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[Form 3] Five9, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Ramakrishna Sudhakar, identified as a director of Five9, Inc. (FIVN), filed an Initial Form 3 reporting the ownership status related to a 09/26/2025 event. The filing states that the reporting person does not beneficially own any securities of Five9. The form was submitted on 09/30/2025 and bears the electronic signature of Tiffany Meriweather, Attorney in Fact. The document confirms the reporting relationship (director) but lists no equity holdings or derivative positions.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Director filed a Form 3 and reported no beneficial ownership of company securities.

The Form 3 establishes that Ramakrishna Sudhakar is a director of Five9, Inc. and that, as of the event date, he holds no direct or indirect equity or derivative positions in the issuer. From a governance perspective, this is a routine initial filing required under Section 16; it provides transparency about potential insider holdings. The absence of reported holdings means there are no immediate insider trading flags or related party ownership disclosures to monitor from this filing alone.

TL;DR: Compliance filing completed; no securities reported, so no Section 16 trading obligations arise from holdings.

The Form 3 was timely filed to disclose the reporting person's status and ownership. It explicitly states "No securities are beneficially owned." As an initial statement, it satisfies the technical disclosure requirement for a newly reporting insider. There are no listed non-derivative or derivative securities to trigger ongoing Section 16 reporting of later transactions beyond the usual obligations should future acquisitions occur.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Ramakrishna Sudhakar

(Last) (First) (Middle)
C/O FIVE9, INC.
3001 BISHOP DRIVE, SUITE 350

(Street)
SAN RAMON CA 94583

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/26/2025
3. Issuer Name and Ticker or Trading Symbol
Five9, Inc. [ FIVN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Tiffany Meriweather, Attorney in Fact 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for Five9 (FIVN)?

The Form 3 was filed on behalf of Ramakrishna Sudhakar, identified as a director of Five9, Inc.

Does the Form 3 report any Five9 (FIVN) securities owned by the reporting person?

No. The filing explicitly states "No securities are beneficially owned."

What is the event date referenced in the Form 3 for FIVN?

The Date of Event Requiring Statement is 09/26/2025.

When was the Form 3 signed and by whom?

The form was signed on 09/30/2025 by Tiffany Meriweather, Attorney in Fact.

What relationship to Five9 does the reporting person have?

The reporting person is listed as a Director of Five9, Inc.
Five9

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1.46B
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Software - Infrastructure
Services-computer Processing & Data Preparation
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United States
SAN RAMON