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[Form 4/A] Figure Technology Solutions, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

Figure Technology Solutions, Inc. (FIGR) filed an amended Form 4 to correct a prior insider ownership report for its Chief Executive Officer, who is also a director. The earlier filing dated September 16, 2025 mistakenly reported a transaction involving shares withheld by the company that did not actually occur.

As of September 12, 2025, the reporting person beneficially owned 4,829,366 shares of Class A Common Stock, held directly. This amendment clarifies the CEO’s true ownership position without recording any new acquisition or disposition of FIGR shares.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Tannenbaum Michael Benjamin

(Last) (First) (Middle)
C/O FIGURE TECHNOLOGY SOLUTIONS, INC.
100 WEST LIBERTY STREET, SUITE 600

(Street)
RENO NV 89501

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
09/16/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 4,829,366(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On September 16, 2025, the Reporting Person filed a Form 4 reporting shares withheld by the Issuer, which was a transaction that did not in fact occur. As reported in this amendment, as of September 12, 2025, the Reporting Person beneficially held 4,829,366 shares of Class A Common Stock.
/s/ Ronald Chillemi, Attorney-in-Fact 11/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the FIGR Form 4/A filing report about insider ownership?

The Form 4/A shows that the Figure Technology Solutions, Inc. Chief Executive Officer and director beneficially owned 4,829,366 shares of Class A Common Stock as of September 12, 2025, held directly.

Why did Figure Technology Solutions, Inc. (FIGR) file this amended Form 4?

The amended Form 4 was filed to correct an earlier report from September 16, 2025 that mistakenly showed a transaction involving shares withheld by the issuer, which the filing states did not actually occur.

Does this FIGR Form 4/A disclose any new share transactions by the CEO?

No new acquisitions or dispositions are reported; the amendment clarifies that the previously reported withholding transaction did not occur and restates the CEO’s ownership as 4,829,366 Class A shares.

What is the relationship of the reporting person to Figure Technology Solutions, Inc. (FIGR)?

The reporting person is both a Director and the Chief Executive Officer of Figure Technology Solutions, Inc.

Is the FIGR insider’s ownership classified as direct or indirect?

The amended Form 4 states that the reporting person’s beneficial ownership of 4,829,366 Class A Common Stock shares is held in direct ownership form.
FIGURE TECHNOLOGY SOLUTIO

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