSUs were granted on March 31, 2026 and are scheduled to vest on July 1, 2026. Vesting is conditioned on Barry continuing to serve on the company’s Board through that vesting date.

What is the vesting condition on Dick Barry’s 5E Advanced Materials (FEAM) RSU award?

The RSUs vest on July 1, 2026, only if Dick Barry continues his service on the Board through that date. This means the equity award is tied directly to ongoing Board service during the specified period.

Does Dick Barry pay an exercise price for his 5E Advanced Materials (FEAM) RSUs?

The Form 4 shows a transaction price per RSU and conversion price of $0.00. RSUs typically do not require a cash exercise; instead, vested units convert into shares based on the plan’s terms and applicable conditions.

How many 5E Advanced Materials (FEAM) RSUs does Dick Barry hold after this transaction?

After this grant, he holds 11,036 restricted stock units directly. The filing indicates these RSUs have no expiration date and each unit corresponds to one potential share of 5E Advanced Materials, Inc. common stock upon settlement.