Welcome to our dedicated page for Federated Hermes SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Analyzing an asset manager's SEC filings reveals the financial health behind the funds they manage. Federated Hermes Inc (FHI) files quarterly and annual reports that detail assets under management trends, fee revenue, and the profitability of different investment strategies. Understanding these filings helps investors assess whether the firm is gaining or losing market share.
The company's 10-K annual reports break down revenue by product type—equity funds, fixed income, money markets, and alternative investments—showing which segments drive growth. These filings also disclose the firm's own balance sheet strength, important for evaluating dividend sustainability and acquisition capacity.
Quarterly 10-Q filings track AUM changes that directly impact management fee revenue. Our AI highlights quarter-over-quarter trends so you can spot momentum shifts without reading through pages of accounting tables.
Form 4 insider transactions show when executives and directors buy or sell FHI shares. For an asset management company, insider activity can signal confidence in business trajectory and upcoming results.
DEF 14A proxy statements detail executive compensation structures, revealing how management incentives align with shareholder interests. These filings also cover board composition and governance practices relevant to a firm that emphasizes stewardship.
Material events disclosed in 8-K filings include acquisition announcements, leadership changes, and significant fund launches. These real-time updates often move the stock before quarterly results formalize the impact.
Access all Federated Hermes SEC documents with AI-powered summaries that explain complex asset management disclosures in plain language.
FHI filed a Rule 144 notice covering the planned sale of 5,000 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $261,192.00. The filing notes that 77,537,867 shares of the issuer’s common stock were outstanding and that the approximate sale date is 12/12/2025 on the NYSE. The shares to be sold were acquired as restricted stock vesting under a registered plan in several grants between 11/18/2024 and 11/18/2025 in exchange for services rendered. During the past three months, Dolores Dudiak sold 999 common shares for gross proceeds of $47,824.53.
Federated Hermes, Inc. (FHI) vice president sells shares
A company officer reported selling 5,000 shares of Federated Hermes Class B common stock on 12/12/2025. The sale is coded as an open market or private sale and was executed at a weighted average price of $52.2384 per share. According to the footnote, the shares were sold in 44 separate transactions at prices ranging from $52.055 to $52.693 per share. After this transaction, the reporting person beneficially owns 83,223 shares of Federated Hermes Class B common stock directly.
Federated Hermes, Inc. announced a planned leadership transition in its advisory and distribution businesses. Effective April 30, 2026, named executive officer John B. Fisher, currently Vice President of Federated Hermes and President and CEO of the Federated Advisory Companies, will step back from full-time responsibilities and will no longer serve as an executive officer. He will continue to be actively involved in several major strategic initiatives as Chairman of the Federated Advisory Companies.
Paul A. Uhlman, a long-tenured executive with 35 years at the firm and currently Vice President of Federated Hermes and President, Federated Securities Corp., will become President and CEO of the Federated Advisory Companies and remain an executive officer. Bryan M. Burke, with 23 years at the company and currently National Sales Director, Strategic Solutions, and Executive Vice President, Federated Securities Corp., will become President, Federated Securities Corp., and a Vice President and executive officer of Federated Hermes. Mr. Fisher will remain on the Board during the transition but will not stand for re-election at the next Annual Meeting, when Mr. Uhlman will be recommended for nomination.
Federated Hermes, Inc. (FHI) reported an insider equity transaction by an officer serving as CEO of Federated Hermes Limited. On 11/18/2025, the reporting person acquired 9,000 shares of Class B common stock at $3.00 per share, increasing their holdings. On 11/19/2025, they sold 4,461 shares of Class B common stock at a weighted average price of $47.8474 per share, with the filing stating this sale was made to satisfy tax obligations arising from the vesting of restricted shares.
Following these transactions, the reporting person beneficially owned 161,578 shares of Class B common stock, held directly. The filing notes that the sales on 11/19/2025 occurred in 36 separate transactions within a price range of $47.64 to $48.03, and the reporting person has agreed to provide detailed breakdowns upon request.
Federated Hermes, Inc. (FHI) reported an insider share sale by a company officer. A vice president filed a Form 4 disclosing the sale of 999 shares of Class B common stock on 11/19/2025. The transaction was coded as a sale and carried out at a weighted average price of $47.8724 per share, with individual trade prices ranging from $47.69 to $48.24.
According to the filing, the shares were sold to satisfy tax obligations arising from the vesting of restricted stock. After this transaction, the reporting person beneficially owns 88,223 shares of Federated Hermes, Inc. common stock.
Federated Hermes, Inc. (FHI) reported insider activity by its Principal Accounting Officer on Form 4. On 11/18/2025, the officer acquired 2,500 shares of Class B common stock at $3.00 per share, increasing direct holdings to 58,749 shares. On 11/19/2025, the officer sold 1,249 shares of Class B common stock at a weighted average price of $47.8507 per share, leaving 57,500 shares directly owned. The sale was made to cover tax obligations from the vesting of restricted stock, and the price reflects 10 separate transactions within a disclosed price range.
Federated Hermes, Inc. (FHI)11/18/2025, the reporting person acquired 18,000 shares, and on 11/19/2025 sold 6,856 shares at a weighted average price of $47.8549. The sale was made to cover tax obligations arising from the vesting of restricted shares. After these transactions, the reporting person directly beneficially owned 217,468 shares of Class B Common Stock.
Federated Hermes, Inc. (FHI) reported a Form 4 for a vice president who is also a director. On 11/18/2025, the insider acquired 18,000 shares of Class B common stock at $3 per share, and on 11/19/2025 sold 7,638 shares at a weighted average price of $47.8654. The filing explains that the sale was made to cover tax obligations arising from the vesting of restricted shares. After these transactions, the insider directly owned 463,615 Class B shares, with additional indirect holdings of 40,000 shares through Rosewood Limited Partnership and 30,582 shares through a 401(k) plan.
Federated Hermes, Inc. (FHI)11/18/2025, the officer acquired 3,000 shares of Class B common stock. On 11/19/2025, the officer sold 707 shares of Class B common stock at a weighted average price of $47.8556 per share, in 18 transactions at prices between $47.70 and $48.24. The sale was made to cover tax obligations arising from the vesting of restricted shares. After these transactions, the officer directly owns 31,889 shares of Class B common stock.
Federated Hermes, Inc. (FHI) vice president reported recent transactions in Class B common stock. On 11/18/2025, the reporting person acquired 18,000 shares, increasing their beneficial holdings to 333,930 shares directly owned. On 11/19/2025, they sold 6,496 shares at a weighted average price of $47.8481, leaving 327,434 shares beneficially owned.
According to the footnotes, the sale represents shares sold to cover tax obligations from the vesting of restricted stock. The price reflects 43 separate sales transactions within a range of $47.585 to $48.24, and full trade-by-trade details are available on request.
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