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Finwise Bancorp SEC Filings

FINW NASDAQ

Welcome to our dedicated page for Finwise Bancorp SEC filings (Ticker: FINW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

FinWise Bancorp filings document the public-company record for the holding company of FinWise Bank, including results releases, investor presentation materials, executive leadership changes, and annual-meeting governance. Form 8-K reports cover quarterly operating results, Regulation FD materials, and officer appointments tied to the holding company and bank.

Proxy filings describe shareholder meeting matters, board and governance information, executive compensation, voting procedures, and ownership-related disclosures. The filings also frame the bank's Strategic Program Lending, credit-enhanced loan balances, deposit funding, SBA 7(a), commercial real estate, leasing, payments and BIN Sponsorship activities through formal risk and financial disclosure.

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Finwise Bancorp officer Juan Carlos Arias filed an initial ownership report showing his current stake in FINW. He directly holds 8,992 common shares and indirectly holds additional shares through an IRA, his spouse’s IRA, and a UTMA account for a child.

He also holds employee stock options covering 1,200 common shares at an exercise price of $10.30 per share, expiring on November 13, 2033. According to the vesting schedule, 600 options have vested and 900 unvested options will vest in equal annual installments beginning on November 13, 2026.

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FinWise Bancorp announced a planned leadership transition. Effective April 6, 2026, longtime Chief Executive Officer Kent Landvatter, who has served as CEO since 2010, ceased serving as CEO of the holding company and moved into the role of Executive Chairman of both the Company and FinWise Bank, remaining an employee with unchanged compensation.

Jim Noone, 47, was appointed Chief Executive Officer of the Company and will continue as President and Chief Executive Officer of FinWise Bank. The Board describes this as the culmination of a deliberate, multi-year succession plan, noting that Noone progressed from Executive Vice President and Chief Credit Officer in 2018 to President in 2023, President of the Company in 2024, and CEO of the Bank in 2025. The Company states there are no new or amended compensatory arrangements, no related party transactions, and no family relationships tied to his appointment, and emphasizes that its strategic priorities, financial targets, and operating model remain unchanged.

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Finwise Bancorp reported that officer Andrew G. Stines acquired 19,072 shares of common stock through a grant or award on March 31, 2026. These shares, priced at $15.73 per share, represent his entire directly held position of 19,072 shares after the transaction.

The award price equals the average closing price of Finwise Bancorp common stock over the fifteen trading days ending the day before the grant date, indicating this was a compensation-related equity grant rather than an open-market purchase.

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Weichselbaum Alan reported acquisition or exercise transactions in this Form 4 filing.

Finwise Bancorp director Alan Weichselbaum received a grant of 3,179 shares of common stock as compensation. The award was priced at $15.73 per share, based on the average closing price over fifteen trading days before the grant date. After this grant, he directly owns 59,242 shares of Finwise Bancorp common stock.

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Ehrlich Susan reported acquisition or exercise transactions in this Form 4 filing.

Finwise Bancorp director Susan Ehrlich received a stock grant of 1,589 shares of common stock. The grant was reported at a value of $15.73 per share, based on the average closing price over the fifteen trading days ending the day before the grant date. After this compensation-related award, she directly holds 5,910 shares of Finwise Bancorp common stock. The transaction is classified as a grant or award rather than an open-market purchase.

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Reynolds Howard I reported acquisition or exercise transactions in this Form 4 filing.

Finwise Bancorp director Reynolds Howard I received a grant of 3,189 shares of common stock on March 31, 2026. The award was priced at $15.73 per share, equal to the average closing price over the fifteen trading days before the grant date.

Following this grant, he holds 41,294 shares directly. The filing also reports indirect ownership of 190,248 shares through CH Sterling Enterprises, LTD.

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Nievaard Lisa Ann reported acquisition or exercise transactions in this Form 4 filing.

Finwise Bancorp director Lisa Ann Nievaard received an equity grant of 3,179 shares of common stock. The shares were awarded on March 31, 2026 at a reported price of $15.73 per share, which reflects the average closing price over the fifteen trading days before the grant date. Following this award, she directly holds 18,987 shares of Finwise Bancorp common stock.

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Finwise Bancorp director Jeana Hutchings received a stock grant of 3,179 shares of common stock on March 31, 2026. The award was recorded at a reference price of $15.73 per share, based on the average closing price over the fifteen trading days ending the day before the grant date.

After this grant, Hutchings directly owns 29,187 shares of Finwise Bancorp common stock. The transaction is classified as a grant, award, or other acquisition, reflecting compensation rather than an open-market purchase.

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Giordano James N reported acquisition or exercise transactions in this Form 4 filing.

Finwise Bancorp director James N. Giordano reported a stock award of common shares as part of his compensation. On March 31, 2026, he received 3,179 shares of common stock at a reference price of $15.73 per share, based on the average closing price over fifteen trading days before the grant.

Following this award, Giordano directly holds 399,607 common shares. The filing also shows an additional 2,500 shares held through joint ownership with his spouse, reflecting indirect ownership separate from his direct holdings. This transaction is an equity grant rather than an open-market purchase.

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Finwise Bancorp director Gerald Edwin Cunningham reported a stock grant and updated holdings. On March 31, 2026, he received a grant of 3,179 shares of common stock at an average price of $15.73 per share, described as a grant, award, or other acquisition.

Following this grant, his direct ownership rose to 77,129 common shares. He also reported indirect ownership of 84,462 common shares held through the Gerald E. Cunningham Revocable Trust dated September 24, 2007. The grant price reflects the average closing price over the prior fifteen trading days.

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FAQ

How many Finwise Bancorp (FINW) SEC filings are available on StockTitan?

StockTitan tracks 56 SEC filings for Finwise Bancorp (FINW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Finwise Bancorp (FINW)?

The most recent SEC filing for Finwise Bancorp (FINW) was filed on April 8, 2026.