FiEE launches $6,272,809 at-the-market program
FiEE, Inc. established an at-the-market common stock offering program to sell up to $6,272,809 of shares through A.G.P./Alliance Global Partners.
Rhea-AI Filing Summary
FiEE, Inc. established an at-the-market common stock offering program to sell up to $6,272,809 of shares through A.G.P./Alliance Global Partners. Sales will be made from time to time under the company’s effective Form S-3 shelf registration statement and a June 23, 2026 prospectus supplement.
The company may sell shares on or through Nasdaq, in negotiated transactions, or directly to the sales agent if separately agreed. FiEE will pay a 3.25% commission on gross proceeds, can suspend or terminate the program at any time, and has provided customary indemnification and expense reimbursement to the sales agent.
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8-K Event Classification
2 items: 1.01, 9.01
2 items
Item 1.01
Entry into a Material Definitive Agreement
Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 9.01
Financial Statements and Exhibits
Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Key Figures
ATM program size: $6,272,809 aggregate offering price
Sales agent commission: 3.25% of aggregate gross proceeds
Shelf registration file number: File No. 333-295474
+2 more
5 metrics
ATM program size
$6,272,809 aggregate offering price
Maximum common stock FiEE may sell under the at-the-market program
Sales agent commission
3.25% of aggregate gross proceeds
Commission payable by FiEE on shares sold through A.G.P./Alliance Global Partners
Shelf registration file number
File No. 333-295474
Form S-3 shelf registration statement used for the offering
Shelf effectiveness date
June 11, 2026
Date the SEC declared FiEE’s Form S-3 registration statement effective
Prospectus supplement date
June 23, 2026
Date FiEE filed the prospectus supplement for the at-the-market shares
Key Terms
at-the-market offering program, shelf registration statement, General Instruction I.B.6 of Form S-3, Rule 415(a)(4), +1 more
5 terms
at-the-market offering program financial
"entered into a sales agreement ... with respect to an at-the-market offering program"
An at-the-market offering program lets a company sell newly issued shares directly into the open market at current trading prices through a broker, rather than issuing a large block of stock all at once. It matters to investors because it provides the company a flexible way to raise cash over time, which can dilute existing shares gradually and affect earnings per share and stock price depending on how much and when shares are sold—think of it as a faucet the company can open or close to add supply to the market.
shelf registration statement regulatory
"offered and sold pursuant to the Company’s shelf registration statement on Form S-3"
A shelf registration statement is a document a company files with regulators that allows it to sell shares or bonds quickly when it’s a good time to raise money. It’s like having a pre-approved plan ready so the company can act fast without going through lengthy paperwork each time they want to sell, making fundraising more flexible.
General Instruction I.B.6 of Form S-3 regulatory
"aggregate offering price of up to an estimated $6,272,809 ... based on the limitations of General Instruction I.B.6 of Form S-3"
Rule 415(a)(4) regulatory
"sales deemed to be “at-the-market” equity offerings as defined in Rule 415(a)(4)"
Rule 415(a)(4) is a U.S. Securities and Exchange Commission rule that lets a company add more securities to an already effective shelf registration, so those additional shares or bonds can be sold later without filing a completely new registration. For investors it matters because it gives the issuer the flexibility to raise cash quickly—like having an open credit line—while creating the possibility of dilution or changes in supply that can affect share price.
Sales Agreement financial
"entered into a sales agreement (the “Sales Agreement”) with A.G.P./Alliance Global Partners"
A sales agreement is a written contract that sets out the terms for selling goods, services, or assets, specifying price, delivery, payment schedule and responsibilities of each side. For investors it matters because it creates a predictable stream of revenue or cash obligations, clarifies timing and risk, and can change a company’s value or forecasts much like a signed order turns a customer’s verbal intent into a firm commitment.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did FiEE (FIEE) announce in this 8-K filing?
FiEE announced an at-the-market stock offering program allowing it to sell up to $6,272,809 of common shares through A.G.P./Alliance Global Partners, using its effective Form S-3 shelf registration statement and a June 23, 2026 prospectus supplement.
How large is FiEE’s new at-the-market offering program?
The program permits FiEE to offer and sell common stock with an aggregate offering price of up to $6,272,809. This limit is based on General Instruction I.B.6 of Form S-3, which constrains how much smaller issuers may register and sell under a shelf.
Who is the sales agent for FiEE’s at-the-market offering?
A.G.P./Alliance Global Partners serves as the Sales Agent for FiEE’s program. It will use commercially reasonable efforts to execute at-the-market equity offerings, including sales directly on or through Nasdaq, subject to customary conditions in the sales agreement.
What fees will FiEE pay under the at-the-market sales agreement?
FiEE agreed to pay the Sales Agent a 3.25% commission on the aggregate gross proceeds from any shares sold. The company will also reimburse specified expenses and provide customary indemnification and contribution rights for liabilities under the Securities Act.
Can FiEE suspend or end the at-the-market program?
Yes. FiEE has no obligation to sell any shares and may suspend offers under, or terminate, the sales agreement at any time. The program also ends automatically once all authorized shares are sold or if either party terminates under the agreement’s terms.
AI-generated analysis. How Rhea-AI works. Not financial advice.
