Welcome to our dedicated page for FIGURE TECHNOLOGY SOLUTIO SEC filings (Ticker: FIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Figure Technology Solutions, Inc. filings document the public-company reporting record for a Nevada corporation operating a blockchain-native capital marketplace. Registration statements and amendments describe the IPO process, the company's single operating segment, loan and tokenized-asset marketplace model, and its capital structure, including Class A common stock, Class B common stock, convertible preferred stock and blockchain common stock.
Current reports on Form 8-K cover operating and financial results, preliminary marketplace metrics, capital actions such as the share repurchase authorization, and the designation of Series A Blockchain Common Stock with dividend, liquidation and voting rights cast through Provenance Blockchain wallets. Proxy materials cover annual meeting proposals, director elections, auditor ratification, shareholder voting matters and governance disclosures.
Figure Technology Solutions, Inc. director and 10% owner Michael Scott Cagney reported a tax-related share disposition. On June 10, 2026, 30,370 shares of Class B Common Stock were withheld at $28.07 per share to satisfy tax liability on vesting of restricted stock units, and the footnote states this was not a market sale.
After this tax-withholding disposition, Cagney directly owned 32,043,819 Class B shares. Separate Form 4 entries list substantial indirect holdings of Class B shares through Children’s Trusts and a Family Trust, each convertible into an equal number of Class A Common shares under the company’s dual-class structure.
Figure Technology Solutions director and 10% owner Ou June reported updated indirect holdings in Class B Common Stock. The filing lists shares held through two children's trusts and a family trust, each convertible into an equal number of Class A shares. It also shows an indirect position via a spouse.
The only new transaction is a Form F entry for 30,370 shares, representing securities withheld at a price of $28.07 per share to cover tax liabilities on vesting of restricted stock units, described as not a market sale. Following this, the spouse-related indirect holding stands at 32,043,819 shares.
Figure Technology Solutions, Inc. has agreed to acquire Kiavi, Inc. through a cash merger. A wholly owned subsidiary of Figure will merge into Kiavi, which will become a wholly owned subsidiary of Figure if the deal closes.
At closing, Figure will pay Kiavi equityholders aggregate cash consideration of $532,426,000 million, subject to customary adjustments for cash, debt, expenses and working capital. The transaction depends on approvals from a supermajority of Kiavi equityholders, expiration or termination of the Hart-Scott-Rodino waiting period, required regulatory licenses, completion of a pre-closing restructuring and a related asset sale.
Figure has secured commitments for a $600 million, 364-day bridge loan facility from Bank of America and Barclays to help fund the merger and related costs, alongside potential capital markets transactions. The merger agreement includes mutual termination rights, an outside date of November 30, 2026, and a possible $25,000,000 termination fee payable by Figure to Kiavi under specified regulatory-licensing and asset-sale conditions.
Figure Technology Solutions, Inc. held its Annual Meeting of Stockholders on June 4, 2026, where a quorum was present. Shares outstanding and entitled to vote as of the April 9, 2026 record date included 690,250 shares of Blockchain common stock, 181,663,016 shares of Class A common stock and 37,893,047 shares of Class B common stock.
Stockholders elected eight directors to serve until the 2027 annual meeting, with votes for individual nominees ranging from 387,336,666 to 414,256,352, and broker non-votes of 37,365,647 for each director. They also ratified the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 454,618,693 votes for, 109,576 against and 577,493 abstentions.
Figure Technology Solutions, Inc. Chief Financial Officer Minchung Kgil had 23,330 shares of Class A Common Stock withheld by the company at $32.09 per share to cover taxes on vesting of restricted stock units. This was not a market sale, and Kgil now directly holds 516,768 shares.
Figure Technology Solutions, Inc. Chief Financial Officer Kgil Minchung reported open-market sales of a total of 8,000 shares of Class A Common Stock on May 26, 2026. The sales were executed in three tranches at weighted average prices around the mid‑$30 range.
According to a footnote, these transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 10, 2025. The filing indicates that the CFO continues to directly hold more than 500,000 shares after these sales.
Figure Technology Solutions, Inc. Chief Executive Officer Michael Benjamin Tannenbaum reported an exercise-and-sell sequence in Class A Common Stock. He exercised stock options to acquire a total of 16,902 shares at an exercise price of $4.82 per share on May 19 and May 20, 2026, then sold 16,902 shares in open-market transactions.
The reported sales were executed at weighted average prices of $37.25, $38.15 and $36.03 per share across multiple trades, and were carried out under a Rule 10b5-1 trading plan adopted on December 3, 2025. After these transactions, he directly holds 3,193,641 shares of Class A Common Stock and 4,559,912 stock options, with the option grant expiring on April 22, 2034.
FIGR affiliate files Form 144 notifying proposed sales of Class A Common shares. The filing lists multiple proposed dispositions dated 04/28/2026 through 05/19/2026, including reported share lots such as 122,342 shares (proceeds $4,075,052.98) and 56,825 shares (proceeds $1,816,973.69). The transactions are described as acquired as compensation and executed via cashless exercise / same-day sale.
FIGR reported Form 144 disclosures showing planned and recent dispositions of Class A Common stock by an insider. The filing lists securities "Acquired as compensation -- Stock Options" with a planned sale method of "Compensation -- Cashless exercise / same-day sale" dated 05/19/2026. The filing also records actual sales by Michael Tannenbaum on 04/28/2026 (122,342 shares for $4,083,360 and 5,027 shares for $164,014.92) and on 04/29/2026 (56,825 shares for $1,816,973.69), all of Class A Common stock.
Figure Technology Solutions Chief Capital Officer David Todd Stevens reported an option exercise and related share sales. On May 14, 2026, he exercised stock options covering 38,821 shares of Class A Common Stock at an exercise price of $4.82 per share.
On the same date, he sold a total of 47,064 shares of Class A Common Stock in six open-market transactions at weighted average prices between $38.91 and $44.46, as detailed by price ranges in the footnotes. These transactions were carried out under a pre-arranged Rule 10b5-1 trading plan. After the transactions, he continued to hold more than 400,000 shares directly.