Welcome to our dedicated page for FiEE SEC filings (Ticker: FIEE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
FiEE, Inc. filings document material events for a Nasdaq-listed common stock issuer operating in AI-enabled brand management, SaaS-MCN digital services, software services and digital authentication. Recent 8-K disclosures furnish operating and financial results, exhibit press releases, and report material agreements, unregistered equity issuances and capital-structure matters.
The company’s regulatory record also includes acquisition-related financial statements and pro forma information for Houren-Geiju Kabushikikaisha, shareholder voting matters connected to securities approvals, and governance disclosures covering board composition and director compensation. These filings outline the formal public-company record for FiEE’s business transformation, financing activity and corporate governance.
FiEE, Inc. reported a sharp turnaround in the first half of 2026 as it pivoted from legacy hardware into AI-driven digital services. Revenue for the three months ended June 30, 2026 rose to $4.83 million from $44,993 a year earlier, driven by SaaS MCN digital services, software services and art authentication. Six‑month revenue reached $6.95 million, generating net income of $2.46 million versus a prior‑year loss.
Gross profit for the first half was $5.37 million, with operating income of $3.07 million. Cash increased to $5.44 million, and stockholders’ equity improved to $11.23 million on total assets of $15.09 million. The company acquired a 51% stake in Yinlian Culture, consolidating PRC music‑related operations through a variable interest entity structure, and expanded geographically via new Hong Kong and Singapore subsidiaries.
Despite recent profitability and positive operating cash flow, FiEE disclosed an accumulated deficit of $93.16 million and stated that its history of losses and limited profitability create substantial doubt about its ability to continue as a going concern over the next year without additional capital or successful execution of its strategy.
FiEE, Inc. reported a strong turnaround for the six months ended June 30, 2026, with revenue of $6.9 million, up sharply from $45,118 a year earlier, driven by SaaS MCN digital services, software services and digital authentication services. Gross profit rose to $5.4 million, with gross margin improving to 77.3% from 1.0%. Operating income reached $3.1 million versus a prior-period loss, and net income was $2.5 million, translating into diluted EPS of $0.17 compared with a loss of $0.20.
Total assets increased to $15.1 million, and stockholders’ equity attributable to the parent grew to $11.3 million. The board approved Termination Agreements ending directors’ individual director agreements while they continue to serve, adopted new indemnification agreements for directors and executives, and approved Third Amended and Restated Bylaws replacing prior bylaws in full.
FiEE, Inc. established an at-the-market common stock offering program to sell up to $6,272,809 of shares through A.G.P./Alliance Global Partners. Sales will be made from time to time under the company’s effective Form S-3 shelf registration statement and a June 23, 2026 prospectus supplement.
The company may sell shares on or through Nasdaq, in negotiated transactions, or directly to the sales agent if separately agreed. FiEE will pay a 3.25% commission on gross proceeds, can suspend or terminate the program at any time, and has provided customary indemnification and expense reimbursement to the sales agent.
FiEE, Inc. is offering shares of its common stock in an at-the-market sales program of up to $6,272,809 through A.G.P./Alliance Global Partners pursuant to a Sales Agreement dated June 23, 2026. Sales may occur on Nasdaq or by other lawful methods, and A.G.P. will receive a commission of 3.25% of gross proceeds.
The supplement bases an illustrative share count on 8,528,598 shares outstanding as of June 23, 2026 and assumes sale of 1,529,953 shares at the last reported closing price of $4.10 per share (closing price on June 22, 2026), yielding a pro forma outstanding share estimate of 10,058,551 shares. Net proceeds are described as available for general corporate purposes, including acquisitions, working capital, capital expenditures, and debt repayment.
FiEE, Inc. files a resale registration for 494,476 shares of common stock to be sold from time to time by selling stockholders. The prospectus states the company will not receive proceeds from these sales and that the shares may be sold at varying prices through multiple methods described under "Plan of Distribution."
The filing shows 8,528,598 shares outstanding as of May 28, 2026 and discloses a last reported Nasdaq closing price of $5.20 per share on May 28, 2026. The selling stockholders named include individual holders reporting up to 197,238 shares each; the prospectus treats transfers, pledgees, donees or successors-in-interest as potential sellers.
FiEE, Inc. filed an Amendment No. 1 to a shelf registration to offer up to $30,000,000 of common stock, preferred stock, warrants and units under a prospectus dated May 22, 2026. The prospectus permits one or more offerings from this shelf with terms to be set in prospectus supplements.
The cover page states 8,528,598 shares issued and outstanding as of May 21, 2026 and a last reported sale price of $6.12 per share; the prospectus describes potential distribution methods including direct sales, agents, underwriters, and at-the-market offerings, and states net proceeds will be used for general corporate purposes.
FiEE, Inc.'s major investors updated their ownership and disclosed new equity awards. Cao Yu reports beneficial ownership of 4,615,012 shares of Common Stock, representing 40.6% of the class, including shares issuable from Series A Convertible Preferred Stock and warrants, subject to a 19.99% conversion cap on the preferred.
Hu Bin reports beneficial ownership of 3,125,745 shares, or 29.5% of the Common Stock, while Youxin Consulting Ltd. and Li Wai Chung each report 649,254 shares, or 7.2%. The company’s latest Form 10-Q shows 8,328,598 shares of Common Stock outstanding. The filing also notes Board-approved grants of 143,561 restricted stock units to each of Cao Yu and Li Wai Chung under the 2025 Equity Incentive Plan, vesting over three years.
Yu Cao reported acquisition or exercise transactions in this Form 4 filing.
FiEE, Inc. director and Chief Financial Officer Yu Cao received an equity grant of 143,561 restricted stock units (RSUs), each representing one future share of common stock. The award is compensation with no cash paid by Cao.
The RSUs vest over three years, with 30% vesting on the first anniversary of the May 12, 2026 grant date, another 30% on the second anniversary, and the remaining 40% on the third anniversary, conditioned on continued employment. Following this grant, Cao holds 1,728,927 shares of FiEE common stock directly.