First Foundation (FFWM) Form 3: Officer Discloses No Holdings

Initial Form 3 filed for First Foundation Inc. (FFWM).

Accepted by SEC EDGAR 09/08/2025 - 04:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Initial Form 3 filed for First Foundation Inc. (FFWM). Stuart Daniel Bernstein, listed at an Irving, TX address, is reported as both a director and an officer with the title Chief Banking Officer. The filing records the event date as 08/11/2025 and states no securities are beneficially owned by the reporting person. The form is signed by Erica Dorsett as attorney-in-fact on 09/08/2025.

Positive

• Officer and director role disclosed (Chief Banking Officer and Director) for First Foundation Inc.
• Initial Form 3 filed for reporting event dated 08/11/2025, providing required Section 16 disclosure

Negative

• None.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did the Form 3 for First Foundation Inc. (FFWM) disclose?

The form discloses that Stuart Daniel Bernstein is a director and Chief Banking Officer and that no securities are beneficially owned.

When is the event date reported on the Form 3 for FFWM?

The date of the event requiring the statement is listed as 08/11/2025.

Who signed the Form 3 on behalf of the reporting person?

The Form 3 is signed by Erica Dorsett, attorney-in-fact, on 09/08/2025.

Does the Form 3 show any beneficial ownership of FFWM securities?

No. The filing explicitly states no securities are beneficially owned by the reporting person.

What title is listed for the reporting person on the Form 3?

The reporting person is listed as an officer with the title Chief Banking Officer and also as a Director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Bernstein Stuart Daniel

(Last) (First) (Middle)

5221 NORTH O'CONNOR BOULEVARD

STE 1375

(Street)

IRVING TX 75039

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2025

3. Issuer Name and Ticker or Trading Symbol
First Foundation Inc. [ FFWM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Banking Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List - Exhibit 24: Power of Attorney

No securities are beneficially owned.

	/s/ Erica Dorsett, attorney in fact for Stuart Daniel Bernstein	09/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.