5,848 RSUs listed for sale by broker (FIVN) — Morgan Stanley filing

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 reporting the proposed sale of 5,848 restricted stock units (RSUs) of common stock of FIVN, dated 06/03/2026.

The filing also lists two reported dispositions by Panos Kozanian on 03/04/2026 of 3,860 and 7,002 common shares with aggregate values of $68,630.80 and $125,895.96, respectively.

Insights

Securities Compliance Analyst

Form 144 discloses proposed brokered resale of RSUs and recent dispositions by a named holder.

The filing lists 5,848 RSUs proposed to be sold on 06/03/2026; the broker identified is Morgan Stanley Smith Barney LLC Executive Financial Services. It records two completed dispositions by Panos Kozanian on 03/04/2026 with dollar amounts shown.

Cash‑flow treatment and whether sales are under an exemption or registration statement are not stated in the excerpt; subsequent filing details would clarify method and timing.

Key Figures

RSUs proposed to be sold: 5,848 shares Disposition by Panos Kozanian: 3,860 shares Disposition by Panos Kozanian: 7,002 shares +2 more

5 metrics

RSUs proposed to be sold 5,848 shares Securities To Be Sold entry dated 06/03/2026

Disposition by Panos Kozanian 3,860 shares Sold on 03/04/2026 for $68,630.80

Disposition by Panos Kozanian 7,002 shares Sold on 03/04/2026 for $125,895.96

Filing date reference 06/03/2026 Date listed for securities to be sold

Broker listed Morgan Stanley Smith Barney LLC Filer information section

Key Terms

RSU, Form 144, Securities To Be Sold

3 terms

RSU financial

"Common | 06/03/2026 | RSU | Issuer"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5848	146371.03	74723569	06/04/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/03/2026	RSU	Issuer			5848	06/03/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Panos Kozanian 3001 Bishop Drive Suite 350 San Ramon CA 94583	Common	03/04/2026	3860	68630.8
Panos Kozanian 3001 Bishop Drive Suite 350 San Ramon CA 94583	Common	03/04/2026	7002	125895.96

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for FIVN report?

The filing reports a proposed sale of 5,848 RSUs of common stock dated 06/03/2026. It also records two dispositions by Panos Kozanian dated 03/04/2026 of 3,860 and 7,002 shares.

Who is the selling broker listed on the FIVN Form 144?

The broker is listed as Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY. The entry appears in the securities and filer information section.

How much cash value is shown for the reported dispositions?

The two dispositions by Panos Kozanian show aggregate values of $68,630.80 and $125,895.96, respectively, for the 3,860 and 7,002 share entries on 03/04/2026.

Do these entries indicate how the shares will be sold?

The excerpt lists the securities to be sold and broker but does not specify the plan of distribution or whether sales are on the open market or under an exemption; those details are not present in the provided content.

Is the Form 144 an immediate sale or a notice of intent?

Form 144 is a notice of intent to sell restricted or control securities; the filing here reports a proposed sale of 5,848 RSUs dated 06/03/2026, consistent with such a notice.