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FG Nexus Inc. (FGNX) director granted 12,294 RSUs and holds common, preferred shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Mitchell Michael C reported acquisition or exercise transactions in this Form 4 filing.

FG Nexus Inc. director Mitchell Michael C received equity compensation in the form of restricted stock units on April 8, 2026. He was granted 1,921 RSUs as director fee payment in lieu of cash, which fully vested on the grant date, each RSU representing one share of common stock.

He was also granted 10,373 RSUs under the 2021 Equity Incentive Plan as director compensation, vesting in five equal annual installments subject to continued service. Following these awards, he holds 16,519 shares of common stock directly and 13,064 shares of 8.00% Cumulative Preferred Stock, Series A, directly.

Positive

  • None.

Negative

  • None.
Insider Mitchell Michael C
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 1,921 $0.00 --
Grant/Award Common Stock 10,373 $0.00 --
holding 8.00% Cumulative Preferred Stock, Series A, $25.00 par value -- -- --
Holdings After Transaction: Common Stock — 6,146 shares (Direct); 8.00% Cumulative Preferred Stock, Series A, $25.00 par value — 13,064 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.
RSUs in lieu of cash fees 1,921 RSUs Granted April 8, 2026; fully vested on grant
Director compensation RSUs 10,373 RSUs Granted April 8, 2026; vest over five annual installments
Common shares after first grant 6,146 shares Total common stock following 1,921 RSU grant
Common shares after second grant 16,519 shares Total common stock following 10,373 RSU grant
Preferred shares held 13,064 shares 8.00% Cumulative Preferred Stock, Series A, direct holding
Preferred par value $25.00 par value Per share for 8.00% Cumulative Preferred Stock, Series A
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
2021 Equity Incentive Plan financial
"Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation."
cumulative preferred stock financial
"8.00% Cumulative Preferred Stock, Series A, $25.00 par value"
Cumulative preferred stock is a type of share that pays fixed dividends and creates an obligation for the company to repay any missed dividend payments later; if the firm skips a dividend, those unpaid amounts build up like an IOU and must be paid to these shareholders before common shareholders receive dividends. Investors care because it offers steadier income and higher priority in the payout order, making it less risky than common stock but still subject to company solvency and interest-rate shifts.
director compensation financial
"Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mitchell Michael C

(Last)(First)(Middle)
C/O FG NEXUS INC
6408 BANNIGTON RD

(Street)
CHARLOTTE NORTH CAROLINA 28226

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FG Nexus Inc. [ FGNX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/08/2026A1,921(1)A$06,146D
Common Stock04/08/2026A10,373(2)A$016,519(3)D
8.00% Cumulative Preferred Stock, Series A, $25.00 par value13,064D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.
2. Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.
3. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation.
/s/ Michael C. Mitchell04/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did FG Nexus Inc. (FGNX) director Mitchell Michael C receive?

Mitchell Michael C received two equity awards on April 8, 2026: 1,921 restricted stock units as director fees in lieu of cash and 10,373 restricted stock units as director compensation under the 2021 Equity Incentive Plan, each convertible into one common share.

How do the new RSU grants for FGNX’s director vest?

The 1,921 RSUs granted as fee payment vested fully on the grant date. The separate 10,373 RSUs granted as director compensation vest in five equal annual installments, subject to the director’s continued service with the company after the grant date.

How many FG Nexus Inc. common shares does the director hold after these transactions?

After the reported equity awards, the director holds 16,519 shares of common stock directly. This total reflects his position following the grant and vesting treatment of restricted stock units described in the compensation-related entries in the insider report.

What is the nature of the 1,921 RSUs granted to the FGNX director?

The 1,921 RSUs represent director fee payment in lieu of cash under the 2021 Equity Incentive Plan. All of these restricted stock units vested immediately on the grant date, with each RSU entitling the director to receive one share of common stock.

What ongoing vesting exposure does the FG Nexus director have from RSUs?

The director has 10,373 unvested RSUs granted on April 8, 2026, as director compensation. These RSUs vest in five equal annual installments, contingent on continued service, providing a multi-year alignment between his compensation and company performance.

What preferred stock holdings does the FG Nexus director report?

In addition to common stock, the director reports holding 13,064 shares of 8.00% Cumulative Preferred Stock, Series A, with a stated par value of $25.00 per share. This preferred position is listed as a direct holding in the insider report.