Fifth Third CAO exercises 3,835 share rights
FIFTH THIRD BANCORP Chief Accounting Officer Jeffrey A. Lopper exercised stock appreciation rights and had shares withheld for taxes.
Rhea-AI Filing Summary
FIFTH THIRD BANCORP Chief Accounting Officer Jeffrey A. Lopper exercised stock appreciation rights and had shares withheld for taxes. He exercised rights covering 3,835 shares of Common Stock at $18.11 per share, converting them into common shares. To cover tax obligations, 2,046 shares were disposed of at $50.34 per share through a tax-withholding mechanism rather than an open-market sale. After these transactions, he directly held 51,563 shares of Fifth Third common stock, and the underlying stock appreciation rights were fully exercised.
Positive
- None.
Negative
- None.
Insider Trade Summary
3,835 shares exercised/converted
Exercise
3 txns
Insider
Lopper Jeffrey A
Role
Chief Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Appreciation Rights | 3,835 | $0.00 | $0.00 |
| Exercise | Common Stock | 3,835 | $18.11 | $69K |
| Exercise Price or Tax Liability | Common Stock | 2,046 | $50.34 | $103K |
Holdings After Transaction:
Stock Appreciation Rights — 0 contracts (Direct);
Common Stock — 51,563 shares (Direct)
Footnotes (1)
- F1. Indicates grant date. Stock appreciation rights are exercisable in fourths beginning on the first anniversary of the grant date with one-fourth of the total grant vesting annually over a four-year period.
Key Figures
Shares exercised: 3,835 shares
Exercise price: $18.11 per share
Tax-withheld shares: 2,046 shares
+2 more
5 metrics
Shares exercised
3,835 shares
Stock appreciation rights converted into common stock on April 17, 2026
Exercise price
$18.11 per share
Exercise price for stock appreciation rights
Tax-withheld shares
2,046 shares
Shares disposed of to cover tax liabilities at $50.34 per share
Post-transaction holdings
51,563 shares
Directly owned FIFTH THIRD BANCORP common stock after transactions
Derivative position remaining
0 stock appreciation rights
This grant fully exercised; no remaining rights from it
Key Terms
Stock Appreciation Rights, tax-withholding disposition, derivative security, exercise price
4 terms
Stock Appreciation Rights financial
"Stock Appreciation Rights are exercisable in fourths beginning on the first anniversary"
Stock appreciation rights (SARs) are a form of employee compensation that give the holder the right to receive the increase in a company's stock price over a set baseline, paid in cash or shares, without having to buy the stock. For investors, SARs matter because they can create future cash outflows or share dilution and signal how a company rewards and motivates executives — similar to giving a bonus tied directly to how well the company’s stock performs.
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for 2,046.0000 shares"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
exercise price financial
"conversion_or_exercise_price: "18.1100""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did FITB executive Jeffrey A. Lopper do in this Form 4 filing?
Jeffrey A. Lopper, Chief Accounting Officer of FIFTH THIRD BANCORP, exercised stock appreciation rights for 3,835 common shares and had 2,046 shares withheld to pay taxes. These actions increased his direct share ownership while settling related tax obligations.
What happened to the stock appreciation rights reported in this FITB Form 4?
Stock appreciation rights covering 3,835 underlying common shares were fully exercised, leaving zero remaining rights from this grant. The rights had a grant-related exercise price of $18.11 and were part of an award that vested in annual installments over four years.
AI-generated analysis. How Rhea-AI works. Not financial advice.
