Welcome to our dedicated page for FINANCIAL INSTITUTIONS SEC filings (Ticker: FISI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on FINANCIAL INSTITUTIONS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into FINANCIAL INSTITUTIONS's regulatory disclosures and financial reporting.
HARTING BRUCE W reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Bruce W. Harting received a grant of 1,282 shares of Common Stock on May 20, 2026 at no stated purchase price. Following this award, he directly holds 7,421 shares of the company’s common stock.
FINANCIAL INSTITUTIONS INC director Mark Zupan received a grant of 1,282 shares of common stock. The shares were awarded at no cash cost, classified as a grant or award acquisition. Following this transaction, he directly holds a total of 15,301 common shares.
Burlew Dawn H reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Dawn H. Burlew reported stock awards on Common Stock. On May 20, 2026, she received two non-derivative grants: 313 shares at a reference price of $35.10 per share and an additional 1,282 shares recorded at $0.00 per share, indicating compensation-related awards rather than open-market purchases. These transactions increase her direct ownership and represent routine equity compensation, not discretionary buying or selling in the market.
FINANCIAL INSTITUTIONS INC director Angela J. Panzarella reported receiving additional common stock through equity grants. On May 20, 2026, she was awarded 925 shares of Common Stock at $35.10 per share and 1,282 shares at $0.00 per share, reflecting non-derivative "Grant, award, or other acquisition" transactions rather than open-market purchases or sales.
Latella Robert N reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Robert N. Latella received a grant of 1,282 shares of Common Stock, recorded at $0.0000 per share. After this equity award on May 20, 2026, his direct holdings totaled 32,849 shares of Common Stock. A separate holding entry shows 16,000 shares held indirectly in an IRA.
Glaser Robert M reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Robert M. Glaser reported a stock award of 1,282 shares of Common Stock on May 20, 2026. The grant was recorded at a price of $0.00 per share, indicating it was compensation rather than a market purchase.
After this award, Glaser directly holds 49,333 shares of Common Stock. In addition, 1,500 shares are reported as indirectly owned and held in trust, providing further context on his total beneficial exposure.
Schrader Robert L. reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Robert L. Schrader reported receiving a grant of 1,282 shares of Common Stock. The award was recorded at a price of $0.00 per share, indicating it was a compensation-related grant rather than a market purchase. Following this grant, Schrader directly holds 2,643 shares of the company’s common stock, showing a modest increase in his direct equity stake without any open-market buying or selling activity.
Financial Institutions Inc. director David Bovenzi reported stock awards of company common shares. On May 20, 2026, he acquired 391 shares of common stock at a reference price of $35.10 per share in a transaction classified as a grant or award rather than an open-market purchase.
On the same date, he received an additional 1,282-share grant of common stock at a stated price of $0.00 per share, reflecting compensation-related awards. After these transactions, one line in the filing shows 1,673 shares held directly following the first award, and another shows 1,282 shares held directly following the second award.
FINANCIAL INSTITUTIONS INC director Steven C. Finch reported stock awards of common shares. On May 20, 2026, he acquired 391 shares of common stock at $35.10 per share as a grant, leaving him with 1,673 directly held shares in that account.
On the same date, he also received a separate grant of 1,282 common shares at no cost, resulting in 1,282 directly held shares for that position. These are compensation-related awards rather than open-market purchases or sales.
Financial Institutions, Inc. reported the results of its Annual Meeting of Shareholders held on May 20, 2026. Shareholders elected five directors—David P. Bovenzi, Andrew W. Dorn, Jr., Steven C. Finch, Robert M. Glaser, and Susan R. Holliday—to serve until the 2029 annual meeting.
Investors also approved the advisory Say-on-Pay vote on executive compensation, with 13,784,109 votes cast in favor. In addition, shareholders ratified the appointment of RSM US LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026.