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Director Caren Yoh gets 4,800 RSUs at Flushing Financial (FFIC)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Flushing Financial Corp director Caren C. Yoh received an equity grant in the form of restricted stock units. On 01/30/2026, Yoh was awarded 4,800 restricted stock units that will be payable in common stock when they vest one year from the grant date.

Following this grant, Yoh beneficially owns 51,885 shares of Flushing Financial Corp common stock in direct ownership. The transaction was reported as an acquisition at no cash cost per share, reflecting standard director compensation in stock-based form rather than an open-market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yoh Caren C

(Last) (First) (Middle)
220 RXR PLAZA

(Street)
UNIONDALE NY 11556

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FLUSHING FINANCIAL CORP [ FFIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/30/2026 A 4,800 A (1) 51,885 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units payable in common stock upon vesting one year from date of grant.
Signed by Russell A. Fleishman under Power of Attorney by Caren C. Yoh. 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FFIC director Caren C. Yoh report?

Director Caren C. Yoh reported receiving 4,800 restricted stock units of Flushing Financial Corp common stock. The units were granted as equity compensation and will convert into shares upon vesting, rather than being bought on the open market for cash.

When did Caren C. Yoh receive the 4,800 RSUs in FFIC?

Caren C. Yoh received the 4,800 restricted stock units on 01/30/2026. The Form 4 shows this grant date and explains that the units are payable in Flushing Financial Corp common stock once they vest one year after the grant date.

How many FFIC shares does Caren C. Yoh own after this Form 4 grant?

After the reported grant, Caren C. Yoh beneficially owns 51,885 shares of Flushing Financial Corp common stock. This figure reflects direct ownership following the addition of 4,800 restricted stock units that will convert into common shares upon vesting.

What are the vesting terms of Caren C. Yoh’s 4,800 FFIC restricted stock units?

The 4,800 restricted stock units granted to Caren C. Yoh vest one year from the grant date. Upon vesting, they are payable in Flushing Financial Corp common stock, turning the units into actual shares held by the director as part of equity compensation.

Was cash paid for the 4,800 FFIC shares reported in the Form 4?

No cash was paid for the 4,800 shares reported, as they are restricted stock units granted at a stated price of 0.0000 per share. The grant represents stock-based compensation, not a market purchase, and will result in shares upon vesting.

Is Caren C. Yoh an officer or only a director of Flushing Financial Corp?

In this filing, Caren C. Yoh is identified as a director of Flushing Financial Corp and not as an officer or 10% owner. The Form 4 box for director is checked, while the officer and 10% owner boxes are not selected.
Flushing Finl Corp

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