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[Form 4] Figure Technology Solutions, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. (FIGR)Class A Common Stock on 11/20/2025 and 11/21/2025, each coded as a sale ("S"). Individual transactions included, for example, 280,847 shares at a weighted average price of $35.2563, 106,370 shares at $38.1857, and 164,476 shares at $34.2212, with prices in each row representing weighted averages for trades executed within stated price ranges. Following the reported transactions, the reporting person directly beneficially owned 6,128,993 shares of Class A Common Stock.

Positive

  • None.

Negative

  • None.

Insights

Large two-day sale by a director/10% owner reduces stake but leaves a very substantial holding outstanding.

The filing reports a series of open-market sales of Class A Common Stock by a single reporting person who is both a director and a 10% owner of Figure Technology Solutions, Inc. (FIGR). Across 11/20/2025 and 11/21/2025, the person sold a total of 750,000 shares through multiple trades at weighted average per-share prices ranging from about $33.33 to $38.98. After these transactions, the individual still beneficially owns 6,128,993 shares, held directly.

The sale pattern is broken into eight blocks, each with its own weighted average price and price range, which signals that execution occurred over many smaller trades within each price band. The disclosure provides price ranges for each block, from $32.81 to $39.15, and the reporting person commits to supply detailed trade breakdowns upon request. There are no derivative securities reported in Table II, so the change in beneficial ownership here comes entirely from sales of non-derivative common stock.

This is a sizeable reduction in ownership for a major holder, though the remaining position is still large in absolute terms. The key factual takeaway is that a significant insider reduced direct holdings over two consecutive days while maintaining multi-million-share exposure. Observers focused on governance and alignment may watch whether similar sales recur in future Form 4 filings or whether this activity appears isolated around the 11/20–11/21/2025 window.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ou June

(Last) (First) (Middle)
C/O FIGURE TECHNOLOGY SOLUTIONS, INC.
100 WEST LIBERTY STREET, SUITE 600

(Street)
RENO NV 89501

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/20/2025 S 280,847 D $35.2563(1) 6,598,146 D
Class A Common Stock 11/20/2025 S 67,517 D $36.1061(2) 6,530,629 D
Class A Common Stock 11/20/2025 S 33,195 D $37.2908(3) 6,497,434 D
Class A Common Stock 11/20/2025 S 106,370 D $38.1857(4) 6,391,064 D
Class A Common Stock 11/20/2025 S 12,071 D $38.9845(5) 6,378,993 D
Class A Common Stock 11/21/2025 S 63,873 D $33.328(6) 6,315,120 D
Class A Common Stock 11/21/2025 S 164,476 D $34.2212(7) 6,150,644 D
Class A Common Stock 11/21/2025 S 21,651 D $34.9654(8) 6,128,993 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.72 to $35.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.72 to $36.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.72 to $37.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.71. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.73 to $39.15. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.81 to $33.80. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.81 to $34.80. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.81 to $35.27. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Ronald Chillemi, Attorney-in-Fact 11/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the FIGR Form 4 filing report for Figure Technology Solutions, Inc.?

The Form 4 reports that a director and 10% owner of Figure Technology Solutions, Inc. (FIGR) made multiple open-market sales of Class A Common Stock on 11/20/2025 and 11/21/2025.

How many FIGR shares does the reporting person still own after the transactions?

After the reported sales, the reporting person directly beneficially owned 6,128,993 shares of Figure Technology Solutions, Inc. Class A Common Stock.

What were some of the FIGR share sale amounts and prices disclosed?

Examples of the sales include 280,847 shares at a weighted average price of $35.2563, 106,370 shares at $38.1857, and 164,476 shares at $34.2212, with each price representing a weighted average across a disclosed price range.

On what dates did the FIGR insider share sales occur?

The reported open-market sales of FIGR Class A Common Stock occurred on 11/20/2025 and 11/21/2025.

What is the relationship of the reporting person to Figure Technology Solutions (FIGR)?

The reporting person is identified as both a Director and a 10% Owner of Figure Technology Solutions, Inc.

How are the FIGR transaction prices described in the Form 4 footnotes?

Each transaction price in Column 4 is described as a weighted average price, with footnotes stating that the shares were sold in multiple trades within specified price ranges and that full trade-by-trade details will be provided upon request.

FIGURE TECHNOLOGY SOLUTIO

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7.45B
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