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Figure Technology (FIGR) capital chief has 19,543 shares withheld for taxes

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. reported that Chief Capital Officer David Todd Stevens had 19,543 shares of Class A Common Stock withheld on August 11, 2026 to satisfy a tax liability arising from the vesting of restricted stock units. This was not a market sale. Following this withholding, Stevens directly held 386,508 shares of Class A Common Stock.

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Insider Stevens David Todd
Role Chief Capital Officer
Type Security Shares Price Value
Tax Withholding Class A Common Stock F1 19,543 $27.84 $544K
Holdings After Transaction: Class A Common Stock — 386,508 shares (Direct)
Footnotes (1)
  1. F1. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.
Shares withheld for tax 19,543 shares Shares of Class A Common Stock withheld to satisfy tax liability on RSU vesting
Per-share value for withholding $27.84 per share Value used for the tax-withholding disposition of 19,543 shares
Shares held after transaction 386,508 shares Direct holdings of Class A Common Stock by David Todd Stevens following the withholding
restricted stock units financial
"tax liability on vesting of restricted stock units. Not a market sale"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withheld financial
"Represents shares withheld by the Issuer to satisfy tax liability"
tax liability financial
"withheld by the Issuer to satisfy tax liability on vesting"

FAQ

What insider transaction did FIGR’s Chief Capital Officer report on this Form 4?

David Todd Stevens reported 19,543 shares of Figure Technology Solutions Class A Common Stock withheld to cover tax liability from restricted stock unit vesting, leaving him with 386,508 shares directly owned after the transaction.

Was the FIGR Form 4 transaction a market sale of shares?

No, the transaction was not a market sale. The 19,543 shares were withheld by Figure Technology Solutions solely to satisfy tax liability on the vesting of restricted stock units, according to the filed footnote.

How many FIGR shares does David Todd Stevens hold after the reported transaction?

After the withholding transaction, David Todd Stevens directly holds 386,508 shares of Figure Technology Solutions Class A Common Stock. This figure reflects his position following the tax-related RSU vesting event reported on the Form 4.

At what price per share were FIGR shares withheld for taxes on the RSU vesting?

The 19,543 shares of Figure Technology Solutions Class A Common Stock withheld for tax liability were valued at $27.84 per share. This per-share value is reported for the tax-withholding disposition in the Form 4 transaction details.

What does transaction code “F” mean in the FIGR insider filing for David Todd Stevens?

Transaction code “F” indicates shares used for payment of tax liability or exercise price by delivering or withholding securities. In this case, shares were withheld to cover taxes on restricted stock unit vesting, not sold on the open market.

Does the FIGR Form 4 indicate use of a Rule 10b5-1 trading plan?

No, the Form 4’s Rule 10b5-1 checkbox is not marked as an affirming plan, and the footnote describes the event only as shares withheld for tax liability on restricted stock unit vesting, with no trading plan reference.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stevens David Todd

(Last)(First)(Middle)
C/O FIGURE TECHNOLOGY SOLUTIONS, INC.
100 WEST LIBERTY STREET, SUITE 600

(Street)
RENO NEVADA 89501

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Capital Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/11/2026F(1)19,543D$27.84386,508D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.
/s/ Macrina Kgil, Attorney-in-Fact08/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)