Welcome to our dedicated page for Federated Hermes SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Federated Hermes, Inc. filings document material events for an asset-management company with liquidity, equity, fixed-income, alternative/private markets and multi-asset businesses. Recent Form 8-K reports include earnings releases, managed-asset disclosures, dividend actions, Class B common-stock consideration, acquisition terms for Federated Hermes FCP Manager, LLC and other capital-structure information.
The filing record also covers governance and executive-officer transitions, shareholder-voting matters, material agreements and legal-risk disclosures tied to investment-management subsidiaries, including Hermes GPE LLP and infrastructure fund matters. These documents connect operating results, platform expansion, leadership structure and risk disclosures to Federated Hermes' public-company reporting.
Charles Schwab Corp submitted a Form 144 to sell 30,000 Class B shares.
The filing lists restricted stock awards by grant date and amount: 03/06/2023: 13,974; 03/06/2024: 11,579; 03/03/2022: 2,597; 11/18/2019: 925; 11/17/2023: 925. The filing shows 75,965,666 shares outstanding as of 03/06/2026.
FHI: Morgan Stanley Smith Barney LLC submitted a Form 144 notice to sell 448 shares of Class B Common tied to restricted stock vesting under a registered plan on 03/03/2026. The filing date shown is 03/05/2026 and the shares are listed for sale on the NYSE.
FHI files a Form 144 to sell 11,739 shares of Class B Common that vested under a registered plan.
Broker is Morgan Stanley Smith Barney LLC. The filing lists an aggregate offering price of $663,595.10, total outstanding shown as 75,974,666, dates 03/03/2026 (vesting) and 03/05/2026, and exchange NYSE.
Saker Anwar Nusseibeh submitted a Form 144 disclosing a proposed sale of 6,161 Class B Common shares of FHI through Morgan Stanley Smith Barney LLC, dated 03/05/2026. The notice cites restricted stock vesting under a registered plan on 03/03/2026. The filing also records a prior sale of 5,800 common shares on 02/02/2026 for $311,239.60.
Richard Novak reported an intended sale of 867 Class B Common shares tied to restricted stock vesting under a registered plan on 03/03/2026.
The filing also lists a prior sale of 14,000 common shares on 02/17/2026 for $773,544.80.
FHI filed a Form 144 reporting a proposed sale of 14,000 shares of common stock with an aggregate offering price of $773,544.80. The notice lists vested restricted-stock lots issued for services on several dates, including 2,616 (11/18/2024), 2,389 (03/06/2023), 2,895 (11/16/2022), 2,224 (03/04/2024), 1,106 (11/16/2021), and 2,770 (11/17/2023).
Federated Hermes, Inc. principal accounting officer Richard A. Novak sold 14,000 shares of Class B Common Stock in an open-market transaction on February 17, 2026 at a weighted average price of $55.2532 per share. After this sale, he directly owns 43,500 shares. The sale price reflects 5 separate trades, with individual prices ranging from $55.2405 to $55.32 per share.
Federated Hermes, Inc. filed a Form 13F holdings report listing 3,963 investment positions with a total reported value of $59,855,075,501. The filing aggregates holdings managed by Federated Hermes and seven affiliated investment advisers under Rule 13F-1(b), reflecting shared investment discretion across these entities.
Federated Hermes, Inc. CEO of Federated Hermes Limited, Saker Anwar Nusseibeh, reported open‑market sales of Class B common stock. On February 2, 2026, he sold 4,600 shares at a weighted average price of $53.5653 and another 1,200 shares at a weighted average price of $54.0325.
The 4,600 shares were executed across 38 trades between $52.95 and $53.94, while the 1,200 shares came from 11 trades between $53.95 and $54.12. After these transactions, he directly held 155,778 Class B shares of Federated Hermes, Inc.