Figure Technology holder may sell 3M shares

An affiliated holder has filed a Rule 144 notice to potentially sell up to 3,000,000 FIGR common shares originally acquired in a 2018 private placement.

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. (FIGR) received a Rule 144 notice indicating that Figure Investments, LLC may sell up to 3,000,000 shares of common stock through Merrill Lynch. The shares were originally acquired from the issuer in a private placement for cash on April 30, 2018. A securities table lists an aggregate market value of $114,810,000 for these shares and 185,672,153 shares of common stock outstanding as of September 9, 2026, which is a baseline figure, not the amount being sold.

Key Figures

Shares covered by Rule 144 notice: 3,000,000 shares Aggregate market value of covered shares: $114,810,000 Shares of common stock outstanding: 185,672,153 shares +2 more

5 metrics

Shares covered by Rule 144 notice 3,000,000 shares Common stock that Figure Investments, LLC may sell under Rule 144

Aggregate market value of covered shares $114,810,000 Listed for the 3,000,000 FIGR common shares in the securities information table

Shares of common stock outstanding 185,672,153 shares Common shares outstanding as of September 9, 2026, shown in the securities table

Date shares acquired April 30, 2018 Acquisition date of the 3,000,000 common shares via private placement for cash

Shares to be sold (Securities To Be Sold section) 3,000,000 shares Common stock listed as securities to be sold in the Form 144

Key Terms

Rule 144, Private Placement, aggregate market value

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Private Placement financial

"Common | 04/30/2018 | Private Placement | Issuer"

A private placement is a sale of securities directly to a selected group of investors, typically institutions or accredited investors, instead of through a public offering. It lets a company raise money faster and with fewer regulatory steps; for existing shareholders it matters because the newly issued shares, often sold at a discount, increase the share count and can dilute their ownership.

aggregate market value financial

"Common ... | 3000000 | 114810000 | 185672153 | 09/09/2026"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many FIGR shares are covered by this Rule 144 notice?

The notice covers up to 3,000,000 shares of Figure Technology Solutions, Inc. common stock that Figure Investments, LLC may sell under Rule 144.

What is the aggregate market value of the FIGR shares in this Form 144?

The securities table lists an aggregate market value of $114,810,000 for the 3,000,000 FIGR common shares referenced in the Rule 144 notice.

How many FIGR shares were outstanding as of September 9, 2026?

The filing reports 185,672,153 shares of Figure Technology Solutions, Inc. common stock outstanding as of September 9, 2026; this is a baseline figure and is separate from the shares covered by the notice.

Who is the selling security holder in this FIGR Form 144?

The person for whose account the securities are to be sold is Figure Investments, LLC, which filed the notice regarding potential sales of FIGR common stock under Rule 144.

How and when were the FIGR shares originally acquired by the seller?

The 3,000,000 FIGR common shares were acquired on April 30, 2018 in a private placement from the issuer for cash, as stated in the securities-to-be-sold section.

Which broker is named for the potential sale of FIGR shares?

The Rule 144 notice lists Merrill Lynch, located at 555 California Street, as the broker for the 3,000,000 FIGR common shares that may be sold.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 08:01 PM Accepted by SEC EDGAR 09/09/2026 - 08:01 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002142340
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Figure Technology Solutions, Inc.
SEC File Number	001-42829
Address of Issuer	100 West Liberty Street Suite 600 Reno NEVADA 89501
Phone	9177898049
Name of Person for Whose Account the Securities are To Be Sold	Figure Investments, LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Shareholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 555 California Street 18th Floor San Francisco CA 94104	3000000	114810000	185672153	09/09/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/30/2018	Private Placement	Issuer			3000000	04/30/2018	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Andre G. Levi
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)