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Figure Technology Solutions (FIGR) SEC Filings

FIGR NASDAQ

Figure Technology Solutions, Inc. filings document the public-company reporting record for a Nevada corporation operating a blockchain-native capital marketplace. Registration statements and amendments describe the IPO process, the company's single operating segment, loan and tokenized-asset marketplace model, and its capital structure, including Class A common stock, Class B common stock, convertible preferred stock and blockchain common stock.

Current reports on Form 8-K cover operating and financial results, preliminary marketplace metrics, capital actions such as the share repurchase authorization, and the designation of Series A Blockchain Common Stock with dividend, liquidation and voting rights cast through Provenance Blockchain wallets. Proxy materials cover annual meeting proposals, director elections, auditor ratification, shareholder voting matters and governance disclosures.

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Figure Technology Solutions, Inc. (FIGR) reported that Chief Executive Officer Michael Benjamin Tannenbaum had 132,862 Class A Common Stock shares withheld at $24.04 per share on October 22, 2026, and 15,354 shares at $23.19 per share on October 23, 2026. The issuer withheld the shares to satisfy tax liability on vesting of restricted stock units; these were not market sales.

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Figure Technology Solutions, Inc. director and 10% owner Michael Scott Cagney had 29,088 Class B Common Stock shares withheld by the issuer on October 10, 2026, to satisfy tax liability on vesting of restricted stock units; this was not a market sale. The reported price was $28.54 per share, and his direct holdings after the transaction were 4,483,789 Class B shares. A separate entry lists 31,521,107 Class B shares by Family Trust; Cagney stated he does not have or share voting or investment control over previously reported children's trusts.

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Figure Technology Solutions, Inc. (FIGR) director and 10% owner June Ou reported that 29,088 Class B shares held indirectly by a spouse were withheld by the issuer on October 10, 2026, to satisfy tax liability on vesting of restricted stock units; the footnote states this was not a market sale. The reported price was $28.54 per share, and the resulting indirect Class B position was 4,483,789 shares. A separate holding entry lists 31,521,107 Class B shares held by a Family Trust.

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Figure Technology Solutions, Inc. filed a shelf registration statement permitting it to offer debt securities, preferred stock, Class A common stock, warrants, purchase contracts and units, separately or in any combination, from time to time after the registration statement becomes effective. The base prospectus describes offerings at unspecified aggregate initial public offering prices, with specific terms for each offering to be provided in a prospectus supplement.

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Figure Technology Solutions, Inc. (FIGR) Chief Financial Officer Minchung Kgil exercised stock options on September 11, 2026 to acquire 20,746 shares of Class A Common Stock at an exercise price of $4.82 per share. The exercise reduced a stock option position by 20,746 options, leaving 654,254 options outstanding and increased direct common stock holdings to 481,067 shares. No Rule 10b5-1 trading plan is reported for these transactions.

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Figure Technology Solutions, Inc. (FIGR) reported that director and ten percent owner June Ou had 263,910 shares of Class B Common Stock (indirectly held by a spouse) withheld on September 10, 2026 to satisfy tax liability upon vesting of restricted stock units, at a reference value of $36.57 per share. The company states this was not a market sale. Following this tax-withholding disposition, the spouse’s indirect holdings are reported as 4,512,877 shares of Class B Common Stock, and a family trust associated with Ou holds 31,521,107 Class B shares, each convertible into an equal number of Class A shares at any time. The reporting person also notes no reportable pecuniary interest in previously reported children’s trusts for Section 16 purposes.

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Figure Technology Solutions, Inc. (FIGR) director and ten percent owner Michael Scott Cagney reported a code F disposition on September 10, 2026 related to equity compensation. The company withheld 263,910 shares of Class B Common Stock, corresponding to 263,910 underlying shares of Class A Common Stock, to pay tax liability on vesting of restricted stock unitsnot a market sale at a reference value of $36.57 per share.

After this withholding event, Cagney held 4,512,877 Class B shares directly and an additional 31,521,107 Class B shares indirectly through a Family Trust, each Class B share being convertible 1-for-1 into Class A Common Stock and subject to automatic conversion upon most transfers.

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Figure Technology Solutions, Inc. (FIGR) received a Rule 144 notice indicating that Figure Investments, LLC may sell up to 3,000,000 shares of common stock through Merrill Lynch. The shares were originally acquired from the issuer in a private placement for cash on April 30, 2018. A securities table lists an aggregate market value of $114,810,000 for these shares and 185,672,153 shares of common stock outstanding as of September 9, 2026, which is a baseline figure, not the amount being sold.

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Figure Technology Solutions, Inc. (FIGR) received a Form 144 notice covering a proposed sale of 141,728 shares of common stock held for the account of investors managed by Morgan Creek Capital Management, LLC. The shares were acquired in a private placement on February 27, 2019 for cash. The notice cites an aggregate market value of $5,423,930.56 for the shares to be sold and reports that 185,672,153 shares of common stock were outstanding as of September 9, 2026. In the prior three months, entities associated with Morgan Creek sold 50,190 shares for a total of $1,771,497.91. Morgan Creek Capital Management, LLC and the related entities state that they expressly disclaim status as an “affiliate” of the issuer under Rule 144.

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Figure Technology Solutions, Inc. (FIGR) reported that Chief Financial Officer Minchung Kgil had 23,330 shares of Class A Common Stock withheld on September 2, 2026 to satisfy tax liability upon vesting of restricted stock units. According to the company’s disclosure, this was not a market sale. After this tax-withholding transaction, the CFO directly holds 460,321 shares of Class A Common Stock.

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FAQ

How many Figure Technology Solutions (FIGR) SEC filings are available on StockTitan?

StockTitan tracks 106 SEC filings for Figure Technology Solutions (FIGR), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Figure Technology Solutions (FIGR)?

The most recent SEC filing for Figure Technology Solutions (FIGR) was filed on October 26, 2026.