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[Form 4] Figure Technology Solutions, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. (FIGR) reported insider stock sales by its Chief Executive Officer, who is also a director. On 11/24/2025, the reporting person sold 96,138 shares of Class A common stock at a weighted average price of $35.7994, and an additional 3,862 shares at a weighted average price of $36.2436, through multiple trades within disclosed price ranges. On 11/25/2025, they sold a further 28,537 shares at a weighted average price of $34.1294, plus 900 shares at $35.11. After these transactions, the reporting person directly beneficially owns 3,791,929 shares of Class A common stock.

Positive

  • None.

Negative

  • None.

Insights

CEO sold 129,437 FIGR Class A shares in open-market trades, modestly reducing but not transforming his direct stake.

The filing records four open-market sale transactions (code "S") of **Class A Common Stock** by the Chief Executive Officer and director of **Figure Technology Solutions, Inc.** on 11/24/2025 and 11/25/2025. In total, he disposed of 129,437 shares at weighted-average prices around $34–$36, with specific ranges disclosed in the footnotes. After these trades, his directly held position stands at 3,791,929 Class A shares, down from 3,921,366 shares before the reported sales.

The trades occurred over two consecutive days, with prices in relatively tight bands: from $35.20–$36.19, $36.20–$36.30, and $34.00–$34.45, plus a single-price sale at $35.11. The use of weighted-average pricing and the offer to supply detailed breakdowns on request follow common practice for larger, multi-fill transactions. All reported holdings are shown as directly owned, with no derivative securities reported in Table II.

This type of insider sale reduces the CEO’s direct equity exposure but leaves a substantial remaining position of 3,791,929 shares, which still links his financial outcomes to those of the company. The most concrete items to watch are any additional Forms 4 showing continued sales, and any future changes in his role or compensation structure, especially around or after 11/26/2025 when this Form 4 was signed. Monitoring the pace and size of subsequent insider transactions over the coming months can help contextualize this reduction in holdings.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Tannenbaum Michael Benjamin

(Last) (First) (Middle)
C/O FIGURE TECHNOLOGY SOLUTIONS, INC.
100 WEST LIBERTY STREET, SUITE 600

(Street)
RENO NV 89501

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/24/2025 S 96,138 D $35.7994(1) 3,825,228 D
Class A Common Stock 11/24/2025 S 3,862 D $36.2436(2) 3,821,366 D
Class A Common Stock 11/25/2025 S 28,537 D $34.1294(3) 3,792,829 D
Class A Common Stock 11/25/2025 S 900 D $35.11 3,791,929 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.20 to $36.19. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.20 to $36.30. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.45. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Ronald Chillemi, Attorney-in-Fact 11/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FIGR report in this Form 4 filing?

The filing reports that Figure Technology Solutions, Inc.'s Chief Executive Officer and director sold shares of the company’s Class A common stock over two days in November 2025.

How many FIGR shares did the insider sell on November 24, 2025?

On 11/24/2025, the insider sold 96,138 shares at a weighted average price of $35.7994 and 3,862 shares at a weighted average price of $36.2436, in multiple trades within stated price ranges.

What FIGR insider sales occurred on November 25, 2025?

On 11/25/2025, the insider sold 28,537 shares at a weighted average price of $34.1294 and an additional 900 shares at $35.11, all reported as sales of Class A common stock.

How many FIGR shares does the insider own after these transactions?

Following the reported transactions, the insider directly beneficially owns 3,791,929 shares of Figure Technology Solutions, Inc. Class A common stock.

How were the FIGR share sale prices calculated in this Form 4?

The reported prices in Column 4 are weighted average prices. The shares were sold in multiple transactions within specified price ranges, and the insider has agreed to provide full trade details upon request.

Does this FIGR Form 4 involve any derivative securities?

The filing includes a table for derivative securities but does not list any specific derivative security transactions in the provided content.

FIGURE TECHNOLOGY SOLUTIO

NASDAQ:FIGR

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8.68B
200.22M
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RENO