STOCK TITAN

FIGS (FIGS) CFO logs RSU vesting and tax withholding without selling shares

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FIGS, Inc. Chief Financial Officer Sarah Oughtred reported a routine equity compensation event involving vested restricted stock units (RSUs). The company withheld 22,197 shares of Class A Common Stock at $10.05 per share to cover tax obligations tied to RSU vesting, and no shares were sold in the market. After this tax-withholding disposition, she directly holds 1,110,127 shares, including 911,539 RSUs and 2,533 shares acquired under FIGS’ 2021 Employee Stock Purchase Plan.

Positive

  • None.

Negative

  • None.
Insider Oughtred Sarah
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Class A Common Stock 22,197 $10.05 $223K
Holdings After Transaction: Class A Common Stock — 1,110,127 shares (Direct, null)
Footnotes (1)
  1. THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person. 911,539 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Includes 2,533 shares acquired on May 29, 2026 under the Issuer's 2021 Employee Stock Purchase Plan.
Shares withheld for taxes 22,197 shares Tax withholding on RSU vesting at $10.05 per share
Withholding price $10.05 per share Value used for RSU-related tax withholding
Shares held after transaction 1,110,127 shares Direct holdings following tax-withholding disposition
RSUs outstanding 911,539 RSUs Contingent rights to receive Class A shares
ESPP shares 2,533 shares Acquired on May 29, 2026 under 2021 ESPP
Restricted Stock Units ("RSUs") financial
"It only concerns the vesting and settlement of restricted stock units ("RSUs") and the related withholding of shares"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax withholding obligations financial
"Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs"
Employee Stock Purchase Plan financial
"Includes 2,533 shares acquired on May 29, 2026 under the Issuer's 2021 Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Class A Common Stock financial
"each representing a contingent right to receive one share of the Issuer's Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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FAQ

What did FIGS (FIGS) CFO Sarah Oughtred report in this Form 4?

FIGS CFO Sarah Oughtred reported a tax-withholding disposition related to RSU vesting. The company withheld shares to cover taxes, and no open-market sale occurred. This filing reflects routine equity compensation mechanics rather than a discretionary stock transaction.

How many FIGS (FIGS) shares were withheld for taxes in this filing?

The issuer withheld 22,197 shares of FIGS Class A Common Stock at $10.05 per share. These shares were used solely to satisfy tax obligations arising from restricted stock units vesting for the CFO, not from any discretionary sale into the market.

Did the FIGS (FIGS) CFO sell any shares on the open market?

No, the filing states it does not concern the sale of any shares. It only covers RSU vesting and the company’s withholding of shares to pay related tax liabilities, a standard administrative step for equity compensation awards.

How many FIGS (FIGS) shares does the CFO hold after this transaction?

After the tax-withholding disposition, the CFO directly holds 1,110,127 FIGS shares. This total includes 911,539 restricted stock units and 2,533 shares previously acquired through the company’s 2021 Employee Stock Purchase Plan.

What are RSUs in the context of FIGS (FIGS) equity compensation?

RSUs, or restricted stock units, are promises to deliver shares if vesting conditions are met. Here, each RSU represents one FIGS Class A share, and the company withheld some shares at vesting to cover the associated tax obligations for the CFO.

What role does the FIGS (FIGS) 2021 Employee Stock Purchase Plan play here?

The filing notes the CFO’s holdings include 2,533 shares acquired under FIGS’ 2021 Employee Stock Purchase Plan. ESPPs typically allow employees to purchase company stock, often at a discount, as part of broader equity-based compensation programs.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Oughtred Sarah

(Last)(First)(Middle)
C/O FIGS, INC. 2834 COLORADO AVENUE
SUITE 400

(Street)
SANTA MONICA CALIFORNIA 90404

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIGS, Inc. [ FIGS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026(1)F22,197(2)D$10.051,110,127(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION.
2. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person.
3. 911,539 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. Includes 2,533 shares acquired on May 29, 2026 under the Issuer's 2021 Employee Stock Purchase Plan.
Remarks:
/s/ Danielle Warner as Attorney-in-Fact for Sarah Oughtred07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)