Figure director reports tax share withholding

Figure Technology Solutions director and 10% owner June Ou reported a routine tax-withholding transaction involving Class B Common Stock on April 10, 2026.

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Rhea-AI Filing Summary

Figure Technology Solutions director and 10% owner June Ou reported a routine tax-withholding transaction involving Class B Common Stock on April 10, 2026. The issuer withheld 32,247 shares indirectly held by her spouse to cover tax obligations on the vesting of restricted stock units at $34.08 per share, which the footnotes clarify was not a market sale.

Following this disposition, Ou continues to report substantial indirect holdings of Class B shares through multiple vehicles, including 29,971,703 shares held by her spouse, and additional indirect positions through a family trust and children’s trusts. The filing emphasizes that each Class B share is convertible into one Class A share, with automatic conversion upon most transfers, highlighting the ongoing equity exposure rather than an active reduction in ownership.

Insider Trade Summary

Exercise Price or Tax Liability: 32,247 shares

Exercise Price or Tax Liability 5 txns

Insider Ou June

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class B Common Stock	32,247	$34.08	$1.10M
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--
holding	Class B Common Stock	--	--	--

Holdings After Transaction: Class B Common Stock — 29,971,703 contracts (Indirect, By Spouse); Class B Common Stock — 4,313,645 contracts (Indirect, By Family Trust); Class B Common Stock — 2,237,012 contracts (Indirect, By Rockfish LLC); Class B Common Stock — 3,185,970 contracts (Indirect, By Children's Trust 1); Class B Common Stock — 3,185,970 contracts (Indirect, By Children's Trust 2)

Footnotes (2)

F1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
F2. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.

Key Figures

Tax-withheld shares: 32,247 shares Implied share value: $34.08 per share Spouse indirect holding: 29,971,703 shares +5 more

8 metrics

Tax-withheld shares 32,247 shares Class B Common Stock withheld for RSU tax on April 10, 2026

Implied share value $34.08 per share Value used for tax-withholding disposition

Spouse indirect holding 29,971,703 shares Class B Common Stock held indirectly by spouse after transaction

Family trust holding 4,313,645 shares Class B underlying Class A shares held by family trust

Rockfish LLC holding 2,237,012 shares Class B underlying Class A shares held by Rockfish LLC

Children’s Trust 1 holding 3,185,970 shares Class B underlying Class A shares held by Children’s Trust 1

Children’s Trust 2 holding 3,185,970 shares Class B underlying Class A shares held by Children’s Trust 2

Tax-withholding transactions 1 transaction, 32,247 shares Summary of derivative tax-withholding dispositions in this Form 4

Key Terms

Class B Common Stock, Class A Common Stock, restricted stock units, tax-withholding disposition, +2 more

6 terms

Class B Common Stock financial

"Each outstanding share of Class B Common Stock will be convertible at any time"

A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.

Class A Common Stock financial

"convertible at any time at the option of the holder into one share of Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

restricted stock units financial

"shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"transaction_action":"tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

indirect ownership financial

"ownership_type":"indirect""

ten percent owner financial

""is_ten_percent_owner": 1"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FIGR director June Ou report on this Form 4?

June Ou reported a tax-withholding disposition of 32,247 shares of Class B Common Stock on April 10, 2026. The issuer withheld these shares to satisfy tax on vesting restricted stock units, and the filing specifies this was not a market sale.

How many FIGR shares were withheld for taxes and at what price?

The issuer withheld 32,247 shares of Class B Common Stock at a value of $34.08 per share. This withholding covered tax obligations from vesting restricted stock units and did not involve an open-market sale of Figure Technology Solutions stock.

Does this FIGR Form 4 indicate that June Ou sold shares in the open market?

No, the Form 4 states the 32,247-share disposition was to satisfy tax liability on vesting restricted stock units. A footnote clarifies it was not a market sale, distinguishing it from discretionary buying or selling of Figure Technology Solutions shares.

What indirect FIGR holdings does June Ou report after the tax withholding?

After the tax withholding, June Ou reports 29,971,703 Class B shares held indirectly by her spouse, plus additional indirect holdings through a family trust and children’s trusts. These positions show she maintains a very large economic interest in Figure Technology Solutions.

How are FIGR Class B shares treated relative to Class A shares in this filing?

Each outstanding Class B share is convertible into one Class A share at the holder’s option. The filing also explains that Class B shares convert automatically into Class A shares upon most transfers, except for certain specified permitted transfers.

What type of ownership does June Ou report for the FIGR shares on this Form 4?

All reported holdings are classified as indirect ownership. Shares are held by her spouse, a family trust, Rockfish LLC, and two children’s trusts, reflecting that these positions are controlled through related entities rather than directly in her own name.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/14/2026 - 04:49 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ou June

(Last)

(First)

(Middle)

C/O FIGURE TECHNOLOGY SOLUTIONS, INC.

100 WEST LIBERTY STREET, SUITE 600

(Street)

RENO

NEVADA

89501

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Figure Technology Solutions, Inc. [ FIGR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽¹⁾	04/10/2026		F⁽²⁾			32,247	⁽¹⁾	⁽¹⁾	Class A Common Stock	32,247	$34.08	29,971,703	I	By Spouse
Class B Common Stock	⁽¹⁾							⁽¹⁾	⁽¹⁾	Class A Common Stock	4,313,645		4,313,645	I	By Family Trust
Class B Common Stock	⁽¹⁾							⁽¹⁾	⁽¹⁾	Class A Common Stock	2,237,012		2,237,012	I	By Rockfish LLC
Class B Common Stock	⁽¹⁾							⁽¹⁾	⁽¹⁾	Class A Common Stock	3,185,970		3,185,970	I	By Children's Trust 1
Class B Common Stock	⁽¹⁾							⁽¹⁾	⁽¹⁾	Class A Common Stock	3,185,970		3,185,970	I	By Children's Trust 2

Explanation of Responses:

1. Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.

2. Represents shares withheld by the Issuer to satisfy tax liability on vesting of restricted stock units. Not a market sale.

	/s/ Ronald Chillemi, Attorney-in-Fact	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR