Welcome to our dedicated page for FIGURE TECHNOLOGY SOLUTIO SEC filings (Ticker: FIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Figure Technology Solutions, Inc. (Nasdaq: FIGR) on Stock Titan provides access to the company’s registration statements, current reports, and other disclosures filed with the U.S. Securities and Exchange Commission. Figure’s S-1 and S-1/A filings describe its emergence as a Nevada corporation and an emerging growth company, its listing of Class A common stock on Nasdaq under the symbol FIGR, and its holding company structure with interests in Figure Lending Corp. and Figure Markets Holdings, Inc.
Through its Form S-1 and related amendments, Figure outlines its business model as a blockchain-native capital marketplace for the origination, funding, sale, and trading of tokenized assets and on-chain loan products. These filings discuss the company’s dual-class share structure, voting rights, and the role of key subsidiaries. Subsequent Form 8-K filings furnish press releases announcing quarterly financial results and selected operating data, such as Consumer Loan Marketplace Volume, ecosystem volume, net revenue, net income, and Adjusted EBITDA, as well as updates on the company’s initial public offering and later initiatives.
Investors can also use this page to find filings related to new securities offerings, including registration statements for Series A Blockchain Common Stock or Blockchain Stock that Figure intends to issue and trade on its alternative trading system as blockchain-native equity. These documents explain how such securities are structured, how they relate to Nasdaq-listed Class A common stock, and the regulatory framework under which they are offered.
Stock Titan enhances access to FIGR filings by pairing real-time updates from EDGAR with AI-powered summaries that highlight key points in lengthy documents such as S-1 registration statements, quarterly reports, and current reports. Users can quickly see how Figure describes its blockchain-native marketplace, loan origination and securitization activities, capital structure, and risk factors, and can review insider and ownership-related disclosures where applicable. This makes it easier to understand the regulatory record behind FIGR stock and the company’s evolving approach to tokenized finance.
Figure Technology Solutions director and 10% owner June Ou reported a conversion and sale of shares held indirectly through a spouse account. On April 15, 2026, 67,840 shares of Class B Common Stock were converted into 67,840 shares of Class A Common Stock at a conversion price of $0.00 per share. The converted Class A shares were then sold in three open-market transactions of 14,121, 26,158, and 27,561 shares at weighted average prices of $33.8475, $35.1422, and $35.9328 per share, respectively, under a Rule 10b5‑1 trading plan adopted on December 12, 2025. Following these sales, that spouse-held Class A position was reduced to zero, while Ou continues to hold 6,128,993 shares of Class A Common Stock directly and substantial Class B holdings indirectly through various family trusts and an LLC.
Figure Technology Solutions director and 10% owner Michael Scott Cagney converted 67,840 shares of Class B Common Stock into Class A Common Stock, then sold the same 67,840 Class A shares in three open-market transactions on April 15, 2026 at weighted average prices of $33.8475, $35.1422, and $35.9328. These sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025. After the transactions, he reported no direct Class A holdings but continued to hold 29,903,863 shares of Class B Common Stock directly and additional substantial indirect Class A and Class B interests through family trusts, an LLC, children’s trusts, and his spouse.
Figure Technology Solutions submitted a Form 144 reporting a proposed sale of 67,840 shares of Common Stock. The filing lists two batches of Restricted Stock Units acquired as compensation: 33,400 shares on 03/10/2026 and 34,440 shares on 04/10/2026
Figure Technology Solutions director and 10% owner Michael Scott Cagney reported a tax-related share disposition involving the company’s dual-class stock. On April 10, 2026, 32,247 shares of Class B Common Stock were withheld at $34.08 per share to satisfy tax liability on vesting restricted stock units, which the filing states was not a market sale.
After this tax-withholding event, Cagney directly held 29,971,703 shares of Class B Common Stock. He also reported additional indirect Class B holdings through a family trust, Rockfish LLC, and two children’s trusts, each of which is convertible into an equal number of Class A Common shares under the company’s dual-class structure.
Figure Technology Solutions director and 10% owner June Ou reported a routine tax-withholding transaction involving Class B Common Stock on April 10, 2026. The issuer withheld 32,247 shares indirectly held by her spouse to cover tax obligations on the vesting of restricted stock units at $34.08 per share, which the footnotes clarify was not a market sale.
Following this disposition, Ou continues to report substantial indirect holdings of Class B shares through multiple vehicles, including 29,971,703 shares held by her spouse, and additional indirect positions through a family trust and children’s trusts. The filing emphasizes that each Class B share is convertible into one Class A share, with automatic conversion upon most transfers, highlighting the ongoing equity exposure rather than an active reduction in ownership.
Figure Technology Solutions, Inc. reported strong preliminary March and Q1 2026 operating data, highlighting rapid growth in its blockchain-native lending ecosystem. For March 2026, Consumer Loan Marketplace Volume reached $1,190 million, up 33% month over month and 102% year over year, showing sharply higher loan activity on its platforms.
For Q1 2026, Consumer Loan Marketplace Volume totaled $2,902 million, a 7% increase versus Q4 2025 and 113% above Q1 2025. $YLDS in Circulation ended Q1 at $598 million, up 83% quarter over quarter. On the Democratized Prime platform, Q1 2026 Matched Offers Balance was $368 million (up 79% versus Q4), Borrower Demand was $376 million (up 53%), and Available Lender Supply reached $453 million (up 112%). The company emphasized that these figures are unaudited, preliminary operating metrics used alongside GAAP results.
Figure Technology Solutions, Inc. Chief Financial Officer Minchung Kgil reported selling a total of 8,000 shares of Class A Common Stock on March 24, 2026 in open-market transactions. The shares were sold at weighted average prices, with individual trades occurring between approximately $32.14 and $34.24 per share. These sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on December 10, 2025. After the transactions, Kgil directly owned 556,098 shares of the company’s Class A Common Stock, indicating the sales represented a relatively small portion of her holdings.
FIGR reporting person David Todd Stevens submitted a Form 144 notice regarding sale-related activity in the issuer's common stock. The filing lists a past sale of 26,057 shares on 02/18/2026 for $833,824.00, and shows securities becoming available from an exercise of stock options (77,102 shares) on 03/19/2026 and restricted stock units (11,427 shares) vesting on 02/11/2026.
Figure Technology Solutions director and 10% owner June Ou reported a tax-related share disposition through an indirect holding. On March 13, 2026, an account held "By Spouse" had 33,286 shares of Class B Common Stock withheld at $35.07 per share to cover tax liability on vesting of restricted stock units, which the filing specifies was not a market sale.
Following this tax-withholding disposition, the spouse account held 30,003,950 shares of Class B Common Stock, each convertible into one share of Class A Common Stock. Additional indirect Class B holdings are listed for a family trust, Rockfish LLC, and two children's trusts, with multi‑million‑share positions that remain in place after the reported activity.