Federated Hermes Inc SEC Filings

Federated Hermes (FHI) filed a Form 144 indicating a proposed sale of 5,000 Class B shares through Commonwealth Financial Network on the NYSE. The filing lists an aggregate market value of $250,100 for the planned sale and an approximate sale date of 11/07/2025. The seller acquired these shares on 03/05/2021 via a stock award from the issuer as compensation. Shares outstanding were 77,560,065 at the time stated in the notice.

Federated Hermes (FHI) reported an insider transaction by an officer on 11/03/2025. The reporting person sold a total of 15,000 shares of Class B Common Stock in two trades: 2,857 shares at a weighted average price of $47.9375 and 12,143 shares at a weighted average price of $48.6862. Following these sales, the reporting person beneficially owns 157,039 shares, held directly. The filer is identified as an officer (CEO, Federated Hermes Limited).

FHI filed a Form 144 notice indicating a planned sale of 15,000 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate market value of $728,154.00 and an approximate sale date of 11/03/2025 on the NYSE.

The shares were acquired on 06/30/2023 via restricted stock vesting under a registered plan from the issuer, with consideration noted as services rendered. The filing also reports 77,537,867 shares outstanding.

Federated Hermes, Inc. (FHI) filed a Form 13F Holdings Report, listing institutional equity positions managed across its advisory affiliates. The report covers 4,188 holdings with an aggregate value of $56,636,803,707 as reported on the summary page.

The filing includes 7 other included managers, such as Federated Investment Counseling, Federated Investment Management Company, and Hermes Investment Management Ltd., reflecting shared investment discretion within the firm’s advisory structure. The report was signed by Megan Dolan, Senior Investment Management Compliance Officer.

Federated Hermes, Inc. (FHI) reported higher Q3 results. Revenue rose to $469.4 million from $408.5 million, and net income increased to $104.1 million from $87.5 million. Earnings per share were $1.34, up from $1.06. For the nine months, revenue reached $1.318 billion and net income was $296.3 million.

The company completed a majority acquisition of U.K.-based Rivington Energy Management on April 7, 2025, paying £23.6 million ($30.0 million) for 60%, with contingent payments up to £10.7 million ($13.6 million). The preliminary purchase price allocation includes $44.1 million of goodwill and $5.0 million of intangible assets. Cash and cash equivalents were $506.3 million at September 30, 2025.

FHI repurchased approximately 4.6 million Class B shares for $184.7 million year-to-date, with about 6.1 million shares remaining under authorizations. The quarterly dividend was $0.34 per share. Money market offerings drove 52% of Q3 revenue, with the Government Obligations Fund and Prime Cash Obligations Fund contributing 17% and 11% of revenue, respectively. Long-term debt stood at $348.3 million at a 3.29% fixed rate, and the $350 million revolver had no borrowings.

Federated Hermes (FHI) reported that it issued an earnings press release for third quarter 2025 results. The company furnished the release as Exhibit 99.1 and identified it under Item 2.02 (Results of Operations and Financial Condition).

The filing also includes Exhibit 104, the cover page interactive data file embedded within Inline XBRL. No financial details appear in this summary; readers should refer to the attached press release for the full Q3 2025 results.

Federated Hermes, Inc. (FHI) entered a material definitive agreement to acquire an 80% interest in FCP Fund Manager, L.P., a U.S. real estate investment manager with $3.8 billion of assets under management as of June 30, 2025. The total consideration is up to $331 million, comprising $215.8 million in cash, $23.2 million in FHI Class B common stock issued at closing (subject to a two-year lock-up), and up to $92 million of contingent consideration based on financial performance over multiple periods.

The transaction is expected to close in the first half of 2026, subject to customary conditions including required consents and expiration or termination of the Hart-Scott-Rodino waiting period. FHI plans to fund the cash portion with balance sheet cash and its revolving credit facility.

At closing, FCP will convert to a Delaware LLC. FHI will initially own 80% and control a seven-member board, while the Selling Parties will own 20% and appoint three directors. FCP’s management will run day-to-day operations, with key leaders entering five-year employment agreements. The deal includes buyer-side reps-and-warranties insurance, post-closing restrictive covenants, and reciprocal call/put options after the fifth anniversary for the remaining interest.

Federated Hermes, Inc. and associated parties report ownership of 1,000,000 shares of SoundThinking, Inc. common stock, representing 7.82% of the class. The filing, a Schedule 13G (Amendment No. 6), shows Federated Hermes, Inc. as having sole voting and dispositive power over the 1,000,000 shares. The same 1,000,000-share holding is reported for the Voting Shares Irrevocable Trust, and three individuals—Thomas R. Donahue, Ann C. Donahue, and J. Christopher Donahue—are reported with shared voting and dispositive power over the same aggregate amount. The signatories certify the shares were acquired in the ordinary course of business and not to influence control of the issuer.

Federated Hermes, Inc. and related Reporting Persons report beneficial ownership of 5,116,598 shares of Scynexis Inc. common stock, representing 11.26% of the outstanding shares as of the event date 09/30/2025. The filing is an Amendment to Schedule 13G and lists ownership held by Federated Hermes, Inc., Voting Shares Irrevocable Trust, and three individual reporting persons who share voting and dispositive power over the same block. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. Signatures for the filing and trust acknowledgments are dated 10/07/2025, with exhibits noted for subsidiary classification, a joint filing agreement, and a power of attorney.