FinVolution insider Shaofeng Gu files Form 3

FinVolution Group director and Chief Innovation Officer Shaofeng Gu filed an initial Form 3 reporting his indirect holdings.

Rhea-AI Filing Summary

FinVolution Group director and Chief Innovation Officer Shaofeng Gu filed an initial Form 3 reporting his indirect holdings. The filing shows indirect ownership through PPD Investment Limited of Class A ordinary shares, represented by American depositary shares, and Class B ordinary shares.

Each American depositary share represents five Class A ordinary shares. Holders of Class A ordinary shares have one vote per share, while holders of Class B ordinary shares have twenty votes per share. Each Class B ordinary share can be converted into one Class A ordinary share at any time by the holder.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider GU SHAOFENG

Role Chief Innovation Officer

Type	Security	Shares	Price	Value
holding	Class A Ordinary Shares	--	--	--
holding	Class B ordinary shares	--	--	--

Holdings After Transaction: Class A Ordinary Shares — 34,949,940 shares (Indirect, PPD Investment Limited); Class B ordinary shares — 394,818,900 shares (Indirect, PPD Investment Limited)

Footnotes (3)

1. F1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. F2. Holders of Class A ordinary shares are entitled to one vote per share in respect of matters requiring the votes of shareholders, while holders of Class B ordinary shares are entitled to twenty votes per share. Each Class B ordinary share is convertible into one Class A ordinary share at any time by the holder.
3. F3. PPD Investment Limited is beneficially owned by Mr. Shaofeng Gu through a trust, of which Mr. Shaofeng Gu is the settlor and Mr. Shaofeng Gu and his family members are the beneficiaries. Mr. Shaofeng Gu is the sole director of PPD Investment Limited.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the FinVolution Group (FINV) Form 3 filed by Shaofeng Gu report?

The Form 3 reports initial beneficial ownership of FinVolution Group securities by director and Chief Innovation Officer Shaofeng Gu. It lists his indirect holdings of Class A and Class B ordinary shares through PPD Investment Limited, without disclosing any recent buy or sell transactions.

How are FinVolution Group (FINV) Class A ordinary shares represented in the U.S. market?

FinVolution’s Class A ordinary shares are held in the form of American depositary shares. According to the filing, each American depositary share represents five Class A ordinary shares, providing U.S. investors exposure to the underlying equity through the ADS structure.

What voting rights do FinVolution Group (FINV) Class A and Class B shares carry?

The filing states that Class A ordinary shares carry one vote per share, while Class B ordinary shares carry twenty votes per share. This structure concentrates voting power in Class B holders even if they hold fewer shares economically than Class A holders.

Can FinVolution Group (FINV) Class B ordinary shares be converted into Class A shares?

Yes. Each Class B ordinary share is convertible into one Class A ordinary share at any time by the holder. This gives Class B holders flexibility to switch into Class A, potentially affecting the mix of voting and economic interests over time.

How does PPD Investment Limited relate to Shaofeng Gu’s FinVolution Group (FINV) holdings?

The filing explains that PPD Investment Limited is beneficially owned by Shaofeng Gu through a trust. Gu is the settlor, he and his family members are beneficiaries, and he serves as the sole director, giving him beneficial ownership of the reported shares.

Does the FinVolution Group (FINV) Form 3 show any insider buying or selling by Shaofeng Gu?

No explicit insider buying or selling is described. The Form 3 serves as an initial ownership report, listing indirect positions in Class A and Class B ordinary shares, rather than documenting new market transactions or option exercises by Shaofeng Gu.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

GU SHAOFENG

(Last) (First) (Middle)

BUILDING G1, 999 DANGUI ROAD

(Street)

SHANGHAI 201203

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Innovation Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares(1)	34,949,940	I	PPD Investment Limited(3)
Class B ordinary shares(2)	394,818,900	I	PPD Investment Limited(3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.

2. Holders of Class A ordinary shares are entitled to one vote per share in respect of matters requiring the votes of shareholders, while holders of Class B ordinary shares are entitled to twenty votes per share. Each Class B ordinary share is convertible into one Class A ordinary share at any time by the holder.

3. PPD Investment Limited is beneficially owned by Mr. Shaofeng Gu through a trust, of which Mr. Shaofeng Gu is the settlor and Mr. Shaofeng Gu and his family members are the beneficiaries. Mr. Shaofeng Gu is the sole director of PPD Investment Limited.

	/s/ SHAOFENG GU	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.