STOCK TITAN

Insider at Angel Oak Financial (FINS) buys 9,203 shares

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Angel Oak Financial Strategies Income Term Trust insider buys shares. Reporting person Prabhu Sreeniwas, identified as an investment adviser principal, purchased 9,203 shares of common stock on November 20, 2025 at $12.88 per share. Following this transaction, he directly beneficially owned 175,180 common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Prabhu Sreeniwas

(Last) (First) (Middle)
C/O ANGEL OAK CAPITAL ADVISORS
980 HAMMOND DRIVE, SUITE 200

(Street)
ATLANTA GA 30328

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Angel Oak Financial Strategies Income Term Trust [ FINS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
INVESTMENT ADVISER PRINCIPAL
3. Date of Earliest Transaction (Month/Day/Year)
11/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 11/20/2025 P V 9,203 A $12.88 175,180 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Chase Eldredge 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Prabhu Sreeniwas report at FINS?

Prabhu Sreeniwas reported an open-market purchase of 9,203 shares of Angel Oak Financial Strategies Income Term Trust common stock. The transaction took place at a price of $12.88 per share, increasing his directly held beneficial ownership to 175,180 shares.

When did the reported Angel Oak Financial (FINS) insider trade occur?

The reported insider trade in Angel Oak Financial Strategies Income Term Trust common stock occurred on November 20, 2025. On that date, Prabhu Sreeniwas purchased 9,203 shares at a price of $12.88 per share in a single reported transaction.

How many Angel Oak Financial (FINS) shares does the insider own after the trade?

After the reported purchase, Prabhu Sreeniwas beneficially owned 175,180 shares of Angel Oak Financial Strategies Income Term Trust common stock. The Form 4 indicates this ownership is held directly, with no indirect ownership relationship specified in the filing excerpt.

Was the Angel Oak Financial (FINS) insider transaction a purchase or a sale?

The insider transaction was a purchase, coded as “P” on the Form 4. Prabhu Sreeniwas acquired 9,203 shares of Angel Oak Financial Strategies Income Term Trust common stock at a price of $12.88 per share in this reported transaction.

What price did the Angel Oak Financial (FINS) insider pay per share?

The insider paid $12.88 per share for Angel Oak Financial Strategies Income Term Trust common stock. This price applies to all 9,203 shares reported in the transaction, which is classified as a purchase and increased his directly held beneficial position to 175,180 shares.

How is the ownership form classified in this Angel Oak Financial (FINS) Form 4?

The Form 4 classifies the ownership form for the reported shares as Direct (D). Following the November 20, 2025 purchase of 9,203 common shares, Prabhu Sreeniwas directly beneficially owned a total of 175,180 Angel Oak Financial Strategies Income Term Trust shares.
Angel Oak Financial Strats Income Term

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FINS Stock Data

443.44M
33.42M
5.2%
125.38%
0.08%
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United States
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