Welcome to our dedicated page for FIGURE TECHNOLOGY SOLUTIO SEC filings (Ticker: FIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Figure Technology Solutions, Inc. (Nasdaq: FIGR) on Stock Titan provides access to the company’s registration statements, current reports, and other disclosures filed with the U.S. Securities and Exchange Commission. Figure’s S-1 and S-1/A filings describe its emergence as a Nevada corporation and an emerging growth company, its listing of Class A common stock on Nasdaq under the symbol FIGR, and its holding company structure with interests in Figure Lending Corp. and Figure Markets Holdings, Inc.
Through its Form S-1 and related amendments, Figure outlines its business model as a blockchain-native capital marketplace for the origination, funding, sale, and trading of tokenized assets and on-chain loan products. These filings discuss the company’s dual-class share structure, voting rights, and the role of key subsidiaries. Subsequent Form 8-K filings furnish press releases announcing quarterly financial results and selected operating data, such as Consumer Loan Marketplace Volume, ecosystem volume, net revenue, net income, and Adjusted EBITDA, as well as updates on the company’s initial public offering and later initiatives.
Investors can also use this page to find filings related to new securities offerings, including registration statements for Series A Blockchain Common Stock or Blockchain Stock that Figure intends to issue and trade on its alternative trading system as blockchain-native equity. These documents explain how such securities are structured, how they relate to Nasdaq-listed Class A common stock, and the regulatory framework under which they are offered.
Stock Titan enhances access to FIGR filings by pairing real-time updates from EDGAR with AI-powered summaries that highlight key points in lengthy documents such as S-1 registration statements, quarterly reports, and current reports. Users can quickly see how Figure describes its blockchain-native marketplace, loan origination and securitization activities, capital structure, and risk factors, and can review insider and ownership-related disclosures where applicable. This makes it easier to understand the regulatory record behind FIGR stock and the company’s evolving approach to tokenized finance.
Figure Technology Solutions director and 10% owner June Ou reported a tax-related share disposition through an indirect holding. On March 13, 2026, an account held "By Spouse" had 33,286 shares of Class B Common Stock withheld at $35.07 per share to cover tax liability on vesting of restricted stock units, which the filing specifies was not a market sale.
Following this tax-withholding disposition, the spouse account held 30,003,950 shares of Class B Common Stock, each convertible into one share of Class A Common Stock. Additional indirect Class B holdings are listed for a family trust, Rockfish LLC, and two children's trusts, with multi‑million‑share positions that remain in place after the reported activity.
Figure Technology Solutions director and 10% owner Michael Scott Cagney reported a tax-related share disposition. On March 13, 2026, he delivered 33,286 shares of Class B Common Stock at $35.07 per share to satisfy tax liabilities on vesting of restricted stock units, which the company notes was not a market sale. After this withholding, he held 30,003,950 Class B shares directly. Additional indirect holdings are reported through a family trust with 4,313,645 shares, Rockfish LLC with 2,237,012 shares, and two children’s trusts with 3,185,970 shares each. Each Class B share is convertible into one Class A share, and transfers generally trigger automatic conversion into Class A, subject to certain permitted transfers.
Figure Technology Solutions, Inc. Schedule 13G filings report that four related entities—Newton (PTC) Limited, Orland Properties Limited, Gemini GP Limited and Gemini Investments, L.P.—beneficially own 5,420,297 shares of Class A Common Stock. The filings state this represents 3.05% of the class, calculated using 177,916,504 shares outstanding as of December 31, 2025 per the issuer's Form 424(b)(4).
The filing attributes sole voting and dispositive power over the 5,420,297 shares to each reporting person and describes the ownership chain (Gemini GP is general partner of Gemini Investments; Orland wholly owns Gemini GP; Newton wholly owns Orland).
FIGR selling holders submitted Form 144 notices to sell shares of common stock, listing specific proposed sale amounts and dates.
Examples include Morgan Creek Blockchain Opportunities Fund, LP proposed sales of 352,847 shares on 02/18/2026, 750,000 shares on 03/10/2026, and 375,000 shares on 03/11/2026. Morgan Creek Blockchain Opportunities Fund II, LP listed a proposed sale of 757,667 shares on 02/18/2026. Some entries state the sales were made pursuant to an effective registration statement.
Figure Technology Solutions, Inc. reported that investment funds associated with director Sachin Chand Jaitly sold a total of 216,713 shares of Class A common stock in open-market transactions. Tessera Venture Capital Fund, LP and Tessera Venture Capital Fund II, LP sold all of their shares, with weighted average prices around $33.50 and $34.38. Due to an ethical wall and related arrangements, Jaitly disclaims beneficial and pecuniary interest in the shares sold, and the Tessera funds now hold zero shares of the company’s Class A stock.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 to sell 185,742 shares of Common stock of FIGR. The filing shows an aggregate sale amount of 6248026.54 and references a 11/01/2019 private acquisition from the issuer/affiliate; the proposed sale method is listed as cash.
Figure Technology Solutions, Inc. director Daniel Wayne Morehead filed an amended insider statement reporting indirect holdings of Class A common stock. The filing shows 1,542,871 shares held indirectly through Pantera BlockChain Venture Fund LP, an investment fund with which he is affiliated.
According to the disclosure, the shares are owned by Pantera BlockChain Venture Fund LP, and Morehead may be deemed to share beneficial ownership because of his roles at related Pantera entities. The amendment reflects ownership reporting rather than a new stock purchase or sale.
Figure Technology Solutions, Inc. Chief Capital Officer David Todd Stevens reported a tax-related share disposition. On vesting of restricted stock units, 15,427 shares of Class A Common Stock were withheld by the company at $29.72 per share to cover tax liability, leaving him with 447,516 shares directly owned.
The transaction was a tax-withholding disposition and not a market sale, meaning the shares were retained by the issuer rather than sold on the open market.
Figure Technology Solutions, Inc. reported that Chief Executive Officer Michael Benjamin Tannenbaum had 143,774 shares of Class A Common Stock withheld on March 3, 2026 to cover tax liability upon vesting of restricted stock units at $29.72 per share. This was a tax-withholding disposition, not a market sale, and left him holding 3,498,129 shares directly.