Fiserv (NYSE: FI) officer uses 1,489 shares to pay tax bill

Rhea-AI Filing Summary

Fiserv Inc.’s Chief Administrative and Legal Officer, Adam L. Rosman, reported a routine share withholding related to equity compensation. On February 7, 2026, 1,489 shares of common stock were withheld at $60 per share to cover tax liabilities from vesting restricted stock units. After this tax-withholding transaction, Rosman directly beneficially owns 59,796 shares of Fiserv common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosman Adam L.

(Last) (First) (Middle)

600 N. VEL R. PHILLIPS AVENUE

(Street)

MILWAUKEE WI 53203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Admin. and Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/07/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/07/2026		F		1,489(1)	D	$60	59,796	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Remarks:

	/s/ Eric C. Nelson (attorney-in-fact)	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Fiserv (FI) report for Adam L. Rosman?

Fiserv reported that Chief Administrative and Legal Officer Adam L. Rosman had 1,489 common shares withheld at $60 per share. The shares were withheld to pay taxes arising from vesting restricted stock units, rather than being sold in an open-market transaction.

Was the Fiserv (FI) insider transaction an open-market sale?

No, the transaction was not an open-market sale. The 1,489 Fiserv common shares were withheld to satisfy tax liabilities triggered by the vesting of restricted stock units, as noted in the filing’s explanatory footnote.

How many Fiserv (FI) shares does Adam L. Rosman own after the Form 4 transaction?

After the tax-withholding transaction, Adam L. Rosman directly beneficially owns 59,796 shares of Fiserv common stock. This figure reflects his holdings following the withholding of 1,489 shares related to vesting restricted stock units.

What does transaction code "F" mean in the Fiserv (FI) Form 4 filing?

Transaction code “F” indicates shares were used or withheld to pay taxes in connection with an equity award. In this case, 1,489 Fiserv common shares were withheld to cover tax liabilities from the vesting of restricted stock units awarded to Adam L. Rosman.

What price was used for the Fiserv (FI) tax-withholding shares?

The filing states that the 1,489 Fiserv common shares used for tax withholding were valued at $60 per share. This price is used to determine the value of shares withheld to satisfy the tax obligation from the restricted stock units’ vesting.

Does the Fiserv (FI) Form 4 mention any indirect ownership for Adam L. Rosman?

No, the reported holdings are listed as direct ownership. The Form 4 shows Adam L. Rosman directly beneficially owning 59,796 Fiserv common shares after the transaction, with no separate indirect ownership nature specified in the filing data provided.