Form 144: 18,741 Restricted Stock Units reported
Morgan Stanley Smith Barney LLC submitted a Form 144 disclosing the proposed sale of 18,741 shares of Common stock described as Restricted Stock Units and reporting two recent Rule 10b5-1 sales by Brendan Mulligan.
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 disclosing the proposed sale of 18,741 shares of Common stock described as Restricted Stock Units and reporting two recent Rule 10b5-1 sales by Brendan Mulligan.
The filing lists a securities-to-be-sold entry showing 18,741 Restricted Stock Units dated 04/01/2026. It also reports two 10b5-1 dispositions of 4,817 shares on 03/03/2026 and 03/16/2026 with proceeds shown as $136,303.28 and $126,687.10, respectively.
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Insights
Form 144 filed for RSU sale and recent Rule 10b5-1 dispositions.
The entry lists 18,741 Restricted Stock Units to be sold with an effective date of 04/01/2026. The filing also records two prior Rule 10b5-1 sales of 4,817 shares each on 03/03/2026 and 03/16/2026.
Court or regulatory conditions are not stated; cash-flow treatment and purchaser details are not included in the excerpt. Subsequent filings or broker confirmations would provide settlement and allocation details.
Routine broker notice documenting planned RSU resale and prior plan sales.
The filing records a broker-dealer submission for resale of 18,741 shares described as Restricted Stock Units and documents two 10b5-1 sales with proceeds of $136,303.28 and $126,687.10.
This is a disclosure of transactions rather than operational or financial performance; market impact depends on execution timing and whether the sales occur under an ATS or block trade.
Key Figures
Key Terms
Restricted Stock Units financial
10b5-1 Sales regulatory
Form 144 regulatory
FAQ
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What does the Form 144 for FIG disclose?
Who executed the recent 10b5-1 sales listed in the filing?
Are the proceeds from the reported sales shown on the Form 144?
What security type is being offered under this Form 144?
AI-generated analysis. How Rhea-AI works. Not financial advice.