Welcome to our dedicated page for FiEE SEC filings (Ticker: FIEE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
FiEE, Inc. filings document material events for a Nasdaq-listed common stock issuer operating in AI-enabled brand management, SaaS-MCN digital services, software services and digital authentication. Recent 8-K disclosures furnish operating and financial results, exhibit press releases, and report material agreements, unregistered equity issuances and capital-structure matters.
The company’s regulatory record also includes acquisition-related financial statements and pro forma information for Houren-Geiju Kabushikikaisha, shareholder voting matters connected to securities approvals, and governance disclosures covering board composition and director compensation. These filings outline the formal public-company record for FiEE’s business transformation, financing activity and corporate governance.
FiEE, Inc. reported that its Board of Directors appointed Hongya Wen as a director and chairperson of the Board, effective January 14, 2026, increasing the Board size to five members. Her term runs until the 2026 Annual Meeting of Stockholders or until a successor is elected and qualified.
Ms. Wen, age 49, is Deputy General Manager of Jiangsu Taifeng Cultural Communication Co., Ltd., an art brokerage and cultural services platform, where she has worked since 2013 in various sales and management roles. Under a director agreement, she will receive a cash fee of $12,500 per quarter, paid quarterly. The company states there are no special arrangements related to her selection and no related-party transactions requiring disclosure.
FiEE, Inc. investors filed Amendment No. 5 to their Schedule 13D to update their reported stakes after an increase in FiEE’s outstanding common shares, without any new transactions by these holders. The filing shows that Cao Yu beneficially owns 4,615,012 shares of common stock, representing 42.1% of the class, while Hu Bin beneficially owns 3,125,745 shares, or 30.6%. Youxin Consulting Ltd. and Li Wai Chung each report beneficial ownership of 649,254 shares, or 7.6% of the common stock. These positions combine common shares, preferred stock convertible into common at a 1.4-to-1 ratio, and warrants to purchase common shares. The Series A Convertible Preferred Stock is subject to a “Preferred Blocker” that limits conversion to no more than 19.99% of the common shares outstanding immediately before the preferred was issued, capping certain conversions at 557,525 common shares. Percentages are based on 7,934,122 common shares outstanding as of January 7, 2026.
FiEE, Inc. (FIEE) filed its Q3 2025 report, showing its pivot to software and digital services gaining traction. Net sales were $1,939,542 for the three months ended September 30, 2025, driven mainly by SaaS MCN digital services ($1,752,196) and software services ($187,346). Gross margin reached 85%, and the quarter’s net loss narrowed to $252,985. For the nine months ended September 30, 2025, net sales were $1,984,660 with a net loss of $1,266,575.
Cash and cash equivalents were $5,905,372 as of September 30, 2025, supported by $2,478,829 cash provided by operating activities and $4,300,000 from financing. Contract liabilities were $2,460,483, reflecting prepaid services expected to convert to revenue within 12 months. Stockholders’ equity was $3,906,812, up from a deficit at year-end 2024. The company recorded Hong Kong profits tax expense of $140,185 in the quarter. Management disclosed “substantial doubt” about continuing as a going concern. Subsequent stockholder approvals enabled conversion of a $300,000 convertible note and exercisability of a July 2025 warrant.
FiEE, Inc. reported that it issued a press release announcing financial results for the three and nine months ended September 30, 2025. The release is furnished as Exhibit 99.1.
The company noted this information is furnished and not deemed “filed” under the Exchange Act unless specifically incorporated by reference. FiEE’s common stock trades on the Nasdaq Capital Market under the symbol FIEE.
FiEE, Inc. reported results from its Annual Meeting and confirmed an automatic note-to-equity conversion following stockholder approval. An unsecured promissory note for $300,000 at approximately 4.34% annual interest converted into 1,235,814 shares of common stock upon approval on October 27, 2025.
The Company’s July 2025 Warrant to purchase 404,002 shares at $0.01 per share became exercisable after the same approval. Stockholders elected four directors, ratified UHY LLP as auditor for the year ending December 31, 2025, approved the issuance of shares issuable upon the conversion of the Seller Convertible Note and exercise of the Seller Warrant, approved the FiEE, Inc. 2025 Equity Incentive Plan, and approved 2024 executive compensation on an advisory basis. As of September 11, 2025, there were 6,295,961 common shares outstanding and 2,305,357 shares of Series A Convertible Preferred outstanding; this is a baseline figure, not the amount being offered.
FiEE, Inc. is soliciting proxies for its 2025 Annual Meeting to be held October 27, 2025 at 9:00 a.m. Eastern Time, with record holders as of September 11, 2025 entitled to vote. Materials are first being delivered on or about September 22, 2025 and the virtual meeting is available at www.virtualshareholdermeeting.com/FIEE2025. Stockholders will vote on four proposals: election of four directors; ratification of UHY LLP as independent auditor for fiscal 2025; Nasdaq-related approval for issuance of shares upon conversion of a Seller Convertible Note and exercise of a Seller Warrant; and approval of the FiEE, Inc. 2025 Equity Incentive Plan which, if approved, would reserve 1,394,230 shares for issuance. Director Agreements dated April–July 2025 pay directors $12,500 per quarter and may include issuance of 100,000 shares under certain conditions. The Audit Committee met eight times in 2024 and includes a designated financial expert.
Amendment No. 4 to a Schedule 13D reports updated ownership and transaction details for FiEE, Inc. The filing is by four reporting persons: Cao Yu, Hu Bin, Youxin Consulting Limited and Li Wai Chung. It states the reporting persons acquired warrants and preferred-stock-convertible interests through previously disclosed purchase agreements. As of this amendment, Cao Yu beneficially owns 4,615,012 shares (49.9%), Hu Bin 3,125,745 shares (36.8%), and Youxin Consulting and Li Wai Chung each 649,254 shares (9.4%). The amendment notes warrants acquired: Cao Yu 1,425,480 warrants, Hu Bin 1,069,040 warrants, and Youxin Consulting 305,480 warrants. On June 23, 2025, disinterested directors approved allowing a Warrant to remain outstanding. The filing attaches a Joint Filing Agreement dated August 25, 2025.