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FinVolution Group (NYSE: FINV) CFO Xu Jiayuan discloses direct and indirect stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

FinVolution Group’s Chief Financial Officer, Xu Jiayuan, has filed an initial statement of beneficial ownership. The filing reports direct ownership of 3,356,420 Class A ordinary shares and indirect ownership of 388,420 Class A ordinary shares through Hulu Holding Limited. The shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Xu Jiayuan

(Last) (First) (Middle)
BUILDING G1, NO.999 DANGUI ROAD

(Street)
SHANGHAI 201203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares(1) 3,356,420 D
Class A Ordinary Shares(1) 388,420 I Hulu Holding Limited
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
/s/ Jiayuan Xu 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does FinVolution Group (FINV) CFO Xu Jiayuan’s Form 3 show?

The Form 3 shows Xu Jiayuan’s initial beneficial ownership in FinVolution Group. It reports direct and indirect holdings of Class A ordinary shares, providing a baseline of the CFO’s equity position as of the filing date.

How many FinVolution Group (FINV) shares does CFO Xu Jiayuan hold directly?

The filing reports that Xu Jiayuan directly holds 3,356,420 Class A ordinary shares of FinVolution Group. This figure represents his personal direct ownership, separate from any shares held through related entities.

What indirect FinVolution (FINV) holdings does CFO Xu Jiayuan report?

The Form 3 discloses indirect ownership of 388,420 Class A ordinary shares held through Hulu Holding Limited. This indirect stake is reported separately from his direct holdings to clarify the nature of his total beneficial ownership.

Are FinVolution Group (FINV) shares held as American depositary shares?

Yes. A footnote states the Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares, indicating how the position is structured for trading purposes.

Does FinVolution (FINV) CFO’s Form 3 indicate recent buying or selling?

No specific buy or sell transactions are indicated in this Form 3. It functions as an initial ownership report, listing existing direct and indirect holdings rather than recording new purchases or sales of FinVolution shares.

Why is a Form 3 filing by FinVolution (FINV) CFO important to investors?

A Form 3 establishes an executive’s starting beneficial ownership in the company. For FinVolution, seeing the CFO’s direct and indirect shareholdings helps investors understand management’s equity stake and alignment with shareholder interests at the outset.
Finvolution Group

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