Welcome to our dedicated page for Figure Technology Solutions SEC filings (Ticker: FIGR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Figure Technology Solutions, Inc. filings document the public-company reporting record for a Nevada corporation operating a blockchain-native capital marketplace. Registration statements and amendments describe the IPO process, the company's single operating segment, loan and tokenized-asset marketplace model, and its capital structure, including Class A common stock, Class B common stock, convertible preferred stock and blockchain common stock.
Current reports on Form 8-K cover operating and financial results, preliminary marketplace metrics, capital actions such as the share repurchase authorization, and the designation of Series A Blockchain Common Stock with dividend, liquidation and voting rights cast through Provenance Blockchain wallets. Proxy materials cover annual meeting proposals, director elections, auditor ratification, shareholder voting matters and governance disclosures.
Figure Technology Solutions, Inc. (FIGR) disclosed insider stock sales by its Chief Capital Officer on 11/18/2025. The executive sold multiple blocks of Class A common stock, including 18,584 shares at a weighted average price of $38.428, 48,646 shares at $39.335, 13,405 shares at $39.9274, and 2,865 shares at $41.1216.
The company notes that the transactions include shares sold to cover the reporting person’s tax liability upon vesting of restricted stock units. After these sales, the officer directly beneficially owns 529,000 shares of Class A common stock, indicating a continuing sizable stake in FIGR.
Figure Technology Solutions, Inc. (FIGR) reported insider share sales by its Chief Executive Officer and director on 11/18/2025. The reporting person sold a total of 908,000 shares of Class A common stock in multiple open-market transactions at weighted average prices of $38.4181, $39.2655, $39.9712, and $41.117, with individual trades occurring within specified price ranges for each block. After these sales, the insider continued to beneficially own 3,921,366 Class A shares. A portion of the shares sold was used to satisfy the insider’s tax liability arising from the vesting of restricted stock units.
Figure Technology Solutions, Inc. (FIGR) filed an amended Form 4 to correct a prior insider ownership report for its Chief Executive Officer, who is also a director. The earlier filing dated September 16, 2025 mistakenly reported a transaction involving shares withheld by the company that did not actually occur.
As of September 12, 2025, the reporting person beneficially owned 4,829,366 shares of Class A Common Stock, held directly. This amendment clarifies the CEO’s true ownership position without recording any new acquisition or disposition of FIGR shares.
Figure Technology Solutions, Inc. is registering an offering of a new Series A “blockchain stock,” a digital security that is 1:1 convertible into its NASDAQ‑listed Class A common stock. In the deal, selling stockholders will sell Class A shares to underwriters, the company will sell blockchain stock to investors, and the cash received will be used to buy an equivalent number of Class A shares from the underwriters, effectively transforming those shares into blockchain stock.
The blockchain stock will trade on Figure’s alternative trading system rather than on a national securities exchange and can be held only in wallets that complete KYC and anti‑money‑laundering checks. Figure positions this as part of a broader blockchain‑based capital markets platform spanning home‑equity lending, loan trading, a digital asset exchange, and its YLDS yield‑bearing stablecoin. The business has recently turned profitable, with net income of $119 million and Adjusted EBITDA of $170 million for the nine months ended September 30, 2025, driven largely by rapid growth in HELOC originations and related marketplace and technology fees.
Figure Technology Solutions, Inc. furnished an 8-K announcing its financial results for the quarter ended September 30, 2025. The results were disclosed via a press release attached as Exhibit 99.1 and dated November 13, 2025.
The company stated the information in this report, including Exhibit 99.1, is being furnished and is not deemed filed under Section 18 of the Exchange Act. The Class A common stock trades on Nasdaq under the symbol FIGR.
Figure Technology Solutions, Inc. (FIGR) reported strong Q3 performance. Net revenue for the quarter reached $156.4 million, up from $101.0 million a year ago, driven by higher ecosystem and technology fees of $35.7 million, origination fees of $21.4 million, and a $63.6 million gain on loan sales. Operating income rose to $52.7 million from $26.1 million, and net income increased to $89.6 million from $27.3 million. Diluted EPS was $0.34.
The balance sheet strengthened with cash and cash equivalents of $1,097.1 million and total assets of $2,156.8 million as of September 30, 2025. Stockholders’ equity increased to $1,176.6 million, reflecting the initial public offering, which provided $663.4 million in net proceeds and the conversion of preferred stock to common. For the nine months, net revenue was $346.9 million versus $257.0 million, with net income of $118.7 million versus $11.7 million.
As of November 10, 2025, the company had 176,100,512 Class A and 37,893,047 Class B shares outstanding.
Figure Technology Solutions, Inc. (FIGR) filed a Form S-8 reoffer prospectus registering 7,356,705 shares of Class A common stock for potential resale by certain current and former directors, officers, employees, and consultants who acquired equity under the company’s 2018 and 2024 Equity Incentive Plans. The company states it will not receive any proceeds from sales by the selling stockholders.
The resale amount is subject to Rule 144(e) limits for any three‑month period. Examples include Michael Cagney 5,372,312 and Michael Tannenbaum 1,622,674. Shares outstanding were 176,100,512 as of October 31, 2025; this is a baseline figure, not the amount being offered. FIGR is listed on Nasdaq; on November 5, 2025, the last sale price was $38.69 per share. The plan of distribution permits sales via exchanges, negotiated transactions, or through underwriters, with selling stockholders bearing sales commissions.