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  4. [144] Five9, Inc. SEC Filing

Five9 (FIVN) officer lines up $614K stock sale after 10b5-1 trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Five9, Inc. (FIVN) officer Andrew Dignan has filed a Rule 144 notice indicating an intention to sell up to 17,767 shares of Five9 common stock through Morgan Stanley Smith Barney LLC. The shares were acquired upon the vesting of restricted stock units during the period from March 3, 2026 through June 3, 2026. In the prior three months, Dignan reported sales of Five9 common stock on June 3, 4, and 5, 2026, including Rule 10b5-1 plan sales, with disclosed aggregate sale proceeds on each date.

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Shares to be sold under Rule 144 17,767 shares Common stock for account of Andrew Dignan
Aggregate market value of securities to be sold $614,205.19 Common stock listed in the Rule 144 notice
Shares sold June 3, 2026 2,558 shares Common stock sale by Andrew Dignan
Aggregate proceeds June 3, 2026 $63,463.98 Common stock sale by Andrew Dignan
Shares sold June 4, 2026 5,645 shares 10b5-1 sale of common stock
Aggregate proceeds June 4, 2026 $139,656.17 10b5-1 common stock sale
Shares sold June 5, 2026 3,073 shares 10b5-1 sale of common stock
Aggregate proceeds June 5, 2026 $74,520.25 10b5-1 common stock sale
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
restricted stock units financial
"The securities to be sold were acquired upon the vesting of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
10b5-1 regulatory
"10b5-1 Sales for ANDREW DIGNAN 3001 Bishop Drive"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
Common financial
"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"
securities to be sold financial
"The securities to be sold were acquired upon the vesting"

FAQ

What does the Rule 144 notice disclose for Five9, Inc. (FIVN)?
The notice discloses that Andrew Dignan, an officer of Five9, Inc., plans to sell up to 17,767 shares of Five9 common stock under Rule 144. The shares were acquired through the vesting of restricted stock units between March 3, 2026 and June 3, 2026.

How many Five9 (FIVN) shares are planned to be sold under this Rule 144 filing?
The filing states that up to 17,767 shares of Five9 common stock are to be sold. These shares are held for the account of Andrew Dignan and were acquired upon vesting of restricted stock units.

What prior sales by Andrew Dignan in Five9 (FIVN) stock are reported?
The document reports common stock sales in the past three months: 2,558 shares on June 3, 2026, 5,645 shares on June 4, 2026, and 3,073 shares on June 5, 2026, with each date showing aggregate sale proceeds in dollars.

Were any of the recent Five9 (FIVN) stock sales under a 10b5-1 plan?
Yes. The sales on June 4, 2026 and June 5, 2026 are identified as 10b5-1 Sales for Andrew Dignan, indicating they were executed under a pre-arranged Rule 10b5-1 trading plan.

Which broker is handling the planned Rule 144 sale for Five9 (FIVN) shares?
The notice identifies Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, as the broker-dealer through which the 17,767 Five9 common shares are to be sold under Rule 144.

How were the Five9 (FIVN) shares in this Rule 144 notice acquired?
According to the remarks, the securities to be sold were acquired upon the vesting of restricted stock units during the period from March 3, 2026 through June 3, 2026, and are now eligible for sale under Rule 144.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR