FFWM Form 3: Officer Dean Glassberg reports no ownership

First Foundation Inc. (FFWM) filed a Form 3 initial statement of beneficial ownership for Dean Glassberg, the company’s EVP, Chief Credit Officer.

Accepted by SEC EDGAR 10/20/2025 - 05:03 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

First Foundation Inc. (FFWM) filed a Form 3 initial statement of beneficial ownership for Dean Glassberg, the company’s EVP, Chief Credit Officer.

The filing states that no securities are beneficially owned. The date of event is 10/14/2025, and the submission includes Exhibit 24: Power of Attorney, with the form signed by an attorney-in-fact.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did FFWM file in this disclosure?

A Form 3 initial statement of beneficial ownership.

Who is the reporting person in FFWM’s Form 3?

Dean Glassberg, EVP, Chief Credit Officer.

What is disclosed about securities owned by the reporting person?

The filing states no securities are beneficially owned.

What is the event date for this Form 3?

The event date is 10/14/2025.

Does the filing include a Power of Attorney?

Yes. It includes Exhibit 24: Power of Attorney.

Is this filed by one reporting person or a group?

It is filed by one reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Glassberg Dean

(Last) (First) (Middle)

5221 NORTH O'CONNOR BOULEVARD

STE 1375

(Street)

IRVING TX 75039

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/14/2025

3. Issuer Name and Ticker or Trading Symbol
First Foundation Inc. [ FFWM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Credit Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List - Exhibit 24: Power of Attorney

No securities are beneficially owned.

	/s/ Erica Dorsett, attorney in fact for Dean Glassberg	10/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.