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FINANCIAL INSTITUTIONS (FISI) SEC Filings, Mar-May 2026

FISI NASDAQ

Financial Institutions, Inc. filings document the regulatory record of a Nasdaq-listed banking company that operates through Five Star Bank and Courier Capital, LLC. Its 8-K reports disclose quarterly operating results, Regulation FD investor presentations, dividend declarations on common and preferred stock, and material capital actions involving subordinated notes.

Proxy materials cover board elections, executive compensation, shareholder voting matters and governance practices. Other filings address board changes, registered common stock on the Nasdaq Global Select Market, capital structure, debt terms and the financial condition of a company focused on commercial banking, consumer banking and wealth management.

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FINANCIAL INSTITUTIONS INC director Steven C. Finch reported stock awards of common shares. On May 20, 2026, he acquired 391 shares of common stock at $35.10 per share as a grant, leaving him with 1,673 directly held shares in that account.

On the same date, he also received a separate grant of 1,282 common shares at no cost, resulting in 1,282 directly held shares for that position. These are compensation-related awards rather than open-market purchases or sales.

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Financial Institutions, Inc. reported the results of its Annual Meeting of Shareholders held on May 20, 2026. Shareholders elected five directors—David P. Bovenzi, Andrew W. Dorn, Jr., Steven C. Finch, Robert M. Glaser, and Susan R. Holliday—to serve until the 2029 annual meeting.

Investors also approved the advisory Say-on-Pay vote on executive compensation, with 13,784,109 votes cast in favor. In addition, shareholders ratified the appointment of RSM US LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026.

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FINANCIAL INSTITUTIONS INC director Steven C. Finch filed an initial Form 3 reporting his holdings in the company’s common stock. The filing lists one holding entry for common stock with total shares following the report shown as 0. This indicates no reportable ownership position in the issuer’s common stock at the time of the filing.

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FINANCIAL INSTITUTIONS INC director David Bovenzi has filed an initial Form 3 reporting his ownership in the company. The filing shows that he holds 0 shares of the company’s Common Stock directly as of the reported date, meaning no beneficial ownership position is disclosed at this time.

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Financial Institutions, Inc., parent of Five Star Bank and Courier Capital, announced a quarterly cash dividend of $0.32 per common share. The company also declared dividends of $0.75 per share on its Series A 3% preferred stock and $2.12 per share on its Series B-1 8.48% preferred stock.

All dividends are payable on July 2, 2026 to shareholders of record on June 12, 2026. The company reports approximately $6.3 billion in assets as of March 31, 2026, reflecting a regional banking and wealth management platform focused on Western and Central New York with additional commercial lending reach into the Mid-Atlantic region.

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Wellington Management Group LLP reports beneficial ownership of 900,493 shares of Financial Institutions, Inc. Common Stock, representing 4.59% of the class as shown on the cover responses. The ownership is reported through related entities including Wellington Group Holdings LLP and Wellington Investment Advisors Holdings LLP and reflects shared voting and dispositive power of 900,493 shares as indicated.

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Financial Institutions, Inc. reported stronger results for the three months ended March 31, 2026. Net income rose to $20.99 million from $16.88 million a year earlier, and net income available to common shareholders reached $20.62 million.

Net interest income increased to $51.99 million from $46.86 million, as interest expense on deposits declined and provision for credit losses decreased to $2.24 million. Basic earnings per common share improved to $1.05 from $0.82, while diluted EPS was $1.04.

Total assets were $6.29 billion and total deposits were $5.34 billion as of March 31, 2026. Comprehensive income was $14.69 million, reflecting unrealized losses in the securities and hedging portfolios, and the allowance for credit losses on loans declined to $44.66 million.

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Financial Institutions, Inc. reported strong first-quarter 2026 results, with net income available to common shareholders of $20.6 million, or $1.04 per diluted share, up from $0.81 a year earlier. Earnings reflected a net interest margin of 3.67%, return on average assets of 1.37% and return on average equity of 13.43%.

Total loans were $4.63 billion and total deposits were $5.34 billion at March 31, 2026. The company repurchased 163,197 common shares at an average price of $31.50 and increased its quarterly common dividend by 3.2% to $0.32 per share.

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Financial Institutions, Inc. presents its 2026 proxy statement and calls a virtual annual shareholder meeting on May 20, 2026, to elect five directors, hold an advisory say‑on‑pay vote, and ratify RSM US LLP as auditor.

Management highlights strong 2025 performance, including net income available to common shareholders of $73.4 million, diluted EPS of $3.61, and return on average assets of 1.20%. Net interest margin reached 3.53%, expanding 67 basis points year over year, while net interest income reached a record level and noninterest income remained durable.

Tangible common book value per share rose nearly 14% to $27.84 as of December 31, 2025. The company refinanced subordinated debt with a December 2025 issuance, executed a public equity offering and balance sheet restructuring in late 2024, and repurchased 336,869 shares at an average of $31.98 in Q4 2025. The quarterly cash dividend was raised by $0.01 to $0.32 per common share in February 2026.

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Financial Institutions Inc: The Vanguard Group filed an amendment on a Schedule 13G to report beneficial ownership changes following an internal realignment. The filing reports Amount beneficially owned: 0 and Percent of class: 0. The filing explains subsidiaries will report ownership separately in reliance on SEC Release No. 34-39538 dated January 12, 1998.

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FAQ

How many FINANCIAL INSTITUTIONS (FISI) SEC filings are available on StockTitan?

StockTitan tracks 72 SEC filings for FINANCIAL INSTITUTIONS (FISI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for FINANCIAL INSTITUTIONS (FISI)?

The most recent SEC filing for FINANCIAL INSTITUTIONS (FISI) was filed on May 21, 2026.