Figure Technology (FIGR) affiliate files to sell 67,840 shares; RSUs listed

Rhea-AI Filing Summary

Figure Technology Solutions submitted a Form 144 reporting a proposed sale of 67,840 shares of Common Stock. The filing lists two batches of Restricted Stock Units acquired as compensation: 33,400 shares on 03/10/2026 and 34,440 shares on 04/10/2026

Insights

Securities Compliance Counsel

Routine affiliate resale notice; no new issuer proceeds disclosed.

Form 144 is a regulatory notice for proposed resale by an affiliate under SEC rules. The filing lists the number of shares proposed for sale and the acquisition dates for the restricted stock units; it does not itself effect a sale.

Timing, purchasers, and cash‑flow recipients are not stated in the excerpt; subsequent trade reports or Form 4 amendments would show completed transactions.

Key Figures

Proposed resale amount: 67,840 shares RSUs acquired 03/10/2026: 33,400 shares RSUs acquired 04/10/2026: 34,440 shares

3 metrics

Proposed resale amount 67,840 shares listed in the securities section of the Form 144

RSUs acquired 03/10/2026 33,400 shares Acquired as compensation — Restricted Stock Units on 03/10/2026

RSUs acquired 04/10/2026 34,440 shares Acquired as compensation — Restricted Stock Units on 04/10/2026

Key Terms

Form 144, Restricted Stock Units, NASD

3 terms

Form 144 regulatory

"submitted a Form 144 reporting a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Acquired as compensation -- Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

NASD market

"04/15/2026 | NASD"

The NASD (National Association of Securities Dealers) was the self‑regulatory organization that created and enforced rules for broker‑dealers and supervised trading conduct, functioning like a referee for the securities industry. For investors, its role mattered because those rules and oversight aimed to reduce fraud, ensure fair dealing and maintain confidence in markets—factors that influence the safety of investments and the reputation and behavior of brokerage firms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/15/2026 - 05:38 PM Learn about SEC filing dates

FAQ

What does FIGR's Form 144 report?

The form reports a proposed resale of 67,840 shares of Common Stock. It lists two RSU acquisitions—33,400 shares on 03/10/2026 and 34,440 shares on 04/10/2026—as the source of the shares.

Does the Form 144 mean FIGR already sold the shares?

No. Form 144 notifies the SEC of a proposed resale by an affiliate; it does not confirm a sale. Actual completion would be reported in subsequent trade filings or broker reports.

Who acquired the shares listed in the FIGR filing?

The filing identifies the shares as acquired as compensation through Restricted Stock Units. Acquisition dates shown are 03/10/2026 and 04/10/2026 with the stated share amounts.

Will the company receive proceeds from these sales?

The excerpt does not state proceeds treatment. Form 144 typically concerns resale by an affiliate; whether the issuer receives proceeds is not specified in the provided content.

Where were the shares to be sold listed for execution?

The filing references Goldman Sachs & Co. LLC and NASD in the securities section, indicating an intermediary and a trading venue reference in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	67840	2416460.8	177425569	04/15/2026	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/10/2026	Acquired as compensation -- Restricted Stock Units	Figure Technology Solutions, Inc			33400	03/10/2026	Compensation
Common Stock	04/10/2026	Acquired as compensation -- Restricted Stock Units	Figure Technology Solutions, Inc			34440	04/10/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)