Welcome to our dedicated page for Figure Technology Solutions SEC filings (Ticker: FIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Figure Technology Solutions, Inc. filings document the public-company reporting record for a Nevada corporation operating a blockchain-native capital marketplace. Registration statements and amendments describe the IPO process, the company's single operating segment, loan and tokenized-asset marketplace model, and its capital structure, including Class A common stock, Class B common stock, convertible preferred stock and blockchain common stock.
Current reports on Form 8-K cover operating and financial results, preliminary marketplace metrics, capital actions such as the share repurchase authorization, and the designation of Series A Blockchain Common Stock with dividend, liquidation and voting rights cast through Provenance Blockchain wallets. Proxy materials cover annual meeting proposals, director elections, auditor ratification, shareholder voting matters and governance disclosures.
Figure Technology Solutions, Inc. (FIGR) received a Rule 144 notice indicating that Figure Investments, LLC may sell up to 3,000,000 shares of common stock through Merrill Lynch. The shares were originally acquired from the issuer in a private placement for cash on April 30, 2018. A securities table lists an aggregate market value of $114,810,000 for these shares and 185,672,153 shares of common stock outstanding as of September 9, 2026, which is a baseline figure, not the amount being sold.
Figure Technology Solutions, Inc. (FIGR) received a Form 144 notice covering a proposed sale of 141,728 shares of common stock held for the account of investors managed by Morgan Creek Capital Management, LLC. The shares were acquired in a private placement on February 27, 2019 for cash. The notice cites an aggregate market value of $5,423,930.56 for the shares to be sold and reports that 185,672,153 shares of common stock were outstanding as of September 9, 2026. In the prior three months, entities associated with Morgan Creek sold 50,190 shares for a total of $1,771,497.91. Morgan Creek Capital Management, LLC and the related entities state that they expressly disclaim status as an “affiliate” of the issuer under Rule 144.
Figure Technology Solutions, Inc. (FIGR) reported that Chief Financial Officer Minchung Kgil had 23,330 shares of Class A Common Stock withheld on September 2, 2026 to satisfy tax liability upon vesting of restricted stock units. According to the company’s disclosure, this was not a market sale. After this tax-withholding transaction, the CFO directly holds 460,321 shares of Class A Common Stock.
Figure Technology Solutions, Inc. (FIGR) completed its previously announced acquisition of Kiavi, Inc. on September 1, 2026. Through a merger of a wholly owned subsidiary into Kiavi, Kiavi now operates as a wholly owned subsidiary of Figure.
Figure paid cash consideration of approximately $590 million, net of cash acquired, subject to customary adjustments for Kiavi’s cash, indebtedness, transaction expenses, and operating net working capital. The company primarily funded this with net proceeds from $600 million aggregate principal amount of 8.500% Senior Notes due 2031, which closed on July 14, 2026.
At closing, Figure repaid in full all outstanding obligations under Kiavi’s Third Amended and Restated Credit Agreement and terminated a Master Repurchase Agreement involving Kiavi Funding, Inc. and Kiavi Funding Trust 2, releasing all related liens. The company highlights forward-looking risks around integrating Kiavi, realizing anticipated synergies, regulatory compliance, and broader economic and market conditions.
Figure Technology Solutions, Inc. (FIGR) reported that Chief Financial Officer Minchung Kgil sold Class A Common Stock in two open-market transactions on August 24, 2026. The transactions, made under a Rule 10b5-1 trading plan adopted on December 10, 2025, totaled 8,000 shares at weighted average prices within disclosed ranges.
Figure Technology Solutions, Inc. (symbol FIGR) reported the initial equity holdings of officer Brian Walter Crist, who serves as CLO and Corporate Secretary. He holds an award of 245,000 restricted stock units that vest 25% on July 27, 2027 and then in 12 substantially equal quarterly installments. He also holds a stock option over 245,000 shares of Class A Common Stock at an exercise price of $27.55 per share, vesting 25% on July 27, 2027, with the remaining underlying shares vesting in 36 substantially equal monthly installments, and expiring on July 28, 2036.
Figure Technology Solutions, Inc. (FIGR) received a notice that Morgan Creek Capital Management, LLC, as investment manager to certain shareholders, intends to sell shares of Figure common stock under Rule 144. The proposed sale covers 50,190 shares of common stock through Merrill Lynch on Nasdaq.
The notice states that Figure had 185,672,153 common shares outstanding as of the time referenced. The shares to be sold were originally acquired in a private placement on 02/27/2019 for cash. Morgan Creek Capital Management, LLC and the related selling entities state that they expressly disclaim status as an “affiliate” of Figure within the meaning of Rule 144.
Figure Technology Solutions, Inc. (FIGR) reported that Chief Capital Officer David Todd Stevens exercised a stock option for 38,281 shares of Class A Common Stock at an exercise price of $4.82 per share, leaving 497,657 options reported as remaining. On the same date, he sold an aggregate of 47,650 shares of Class A Common Stock in multiple transactions at weighted average prices between approximately $30.70 and $33.18 per share. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2025, and included shares acquired through the option exercise.
Figure Technology Solutions, Inc. Chief Financial Officer Minchung Kgil sold 4,000 shares of Class A Common Stock on August 12, 2026 in an open-market transaction at a weighted average price of $30.0292 per share, with individual trade prices ranging from $30.00 to $30.06. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2025. Following this sale, Kgil directly holds 491,651 shares of Class A Common Stock.
FIGR reported a proposed sale of common stock by an affiliate. A broker, Morgan Stanley Smith Barney LLC Executive Financial Services, is listed to handle the sale of 47,650 common shares, with an indicated aggregate market value of $1,519,082.00, in reliance on Rule 144. A contextual figure of 182,622,749 common shares outstanding is provided as of the filing. The shares derive from an exercise of stock options for 38,281 shares and the settlement of restricted stock units for 9,369 shares, with option-related shares dated 08/14/2026 and RSU-related shares dated 08/11/2026.