First Foundation Inc. Form 4 Filings

First Foundation Inc. president of FFA, John Hakopian, reported issuer dispositions of his equity in connection with the company’s merger into FirstSun Capital Bancorp. The filing shows 5,287 restricted stock units, 82,554 shares of common stock held directly, and 620,842 shares held through a Family Trust were disposed of.

Under the Agreement and Plan of Merger, each First Foundation common share converted into the right to receive 0.16083 shares of FirstSun common stock, with cash for fractional shares. All related restricted stock units, including performance-vested awards, were assumed by FirstSun and converted using this exchange ratio. Following the merger, Hakopian no longer beneficially owns First Foundation common stock.

First Foundation Inc. director Sam Edelson disposed of 13,308 shares of common stock in connection with the company’s merger with FirstSun Capital Bancorp. The shares, including restricted stock units, were converted at an exchange ratio of 0.16083 FirstSun common shares for each First Foundation share, with cash paid for any fractional shares. After this merger-related disposition to the issuer, Edelson no longer beneficially owns any First Foundation common stock, and his restricted stock units were assumed by FirstSun and converted into FirstSun restricted stock units using the same exchange ratio.

First Foundation Inc. director Parker C. Allen reported a disposition of 13,308 shares of common stock back to the issuer in connection with the company’s merger with FirstSun Capital Bancorp. The disposition reflects the merger closing rather than an open-market trade.

Under the Merger Agreement, each First Foundation share converted into the right to receive 0.16083 shares of FirstSun common stock, with cash paid instead of fractional shares. The 13,308 shares included restricted stock units, which were assumed by FirstSun and converted into restricted stock units over FirstSun stock using the same exchange ratio. After the merger, Allen no longer beneficially owns any First Foundation common stock.

First Foundation Inc. director Benjamin Mackovak reported a complete disposition of his direct and indirect holdings of First Foundation common stock in connection with its merger with FirstSun Capital Bancorp. The transactions are coded as dispositions to the issuer tied to the closing of the merger.

Footnotes state that 13,308 shares, including restricted stock units, and 6,768,343 additional shares held indirectly through Strategic Value Investors LP were converted under the merger terms. Each First Foundation share converted into the right to receive 0.16083 shares of FirstSun common stock, and the reporting person no longer beneficially owns any First Foundation shares.

First Foundation Inc. director Mitchell M. Rosenberg disposed of all his shares of the company’s common stock in connection with its merger with FirstSun Capital Bancorp. On April 1, 2026, 21,961 directly held shares and 66,050 shares held indirectly through a trust were surrendered to the issuer pursuant to the merger terms. Each First Foundation share was converted into the right to receive 0.16083 shares of FirstSun common stock, with cash in lieu of fractional shares. Footnotes state that, as a result of the merger, Rosenberg no longer beneficially owns any First Foundation common stock. In addition, restricted stock units for 13,308 shares were assumed by FirstSun and converted using the same exchange ratio, then forfeited upon his separation of service at the merger’s effective time.

First Foundation Inc. director Elizabeth A. Pagliarini disposed of all her First Foundation common shares in connection with the company’s merger with FirstSun Capital Bancorp. The Form 4 reports issuer dispositions totaling 52,060 shares of common stock held directly, through a trust, and by her spouse.

Under the Agreement and Plan of Merger, each First Foundation share converted into the right to receive 0.16083 shares of FirstSun common stock, with cash paid instead of fractional shares. Following this merger, Pagliarini no longer beneficially owns any First Foundation common stock. Restricted stock units covering 13,308 First Foundation shares were assumed by FirstSun and then forfeited upon her separation of service at the merger’s effective time.

First Foundation Inc. President and director Simone Lagomarsino disposed of all remaining equity interests in the company in connection with its merger into FirstSun Capital Bancorp. Each share of First Foundation common stock converted into the right to receive 0.16083 shares of FirstSun common stock.

The filing shows dispositions of 14,098 restricted stock units, 50,002 shares of common stock held directly, and 121,951 shares held indirectly through a trust. Restricted stock units tied to 46,316 underlying shares, including performance-vested awards, were assumed by FirstSun and then forfeited upon her separation of service at the merger effective time, leaving no remaining beneficial ownership in First Foundation stock.

First Foundation Inc. Chief Financial Officer James Britton reported the disposition of his remaining equity in the company in connection with its merger with FirstSun Capital Bancorp. On April 1, 2026, 59,223 shares of common stock and 21,147 restricted stock units were returned to the issuer.

Under the Merger Agreement, each share of First Foundation common stock converted into the right to receive 0.16083 shares of FirstSun common stock, with cash paid for fractional shares. All restricted stock units, including awards covering 22,796 shares and performance-vested RSUs under the 2024 Equity Incentive Plan, were assumed by FirstSun and then forfeited upon Britton’s separation of service. As a result, he no longer beneficially owns any First Foundation common stock.

First Foundation Inc. director Max Briggs reported disposing of all his beneficial ownership of the company’s common stock in connection with its merger with FirstSun Capital Bancorp. The Form 4 shows issuer dispositions of 39,004 directly held shares, plus 46,072 shares held through a family trust and 6,000 shares held by a spouse.

Under the Merger Agreement, each share of First Foundation common stock converted into the right to receive 0.16083 shares of FirstSun common stock, with cash paid instead of fractional shares. The footnotes state that, as a result of the merger, Briggs no longer beneficially owns any First Foundation common stock. Restricted stock units covering 15,210 shares were assumed by FirstSun and then forfeited upon his separation of service at the merger’s effective time.

First Foundation Inc. director Jacob Sonenshine reported disposing of all his shares of the company’s common stock in connection with its merger with FirstSun Capital Bancorp. The filing shows an issuer disposition of 23,863 directly held shares and 94,882 indirectly held shares through a family trust.

Under the Merger Agreement, each First Foundation share converted into the right to receive 0.16083 shares of FirstSun common stock, with cash in lieu of fractional shares. Restricted stock units covering 15,210 First Foundation shares were converted into FirstSun restricted stock units and then forfeited upon his separation of service. After these transactions, Sonenshine no longer beneficially owns any First Foundation common stock.

First Foundation Inc. executive John Hakopian, President of FFA, reported a tax-related share disposition on February 18, 2026. He delivered 755 shares of common stock at $6.24 per share to cover tax liability arising from the vesting of 2,349 restricted stock units.

After this tax-withholding disposition, Hakopian directly held 83,036 shares of common stock. He also had indirect ownership of 620,842 shares through a Family Trust, which includes 482 shares that were not previously reported.

First Foundation Inc. president and director Simone Lagomarsino reported a tax-withholding share disposition related to equity compensation. On February 18, 2026, 2,579 shares of common stock were delivered at $6.24 per share to cover tax liability tied to the vesting of 6,265 restricted stock units. After this non-open-market transaction, she directly held 50,002 common shares, and an additional 121,951 shares were held indirectly through a trust.

First Foundation Inc. Chief Financial Officer Britton James reported a tax-withholding share disposition related to vested equity. On the vesting of 9,398 restricted stock units on February 18, 2026, 2,786 shares of common stock were delivered at $6.24 per share to cover tax liabilities, leaving him with 59,223 directly owned shares.

First Foundation Inc. (FFWM) Form 4: the company’s Chief Financial Officer reported a transaction on 10/23/2025. The filing shows 7,648 shares of common stock were withheld at $5.45 per share to cover taxes upon the vesting of 31,410 restricted stock units on the same date. Following this transaction, the officer beneficially owned 62,009 shares, held directly.

First Foundation Inc. (FFWM) insider filed a Form 4 reporting a tax-withholding transaction. On 10/23/2025, officer John Hakopian (President, FFA) delivered 12,746 shares of common stock at $5.45 per share under code F to satisfy tax liability related to equity compensation.

The filing notes this occurred in connection with the vesting of 52,349 restricted stock units on the same date. Following the transaction, Hakopian reported 83,309 shares held directly and 620,842 shares held indirectly through a Family Trust.