Rule 144: Trust sale 5,000 sh; Kris Rasmussen 10b5-1 trades (FIG)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Rule 144 notice to sell 5,000 shares of Common stock on behalf of a trust. The filing identifies the shares as transferred on 12/13/2018 from the settlor, Kris Rasmussen, and lists multiple 10b5-1 sales by related trusts and Kris Rasmussen during early 2026.

The selling activity shown includes transactions on 01/05/2026, 02/10/2026, 03/03/2026 and other dates, with individual sale sizes ranging up to 150,000 shares per listed 10b5-1 execution. The notice reports the broker dealer as Morgan Stanley Smith Barney LLC, New York, NY.

Insights

Securities Compliance Counsel

Rule 144 notice for 5,000 shares; recent 10b5-1 sales are documented.

The filing lists a Rule 144 sale of 5,000 shares conveyed from the settlor Kris Rasmussen on 12/13/2018. It identifies Morgan Stanley Smith Barney LLC as the broker executing the sale notice.

Several 10b5-1 transactions by related trusts and Kris Rasmussen are enumerated with dates and per-trade sizes; the excerpt documents execution history but does not state settlement mechanics or net proceeds recipient beyond the trustee/account. Timing and additional transfer conditions are not provided in the excerpt.

Wealth Management Advisor

Multiple planned sales via 10b5-1 and a Rule 144 notice suggest structured dispositions.

The excerpt lists sizable 10b5-1 executions (examples: 150,000 shares on 03/03/2026 and 150,000 shares on 01/05/2026) alongside the 5,000-share Rule 144 notice. These entries indicate ongoing, scheduled selling activity for accounts tied to Kris Rasmussen and named irrevocable trusts.

Cash‑flow treatment and beneficiaries of proceeds are not specified in the excerpt; subsequent filings or broker confirmations would clarify final settlement and account allocation.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	130150.00	441125332	03/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen. Shares being sold for account of said Trust			5000	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/03/2026	150000	4470720.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/03/2026	29331	874204.54
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/25/2026	30000	900249.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/25/2026	21359	640770.00
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/10/2026	120000	3001524.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/10/2026	85438	2137035.06
KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/02/2026	74305	1847397.25
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/15/2026	15000	480100.50
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/15/2026	15000	480118.50
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/15/2026	15000	480091.50
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/05/2026	150000	5587527.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/05/2026	31345	1167644.51
KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	01/02/2026	14252	530285.57

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the FIG Rule 144 filing disclose?

The filing notifies a brokered sale of 5,000 shares of Common stock transferred from the settlor on 12/13/2018. It also lists multiple 10b5-1 executed sales by Kris Rasmussen and related trusts during early 2026 with quantities and proceeds.

Who is the selling broker in the Rule 144 notice for FIG?

The broker listed is Morgan Stanley Smith Barney LLC, address New York Plaza, 8th Floor. The notice shows the broker as the filer handling the Rule 144 sale on behalf of the trust.

What 10b5-1 sales are shown in the excerpt?

The excerpt shows multiple scheduled sales, including 150,000 shares on 03/03/2026 and 150,000 shares on 01/05/2026, plus several other executions (e.g., 120,000, 74,305, 31,345), with gross proceeds listed per trade.

Are proceeds recipients or settlement details included?

The excerpt lists gross proceeds per transaction (e.g., $5,587,527.00 for one execution) but does not specify final beneficiaries or settlement mechanics; the filing names accounts/trusts as the sellers.

Which accounts are associated with the sales?

Sales are attributed to Kris Rasmussen and several irrevocable trusts (e.g., Olivia Mae Rasmussen Irrev Trust U/A dated 05/16/2025), each tied to the same broker address in San Francisco for the listed 10b5-1 executions.