Welcome to our dedicated page for First Foundation SEC filings (Ticker: FFWM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for First Foundation Inc. (NYSE: FFWM), a financial services company with two wholly owned operating subsidiaries, First Foundation Advisors and First Foundation Bank. Through these filings, investors can review how the company reports its personal banking, business banking, and private wealth management activities, including investment, trust, insurance, and philanthropy services.
Key documents available through the SEC’s EDGAR system and summarized here include Form 10-Q quarterly reports and Form 10-K annual reports, which contain consolidated financial statements, segment information for Banking and Wealth Management, and management’s discussion of financial condition and results of operations. Earnings releases furnished on Form 8-K provide additional detail on quarterly performance and are referenced in several of the company’s recent filings.
First Foundation also files multiple Form 8-K current reports to disclose material events. Recent examples include filings describing the Agreement and Plan of Merger with FirstSun Capital Bancorp, the anticipated merger of First Foundation with and into FirstSun and of First Foundation Bank with and into Sunflower Bank, National Association, and related support and lockup agreements. Other 8-K filings document executive appointments at First Foundation Bank, employment agreements, and changes in key leadership roles.
Using this page, readers can follow regulatory disclosures related to FFWM, including transaction terms, closing conditions, and governance matters described in merger-related filings. AI-powered tools on the platform can help interpret complex sections of lengthy documents, highlight important items such as material definitive agreements, and summarize earnings-related disclosures, allowing users to navigate First Foundation’s SEC history more efficiently while still referring back to the full official filings.
First Foundation Inc. held a special stockholder meeting on February 27, 2026, where four proposals were considered. Stockholders approved the First Foundation merger proposal, the merger compensation proposal, and an amendment proposal by wide margins, as shown in the detailed vote counts.
Because a quorum was present and the merger compensation proposal received the required support, the adjournment proposal was withdrawn and no vote was taken on it. Further details on these proposals are available in the joint proxy statement/prospectus and its supplement filed earlier with the SEC.
FirstSun Capital Bancorp and First Foundation Inc. reported that the Office of the Comptroller of the Currency has approved the merger of their bank subsidiaries, Sunflower Bank, N.A. and First Foundation Bank. Completion remains subject to receipt of regulatory approval from the Board of Governors of the Federal Reserve System, stockholder approval at meetings to be held on
First Foundation Inc. and FirstSun Capital Bancorp announced receipt of regulatory approval from the Office of the Comptroller of the Currency to merge their bank subsidiaries, First Foundation Bank and Sunflower Bank, N.A. under the previously announced merger agreement dated
Completion remains subject to regulatory approval by the Board of Governors of the Federal Reserve System, stockholder approval at meetings on
First Foundation Inc. reported that it and FirstSun Capital Bancorp received regulatory approval from the Office of the Comptroller of the Currency for the merger of their bank subsidiaries, First Foundation Bank and Sunflower Bank, N.A.
The overall merger of First Foundation with and into FirstSun still requires approval from the Board of Governors of the Federal Reserve System, stockholder approvals at meetings scheduled for February 27, 2026, and satisfaction or waiver of remaining customary closing conditions. The transaction is currently expected to be completed early in the second quarter of 2026.
First Foundation Inc. executive John Hakopian, President of FFA, reported a tax-related share disposition on February 18, 2026. He delivered 755 shares of common stock at $6.24 per share to cover tax liability arising from the vesting of 2,349 restricted stock units.
After this tax-withholding disposition, Hakopian directly held 83,036 shares of common stock. He also had indirect ownership of 620,842 shares through a Family Trust, which includes 482 shares that were not previously reported.
First Foundation Inc. president and director Simone Lagomarsino reported a tax-withholding share disposition related to equity compensation. On February 18, 2026, 2,579 shares of common stock were delivered at $6.24 per share to cover tax liability tied to the vesting of 6,265 restricted stock units. After this non-open-market transaction, she directly held 50,002 common shares, and an additional 121,951 shares were held indirectly through a trust.
First Foundation Inc. Chief Financial Officer Britton James reported a tax-withholding share disposition related to vested equity. On the vesting of 9,398 restricted stock units on February 18, 2026, 2,786 shares of common stock were delivered at $6.24 per share to cover tax liabilities, leaving him with 59,223 directly owned shares.
First Foundation Inc. filed a current report describing an amendment to its merger agreement with FirstSun Capital Bancorp. The amendment revises the form of a certificate of amendment to FirstSun’s charter that will create a class of non-voting common stock.
The companies state that this change does not alter any other terms of the merger. It leaves the merger consideration, exchange ratio, voting mechanics, and other economic terms unchanged. The report also reminds investors that a joint proxy statement/prospectus on the planned merger is effective and available through the SEC and company websites.
First Foundation Inc. filed an 8-K describing Amendment No. 1 to its Agreement and Plan of Merger with FirstSun Capital Bancorp. The amendment revises Exhibit E, which is the form of Certificate of Amendment to FirstSun’s charter that will create a class of non-voting common stock. The amendment does not change the merger consideration, the exchange ratio, voting mechanics, or any other economic terms of the planned merger, so the overall structure and value of the transaction remain as previously disclosed.
The Vanguard Group filed a Schedule 13G reporting a passive ownership stake in First Foundation Inc.. As of 12/31/2025, Vanguard beneficially owned 4,350,501 shares of First Foundation common stock, representing 5.24% of the outstanding class.
Vanguard reports no sole voting or dispositive power, with 549,563 shares subject to shared voting power and all 4,350,501 shares subject to shared dispositive power. Vanguard states the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of First Foundation.