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  4. [Form 4] Figure Technology Solutions, Inc. Insider Trading Activity

Figure Technology (FIGR) director logs spouse stock sale, RSU tax trades

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Figure Technology Solutions, Inc. director and 10% owner reported several equity moves involving Class A and Class B common stock on 12/10/2025. The reporting person’s spouse converted 200,058 shares of Class B common stock into Class A common stock, then sold 200,058 Class A shares in three transactions at weighted-average prices of $38.6947, $39.6233 and $40.084 per share, with sale prices ranging from $38.045 to $40.17. Some of these sales included shares sold to satisfy tax liabilities arising from vesting of restricted stock units.

After the reported transactions, the reporting person beneficially owned 6,128,993 shares of Class A common stock directly. The spouse held 30,105,295 derivative securities linked to Class B common stock, and family-related entities, including a family trust, Rockfish LLC and two children’s trusts, held additional Class B shares. Each outstanding Class B share is convertible into one Class A share and will also convert automatically into Class A upon most transfers, subject to certain permitted transfers.

Positive

  • None.

Negative

  • None.
Insider Ou June
Role Director, 10% Owner
Sold 200,058 shs ($7.88M)
Type Security Shares Price Value
Conversion Class B Common Stock 200,058 $0.00 --
Conversion Class A Common Stock 200,058 $0.00 --
Sale Class A Common Stock 50,128 $38.6947 $1.94M
Sale Class A Common Stock 147,104 $39.6233 $5.83M
Sale Class A Common Stock 2,826 $40.084 $113K
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 30,105,295 shares (Indirect, By Spouse); Class A Common Stock — 200,058 shares (Indirect, By Spouse); Class A Common Stock — 6,128,993 shares (Direct)
Footnotes (1)
  1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers. Includes shares sold to satisfy tax liability on vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.045 to $39.04. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.045 to $40.04. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.05 to $40.17. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ou June
(Last) (First) (Middle)
C/O FIGURE TECHNOLOGY SOLUTIONS, INC.
100 WEST LIBERTY STREET, SUITE 600
(Street)
RENO NV 89501
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/10/2025 C 200,058 A (1) 200,058 I By Spouse
Class A Common Stock 12/10/2025 S(2) 50,128 D $38.6947(3) 149,930 I By Spouse
Class A Common Stock 12/10/2025 S(2) 147,104 D $39.6233(4) 2,826 I By Spouse
Class A Common Stock 12/10/2025 S(2) 2,826 D $40.084(5) 0 I By Spouse
Class A Common Stock 6,128,993 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (1) 12/10/2025 C 200,058 (1) (1) Class A Common Stock 200,058 $0 30,105,295 I By Spouse
Class B Common Stock (1) (1) (1) Class A Common Stock 4,313,645 4,313,645 I By Family Trust
Class B Common Stock (1) (1) (1) Class A Common Stock 2,237,012 2,237,012 I By Rockfish LLC
Class B Common Stock (1) (1) (1) Class A Common Stock 3,185,970 3,185,970 I By Children's Trust 1
Class B Common Stock (1) (1) (1) Class A Common Stock 3,185,970 3,185,970 I By Children's Trust 2
Explanation of Responses:
1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
2. Includes shares sold to satisfy tax liability on vesting of restricted stock units.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.045 to $39.04. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.045 to $40.04. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.05 to $40.17. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Ronald Chillemi, Attorney-in-Fact 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What equity transactions did Figure Technology Solutions (FIGR) report?

The reporting person, a director and 10% owner, reported a spouse’s conversion of 200,058 Class B shares into Class A common stock and the sale of 200,058 Class A shares on 12/10/2025.

How many FIGR shares were sold and at what prices?

The spouse sold 200,058 Class A shares in three trades at weighted-average prices of $38.6947, $39.6233 and $40.084, with actual sale prices ranging from $38.045 to $40.17.

Why were some Figure Technology (FIGR) shares sold?

According to the disclosure, the transactions include shares sold to satisfy tax liability associated with the vesting of restricted stock units.

What is the reporting person’s relationship to Figure Technology Solutions (FIGR)?

The reporting person is identified as a director and a 10% owner of Figure Technology Solutions, Inc.

What FIGR shares and derivatives does the reporting person beneficially own after these trades?

After the transactions, the reporting person beneficially owned 6,128,993 Class A shares directly. The spouse held 30,105,295 derivative securities tied to Class B common stock, and related entities held additional Class B interests: a family trust with 4,313,645, Rockfish LLC with 2,237,012, and two children’s trusts with 3,185,970 Class B-linked shares each.

How does the Class B to Class A share conversion work for FIGR?

Each outstanding share of Class B common stock is convertible at any time, at the holder’s option, into one share of Class A common stock. In addition, each Class B share converts automatically into one Class A share upon any transfer, whether or not for value, except for certain permitted transfers.