Welcome to our dedicated page for FEDERATED HERMES SEC filings (Ticker: FHI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Federated Hermes, Inc. filings document material events for an asset-management company with liquidity, equity, fixed-income, alternative/private markets and multi-asset businesses. Recent Form 8-K reports include earnings releases, managed-asset disclosures, dividend actions, Class B common-stock consideration, acquisition terms for Federated Hermes FCP Manager, LLC and other capital-structure information.
The filing record also covers governance and executive-officer transitions, shareholder-voting matters, material agreements and legal-risk disclosures tied to investment-management subsidiaries, including Hermes GPE LLP and infrastructure fund matters. These documents connect operating results, platform expansion, leadership structure and risk disclosures to Federated Hermes' public-company reporting.
Saker Anwar Nusseibeh submitted a Form 144 disclosing a proposed sale of 6,161 Class B Common shares of FHI through Morgan Stanley Smith Barney LLC, dated 03/05/2026. The notice cites restricted stock vesting under a registered plan on 03/03/2026. The filing also records a prior sale of 5,800 common shares on 02/02/2026 for $311,239.60.
Richard Novak reported an intended sale of 867 Class B Common shares tied to restricted stock vesting under a registered plan on 03/03/2026.
The filing also lists a prior sale of 14,000 common shares on 02/17/2026 for $773,544.80.
FHI filed a Form 144 reporting a proposed sale of 14,000 shares of common stock with an aggregate offering price of $773,544.80. The notice lists vested restricted-stock lots issued for services on several dates, including 2,616 (11/18/2024), 2,389 (03/06/2023), 2,895 (11/16/2022), 2,224 (03/04/2024), 1,106 (11/16/2021), and 2,770 (11/17/2023).
Federated Hermes, Inc. principal accounting officer Richard A. Novak sold 14,000 shares of Class B Common Stock in an open-market transaction on February 17, 2026 at a weighted average price of $55.2532 per share. After this sale, he directly owns 43,500 shares. The sale price reflects 5 separate trades, with individual prices ranging from $55.2405 to $55.32 per share.
Federated Hermes, Inc. filed a Form 13F holdings report listing 3,963 investment positions with a total reported value of $59,855,075,501. The filing aggregates holdings managed by Federated Hermes and seven affiliated investment advisers under Rule 13F-1(b), reflecting shared investment discretion across these entities.
Federated Hermes, Inc. CEO of Federated Hermes Limited, Saker Anwar Nusseibeh, reported open‑market sales of Class B common stock. On February 2, 2026, he sold 4,600 shares at a weighted average price of $53.5653 and another 1,200 shares at a weighted average price of $54.0325.
The 4,600 shares were executed across 38 trades between $52.95 and $53.94, while the 1,200 shares came from 11 trades between $53.95 and $54.12. After these transactions, he directly held 155,778 Class B shares of Federated Hermes, Inc.
Saker Anwar Nusseibeh filed a Rule 144 notice to sell 5,800 common shares through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $311,239.60 and an approximate sale date of February 2, 2026.
The filing shows these shares were acquired on March 11, 2022 via restricted stock vesting under a registered plan, with services rendered as consideration. It also discloses prior sales over the past three months of 4,461 and 15,000 common shares, with gross proceeds of $213,447.25 and $728,154.00, respectively.
Federated Hermes, Inc. disclosed that its London-based subsidiary Hermes GPE LLP and Hermes Infrastructure II GP LLP have been sued in the U.K. High Court by Aberdeen City Council as administering authority for the Aberdeen City Council Pension Fund. The case concerns the Fund’s 2019 investment in the Swedish “Ventus Portfolio” of five onshore wind farms.
According to the claimant’s filing, derivative claims on behalf of the Fund’s general partner seek approximately £87 million of alleged diminished value in the Ventus Portfolio (about $120 million), plus other unquantified damages, while direct claims seek about 38.1% of that amount (about $46 million). Federated Hermes and the involved entities deny the allegations, state they believe the claims lack merit, and intend to vigorously defend the case. Based on information currently available, Federated Hermes does not believe the matter will have a material adverse effect on its consolidated financial position, results of operations, or cash flows and has notified its insurers under the applicable policy.
Federated Hermes, Inc. filed a current report to note that it issued an earnings press release for its fourth quarter 2025 results. The company states that this press release, dated January 29, 2026, is attached as Exhibit 99.1 to the report.
The filing also lists an Exhibit 104 cover page interactive data file embedded within the Inline XBRL document. The report is signed on behalf of Federated Hermes, Inc. by Chief Financial Officer Thomas R. Donahue.