Welcome to our dedicated page for Federated Hermes SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Federated Hermes, Inc. filings document material events for an asset-management company with liquidity, equity, fixed-income, alternative/private markets and multi-asset businesses. Recent Form 8-K reports include earnings releases, managed-asset disclosures, dividend actions, Class B common-stock consideration, acquisition terms for Federated Hermes FCP Manager, LLC and other capital-structure information.
The filing record also covers governance and executive-officer transitions, shareholder-voting matters, material agreements and legal-risk disclosures tied to investment-management subsidiaries, including Hermes GPE LLP and infrastructure fund matters. These documents connect operating results, platform expansion, leadership structure and risk disclosures to Federated Hermes' public-company reporting.
DONAHUE THOMAS R reported acquisition or exercise transactions in this Form 4 filing.
FEDERATED HERMES, INC. executive Thomas R. Donahue, VP, CFO & Treasurer, reported receiving a grant of 28,544 shares of Class B Common Stock on 2026-03-05 at no cost. After this award, his directly held Class B shares total 621,492.
The filing also reports indirect Class B holdings through several vehicles, including The Thomas R. and Frances L. Donahue Grantor Dynasty Trust, MaxFund Partners, L.P., a 401(k) plan, his spouse, The Fran L. Donahue Grantor Trust, The Thomas R. Donahue Grantor Trust, and Maxfund, Inc. A footnote notes 300 shares previously tied to a different trust are now held by The Henry J. Lombard Retirement Trust.
Federated Hermes, Inc. executive Stephen Van Meter, VP and Chief Compliance Officer, reported two transactions in Class B Common Stock. He executed an open-market sale of 448 shares at a weighted-average price of $56.5046 per share to satisfy tax obligations from the vesting of restricted stock.
On the same date, he received a grant/award of 1,448 shares at no cost. After these transactions, Van Meter directly owned 32,889 Class B shares of Federated Hermes.
FEDERATED HERMES, INC. Vice President Dolores D. Dudiak reported an equity award of 2,317 shares of Class B Common Stock on 2026-03-05. The shares were granted at a reported price of $0.00 per share as a stock-based compensation award.
After this grant, her directly held Class B Common Stock increased to 85,540 shares. This filing reflects an acquisition through a grant rather than an open-market purchase.
Federated Hermes, Inc. executive Saker Anwar Nusseibeh, CEO of Federated Hermes Limited, reported both a sale and an award of Class B common stock. On March 5, 2026, he sold 6,161 shares in open-market transactions at a weighted average price of $56.5008 per share to satisfy tax obligations arising from the vesting of restricted stock. These sales occurred across 30 trades at prices ranging from $56.32 to $56.82, leaving him with 149,617 shares immediately after the sale.
On the same date, he received a grant or award of 10,609 shares of Class B common stock at no cost, increasing his direct holdings to 160,226 shares after the award.
FEDERATED HERMES, INC. Chairman, President & CEO J. Christopher Donahue reported an acquisition of 34,904 shares of Class B common stock as a grant or award on March 5, 2026. Following this award, his directly held Class B common stock increased to 479,192 shares.
Federated Hermes, Inc. vice president Paul A. Uhlman reported two Class B common stock transactions. He sold 11,739 shares in an open‑market transaction at a weighted average price of $56.5291 per share to satisfy tax obligations from vesting restricted stock. He also received a grant or award of 20,684 shares at no cost, bringing his directly held balance to 336,379 shares.
FEDERATED HERMES, INC. Principal Accounting Officer Richard A. Novak reported two transactions in Class B Common Stock. On the same date, he executed an open-market sale of 867 shares at a weighted average price of $56.4932 per share, described as a sale to satisfy tax obligations from the vesting of restricted stock. He also received a grant or award of 2,576 shares at no cost. After these transactions, he directly owned 45,209 Class B shares.
FEDERATED HERMES, INC. reported that Vice President Theodore W. Zierden III acquired 8,894 shares of Class B Common Stock on a grant or award basis. The shares were recorded at a price of $0.00 per share, indicating a non-cash equity award. Following this transaction, his directly held stake increased to 160,750 shares of Class B Common Stock.
Charles Schwab Corp submitted a Form 144 to sell 30,000 Class B shares.
The filing lists restricted stock awards by grant date and amount: 03/06/2023: 13,974; 03/06/2024: 11,579; 03/03/2022: 2,597; 11/18/2019: 925; 11/17/2023: 925. The filing shows 75,965,666 shares outstanding as of 03/06/2026.
FHI: Morgan Stanley Smith Barney LLC submitted a Form 144 notice to sell 448 shares of Class B Common tied to restricted stock vesting under a registered plan on 03/03/2026. The filing date shown is 03/05/2026 and the shares are listed for sale on the NYSE.